ALSN Insider Transactions — Page 6
851 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 501–600; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Carlyle Holdings I L.P. | TenPercentOwner | 2014-04-25 | Sale | 12,500,000.0 | $29.78 |
| ONEX CORP | TenPercentOwner | 2014-04-25 | Sale | 12,500,000.0 | $29.78 |
| SCHWARTZ GERALD W | TenPercentOwner | 2014-04-25 | Sale | 12,500,000.0 | $29.78 |
| Onex American Holdings II LLC | TenPercentOwner | 2014-04-25 | Sale | 12,500,000.0 | $29.78 |
| OAH Wind LLC | TenPercentOwner | 2014-04-25 | Sale | 12,500,000.0 | $29.78 |
| Onex American Holdings Subco LLC | TenPercentOwner | 2014-04-25 | Sale | 12,500,000.0 | $29.78 |
| Onex American Holdings GP LLC | TenPercentOwner | 2014-04-25 | Sale | 12,500,000.0 | $29.78 |
| Allison Executive Investco II LLC | TenPercentOwner | 2014-04-25 | Sale | 12,500,000.0 | $29.78 |
| Allison Executive Investco LLC | TenPercentOwner | 2014-04-25 | Sale | 12,500,000.0 | $29.78 |
| Onex Allison Holding Ltd S.A.R.L. | TenPercentOwner | 2014-04-25 | Sale | 12,500,000.0 | $29.78 |
| Dyer Edward L. | VP, Defense Programs | 2014-04-21 | Sale | 6,248.0 | $31.06 |
| Dean Sharon L. | VP, Quality and Reliability | 2014-04-17 | Sale | 51,400.0 | $30.93 |
| Dyer Edward L. | VP, Defense Programs | 2014-04-17 | Sale | 9,652.0 | $31.03 |
| Dewey Lawrence E. | Chairman, President & CEO | 2014-04-14 | Sale | 28,000.0 | $28.91 |
| Headly Michael G. | SVP, Global MSS | 2014-04-14 | Sale | 4,000.0 | $28.81 |
| Graziosi David S. | Exec VP, CFO and Treasurer | 2014-04-11 | Sale | 24,039.0 | $28.93 |
| Reynolds Richard VanFleet | Director | 2014-04-10 | Sale | 5,175.0 | $29.53 |
| Dyer Edward L. | VP, Defense Programs | 2014-04-02 | Sale | 4,100.0 | $31.01 |
| Dean Sharon L. | VP, Quality and Reliability | 2014-04-02 | Sale | 6,900.0 | $30.98 |
| Dean Sharon L. | VP, Quality and Reliability | 2014-04-01 | Sale | 2,300.0 | $30.87 |
| Parish David L. | Sr. VP, Ops and Purchasing | 2014-04-01 | Sale | 29,800.0 | $30.61 |
| Parish David L. | Sr. VP, Ops and Purchasing | 2014-03-31 | Sale | 100.0 | $30.0 |
| Parish David L. | Sr. VP, Ops and Purchasing | 2014-03-28 | Sale | 100.0 | $30.0 |
| Headly Michael G. | SVP, Global MSS | 2014-03-20 | Sale | 5,000.0 | $29.18 |
| Headly Michael G. | SVP, Global MSS | 2014-03-14 | Sale | 4,000.0 | $28.82 |
| Graziosi David S. | Exec VP, CFO and Treasurer | 2014-03-12 | Sale | 24,030.0 | $29.55 |
| Dewey Lawrence E. | Chairman, President & CEO | 2014-03-12 | Sale | 28,000.0 | $29.56 |
| Reynolds Richard VanFleet | Director | 2014-03-10 | Sale | 5,175.0 | $29.88 |
| TC Group, LLC | TenPercentOwner | 2014-02-28 | Sale | 14,375,000.0 | $29.17 |
| TC Group IV Managing GP, L.L.C. | TenPercentOwner | 2014-02-28 | Sale | 14,375,000.0 | $29.17 |
| Carlyle Group L.P. | TenPercentOwner | 2014-02-28 | Sale | 14,375,000.0 | $29.17 |
| Carlyle Partners IV AT Holdings, L.P. | TenPercentOwner | 2014-02-28 | Sale | 14,375,000.0 | $29.17 |
| Carlyle Group Management L.L.C. | TenPercentOwner | 2014-02-28 | Sale | 14,375,000.0 | $29.17 |
| Carlyle Holdings I GP Inc. | TenPercentOwner | 2014-02-28 | Sale | 14,375,000.0 | $29.17 |
| Carlyle Holdings I GP Sub L.L.C. | TenPercentOwner | 2014-02-28 | Sale | 14,375,000.0 | $29.17 |
| Carlyle Holdings I L.P. | TenPercentOwner | 2014-02-28 | Sale | 14,375,000.0 | $29.17 |
| ONEX CORP | TenPercentOwner | 2014-02-28 | Sale | 14,375,000.0 | $29.17 |
| SCHWARTZ GERALD W | TenPercentOwner | 2014-02-28 | Sale | 14,375,000.0 | $29.17 |
| Onex American Holdings II LLC | TenPercentOwner | 2014-02-28 | Sale | 14,375,000.0 | $29.17 |
| OAH Wind LLC | TenPercentOwner | 2014-02-28 | Sale | 14,375,000.0 | $29.17 |
| Onex American Holdings Subco LLC | TenPercentOwner | 2014-02-28 | Sale | 14,375,000.0 | $29.17 |
| Onex American Holdings GP LLC | TenPercentOwner | 2014-02-28 | Sale | 14,375,000.0 | $29.17 |
| Allison Executive Investco II LLC | TenPercentOwner | 2014-02-28 | Sale | 14,375,000.0 | $29.17 |
| Allison Executive Investco LLC | TenPercentOwner | 2014-02-28 | Sale | 14,375,000.0 | $29.17 |
| Onex Allison Holding Ltd S.A.R.L. | TenPercentOwner | 2014-02-28 | Sale | 14,375,000.0 | $29.17 |
| Onex US Principals LP | TenPercentOwner | 2014-02-28 | Sale | 14,375,000.0 | $29.17 |
| ONEX PARTNERS II L P | TenPercentOwner | 2014-02-28 | Sale | 14,375,000.0 | $29.17 |
| Onex Partners II GP LP | TenPercentOwner | 2014-02-28 | Sale | 14,375,000.0 | $29.17 |
| 1597257 Ontario Inc. | TenPercentOwner | 2014-02-28 | Sale | 14,375,000.0 | $29.17 |
| Onex Partners GP Inc. | TenPercentOwner | 2014-02-28 | Sale | 14,375,000.0 | $29.17 |
| Onex Allison Co-Invest LP | TenPercentOwner | 2014-02-28 | Sale | 14,375,000.0 | $29.17 |
| New PCo II Investments, Ltd. | TenPercentOwner | 2014-02-28 | Sale | 14,375,000.0 | $29.17 |
| Parish David L. | Sr. VP, Ops and Purchasing | 2014-02-28 | Sale | 30,000.0 | $29.77 |
| Headly Michael G. | SVP, Global MSS | 2014-02-19 | Sale | 5,000.0 | $30.35 |
| Scroggins Eric C. | VP, Gen. Counsel and Secretary | 2014-02-14 | Sale | 33,132.0 | $29.95 |
| Graziosi David S. | Exec VP, CFO and Treasurer | 2014-02-14 | Sale | 35,076.0 | $30.17 |
| Dean Sharon L. | VP, Quality and Reliability | 2014-02-14 | Sale | 60,500.0 | $29.95 |
| Dean Sharon L. | VP, Quality and Reliability | 2014-02-12 | Sale | 100.0 | $29.85 |
| Dewey Lawrence E. | Chairman, President & CEO | 2014-02-12 | Sale | 28,000.0 | $29.62 |
| Reynolds Richard VanFleet | Director | 2014-02-10 | Sale | 5,175.0 | $29.07 |
| Scroggins Eric C. | VP, Gen. Counsel and Secretary | 2014-02-07 | Sale | 32,500.0 | $29.14 |
| Dean Sharon L. | VP, Quality and Reliability | 2014-02-07 | Sale | 28,667.0 | $29.12 |
| Dean Sharon L. | VP, Quality and Reliability | 2014-02-03 | Sale | 33.0 | $28.85 |
| Parish David L. | Sr. VP, Ops and Purchasing | 2014-01-29 | Sale | 30,000.0 | $28.47 |
| Scroggins Eric C. | VP, Gen. Counsel and Secretary | 2014-01-24 | Sale | 9,400.0 | $21.05 |
| Scroggins Eric C. | VP, Gen. Counsel and Secretary | 2014-01-23 | Sale | 4,400.0 | $28.91 |
| Dean Sharon L. | VP, Quality and Reliability | 2014-01-23 | Sale | 18,900.0 | $28.88 |
| Scroggins Eric C. | VP, Gen. Counsel and Secretary | 2014-01-22 | Sale | 3,100.0 | $28.9 |
| Dean Sharon L. | VP, Quality and Reliability | 2014-01-22 | Sale | 13,000.0 | $28.88 |
| Kirk Randall R. | VP, Product Engineering | 2014-01-17 | Sale | 5,700.0 | $28.51 |
| Kirk Randall R. | VP, Product Engineering | 2014-01-16 | Sale | 4,243.0 | $28.45 |
| Dean Sharon L. | VP, Quality and Reliability | 2014-01-16 | Sale | 21,001.0 | $28.01 |
| Graziosi David S. | Exec VP, CFO and Treasurer | 2014-01-16 | Sale | 17,539.0 | $28.08 |
| Headly Michael G. | SVP, Global MSS | 2014-01-15 | Sale | 59,000.0 | $27.17 |
| Dewey Lawrence E. | Chairman, President & CEO | 2014-01-13 | Sale | 28,000.0 | $26.99 |
| Reynolds Richard VanFleet | Director | 2014-01-10 | Sale | 5,175.0 | $27.0 |
| TC Group, LLC | TenPercentOwner | 2013-12-16 | Sale | 6,250,000.0 | $25.56 |
| TC Group IV Managing GP, L.L.C. | TenPercentOwner | 2013-12-16 | Sale | 6,250,000.0 | $25.56 |
| Carlyle Group L.P. | TenPercentOwner | 2013-12-16 | Sale | 6,250,000.0 | $25.56 |
| Carlyle Partners IV AT Holdings, L.P. | TenPercentOwner | 2013-12-16 | Sale | 6,250,000.0 | $25.56 |
| Carlyle Group Management L.L.C. | TenPercentOwner | 2013-12-16 | Sale | 6,250,000.0 | $25.56 |
| Carlyle Holdings I GP Inc. | TenPercentOwner | 2013-12-16 | Sale | 6,250,000.0 | $25.56 |
| Carlyle Holdings I GP Sub L.L.C. | TenPercentOwner | 2013-12-16 | Sale | 6,250,000.0 | $25.56 |
| Carlyle Holdings I L.P. | TenPercentOwner | 2013-12-16 | Sale | 6,250,000.0 | $25.56 |
| Onex US Principals LP | TenPercentOwner | 2013-12-16 | Sale | 6,250,000.0 | $25.56 |
| ONEX PARTNERS II L P | TenPercentOwner | 2013-12-16 | Sale | 6,250,000.0 | $25.56 |
| Onex Partners II GP LP | TenPercentOwner | 2013-12-16 | Sale | 6,250,000.0 | $25.56 |
| 1597257 Ontario Inc. | TenPercentOwner | 2013-12-16 | Sale | 6,250,000.0 | $25.56 |
| Onex Partners GP Inc. | TenPercentOwner | 2013-12-16 | Sale | 6,250,000.0 | $25.56 |
| Onex Allison Co-Invest LP | TenPercentOwner | 2013-12-16 | Sale | 6,250,000.0 | $25.56 |
| New PCo II Investments, Ltd. | TenPercentOwner | 2013-12-16 | Sale | 6,250,000.0 | $25.56 |
| ONEX CORP | TenPercentOwner | 2013-12-16 | Sale | 6,250,000.0 | $25.56 |
| SCHWARTZ GERALD W | TenPercentOwner | 2013-12-16 | Sale | 6,250,000.0 | $25.56 |
| Onex American Holdings II LLC | TenPercentOwner | 2013-12-16 | Sale | 6,250,000.0 | $25.56 |
| OAH Wind LLC | TenPercentOwner | 2013-12-16 | Sale | 6,250,000.0 | $25.56 |
| Onex American Holdings Subco LLC | TenPercentOwner | 2013-12-16 | Sale | 6,250,000.0 | $25.56 |
| Onex American Holdings GP LLC | TenPercentOwner | 2013-12-16 | Sale | 6,250,000.0 | $25.56 |
| Allison Executive Investco II LLC | TenPercentOwner | 2013-12-16 | Sale | 6,250,000.0 | $25.56 |
| Allison Executive Investco LLC | TenPercentOwner | 2013-12-16 | Sale | 6,250,000.0 | $25.56 |
| Onex Allison Holding Ltd S.A.R.L. | TenPercentOwner | 2013-12-16 | Sale | 6,250,000.0 | $25.56 |