ALDX Insider Transactions — Page 2
156 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 101–156; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Brady Todd C | President and CEO | 2019-09-16 | Purchase | 3,000.0 | $6.03 |
| Brady Todd C | President and CEO | 2019-09-13 | Purchase | 18,547.0 | $5.9 |
| DOUGLAS RICHARD | Director | 2019-09-13 | Purchase | 5,000.0 | $6.0 |
| Brady Todd C | President and CEO | 2019-09-13 | Purchase | 10,000.0 | $5.79 |
| JOYCE MARTIN JOSEPH | Director | 2019-09-12 | Purchase | 1,700.0 | $5.86 |
| DOUGLAS RICHARD | Director | 2019-09-12 | Purchase | 10,000.0 | $6.03 |
| DOUGLAS RICHARD | Director | 2019-09-11 | Purchase | 10,000.0 | $5.75 |
| Brady Todd C | President and CEO | 2019-09-10 | Purchase | 10,000.0 | $5.39 |
| DOUGLAS RICHARD | Director | 2019-09-10 | Purchase | 10,000.0 | $5.09 |
| Brady Todd C | President and CEO | 2019-09-09 | Purchase | 10,000.0 | $4.89 |
| DOUGLAS RICHARD | Director | 2019-09-09 | Purchase | 10,000.0 | $4.91 |
| Clark David J | Chief Medical Officer | 2019-09-06 | Purchase | 5,000.0 | $5.06 |
| Reed Joshua | Chief Financial Officer | 2019-09-05 | Purchase | 3,200.0 | $4.71 |
| McMullin David | Chief Commerical Officer | 2019-09-05 | Purchase | 4,329.0 | $4.68 |
| TREU JESSE I | Director | 2019-03-26 | Sale | 445.0 | $10.01 |
| TREU JESSE I | Director | 2019-03-26 | Sale | 96,298.0 | $10.01 |
| EDELMAN JOSEPH | TenPercentOwner | 2017-09-19 | Purchase | 200,000.0 | $7.25 |
| PERCEPTIVE ADVISORS LLC | TenPercentOwner | 2017-09-19 | Purchase | 200,000.0 | $7.25 |
| PERCEPTIVE LIFE SCIENCES MASTER FUND LTD | TenPercentOwner | 2017-09-19 | Purchase | 200,000.0 | $7.25 |
| EDELMAN JOSEPH | TenPercentOwner | 2017-06-30 | Purchase | 296,007.0 | $4.6 |
| PERCEPTIVE ADVISORS LLC | TenPercentOwner | 2017-06-30 | Purchase | 296,007.0 | $4.6 |
| PERCEPTIVE LIFE SCIENCES MASTER FUND LTD | TenPercentOwner | 2017-06-30 | Purchase | 296,007.0 | $4.6 |
| DOUGLAS RICHARD | Director | 2017-02-17 | Purchase | 40,000.0 | $4.5 |
| Brady Todd C | President and CEO | 2017-02-17 | Purchase | 22,223.0 | $4.5 |
| Bronstein Ben | Director | 2017-02-17 | Purchase | 4,444.0 | $4.5 |
| JOYCE MARTIN JOSEPH | Director | 2017-02-17 | Purchase | 4,444.0 | $4.5 |
| Tulipano Stephen J | Chief Financial Officer | 2017-02-17 | Purchase | 3,333.0 | $4.5 |
| EDELMAN JOSEPH | TenPercentOwner | 2017-02-14 | Purchase | 893,025.0 | $4.5 |
| PERCEPTIVE ADVISORS LLC | TenPercentOwner | 2017-02-14 | Purchase | 893,025.0 | $4.5 |
| PERCEPTIVE LIFE SCIENCES MASTER FUND LTD | TenPercentOwner | 2017-02-14 | Purchase | 893,025.0 | $4.5 |
| EDELMAN JOSEPH | TenPercentOwner | 2016-05-26 | Purchase | 700,000.0 | $5.0 |
| PERCEPTIVE ADVISORS LLC | TenPercentOwner | 2016-05-26 | Purchase | 700,000.0 | $5.0 |
| PERCEPTIVE LIFE SCIENCES MASTER FUND LTD | TenPercentOwner | 2016-05-26 | Purchase | 700,000.0 | $5.0 |
| EDELMAN JOSEPH | TenPercentOwner | 2015-10-28 | Purchase | 45,100.0 | $6.5 |
| PERCEPTIVE ADVISORS LLC | TenPercentOwner | 2015-10-28 | Purchase | 45,100.0 | $6.5 |
| PERCEPTIVE LIFE SCIENCES MASTER FUND LTD | TenPercentOwner | 2015-10-28 | Purchase | 45,100.0 | $6.5 |
| EDELMAN JOSEPH | TenPercentOwner | 2015-10-26 | Purchase | 50,000.0 | $6.46 |
| PERCEPTIVE ADVISORS LLC | TenPercentOwner | 2015-10-26 | Purchase | 50,000.0 | $6.46 |
| PERCEPTIVE LIFE SCIENCES MASTER FUND LTD | TenPercentOwner | 2015-10-26 | Purchase | 50,000.0 | $6.46 |
| EDELMAN JOSEPH | TenPercentOwner | 2015-10-22 | Purchase | 18,020.0 | $6.47 |
| PERCEPTIVE ADVISORS LLC | TenPercentOwner | 2015-10-22 | Purchase | 18,020.0 | $6.47 |
| PERCEPTIVE LIFE SCIENCES MASTER FUND LTD | TenPercentOwner | 2015-10-22 | Purchase | 18,020.0 | $6.47 |
| EDELMAN JOSEPH | TenPercentOwner | 2015-10-20 | Purchase | 22,797.0 | $6.44 |
| PERCEPTIVE ADVISORS LLC | TenPercentOwner | 2015-10-20 | Purchase | 22,797.0 | $6.44 |
| PERCEPTIVE LIFE SCIENCES MASTER FUND LTD | TenPercentOwner | 2015-10-20 | Purchase | 22,797.0 | $6.44 |
| EDELMAN JOSEPH | TenPercentOwner | 2015-10-20 | Purchase | 14,348.0 | $6.3 |
| PERCEPTIVE ADVISORS LLC | TenPercentOwner | 2015-10-20 | Purchase | 14,348.0 | $6.3 |
| PERCEPTIVE LIFE SCIENCES MASTER FUND LTD | TenPercentOwner | 2015-10-20 | Purchase | 14,348.0 | $6.3 |
| JOYCE MARTIN JOSEPH | Director | 2014-08-07 | Purchase | 1,000.0 | $3.95 |
| Clarke C. Boyd | Director | 2014-08-06 | Purchase | 3,000.0 | $3.69 |
| Walker Neal | Director | 2014-05-07 | Purchase | 6,250.0 | $8.0 |
| Bronstein Ben | Director | 2014-05-07 | Purchase | 12,500.0 | $8.0 |
| JOYCE MARTIN JOSEPH | Director | 2014-05-07 | Purchase | 12,500.0 | $8.0 |
| Brady Todd C | President and CEO | 2014-05-07 | Purchase | 12,500.0 | $8.0 |
| Phillips Gary M. | Director | 2014-05-07 | Purchase | 9,375.0 | $8.0 |
| Clarke C. Boyd | Director | 2014-05-07 | Purchase | 12,500.0 | $8.0 |