AGO Insider Transactions — Page 3
366 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 201–300; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| WLR Recovery Associates III LLC | TenPercentOwner | 2013-05-31 | Sale | 14,276.0 | $21.94 |
| El Vedado, LLC | TenPercentOwner | 2013-05-31 | Sale | 14,276.0 | $21.94 |
| WLR RECOVERY FUND III LP | TenPercentOwner | 2013-05-31 | Sale | 339,515.0 | $21.94 |
| WLR Recovery Associates III LLC | TenPercentOwner | 2013-05-31 | Sale | 339,515.0 | $21.94 |
| El Vedado, LLC | TenPercentOwner | 2013-05-31 | Sale | 339,515.0 | $21.94 |
| WLR RECOVERY FUND III LP | TenPercentOwner | 2013-05-31 | Sale | 4,154,734.0 | $21.94 |
| WLR Recovery Associates III LLC | TenPercentOwner | 2013-05-31 | Sale | 4,154,734.0 | $21.94 |
| El Vedado, LLC | TenPercentOwner | 2013-05-31 | Sale | 4,154,734.0 | $21.94 |
| Invesco Private Capital, Inc. | TenPercentOwner | 2013-05-31 | Sale | 283,213.0 | $21.94 |
| WLR Recovery Fund IV LP | TenPercentOwner | 2013-05-31 | Sale | 283,213.0 | $21.94 |
| WLR IV PARALLEL ESC LP | TenPercentOwner | 2013-05-31 | Sale | 283,213.0 | $21.94 |
| INVESCO WLR IV Associates LLC | TenPercentOwner | 2013-05-31 | Sale | 283,213.0 | $21.94 |
| WLR Recovery Associates IV LLC | TenPercentOwner | 2013-05-31 | Sale | 283,213.0 | $21.94 |
| WL Ross Group, L.P. | TenPercentOwner | 2013-05-31 | Sale | 283,213.0 | $21.94 |
| WLR/GS Master Co-Investment, L.P. | TenPercentOwner | 2013-05-31 | Sale | 283,213.0 | $21.94 |
| WLR Master Co-Investment GP LLC | TenPercentOwner | 2013-05-31 | Sale | 283,213.0 | $21.94 |
| WLR AGO Co-Invest, L.P. | TenPercentOwner | 2013-05-31 | Sale | 283,213.0 | $21.94 |
| Invesco Private Capital, Inc. | TenPercentOwner | 2013-05-31 | Sale | 201,144.0 | $21.94 |
| WLR Recovery Fund IV LP | TenPercentOwner | 2013-05-31 | Sale | 201,144.0 | $21.94 |
| WLR IV PARALLEL ESC LP | TenPercentOwner | 2013-05-31 | Sale | 201,144.0 | $21.94 |
| INVESCO WLR IV Associates LLC | TenPercentOwner | 2013-05-31 | Sale | 201,144.0 | $21.94 |
| WLR Recovery Associates IV LLC | TenPercentOwner | 2013-05-31 | Sale | 201,144.0 | $21.94 |
| WL Ross Group, L.P. | TenPercentOwner | 2013-05-31 | Sale | 201,144.0 | $21.94 |
| WLR/GS Master Co-Investment, L.P. | TenPercentOwner | 2013-05-31 | Sale | 201,144.0 | $21.94 |
| WLR Master Co-Investment GP LLC | TenPercentOwner | 2013-05-31 | Sale | 201,144.0 | $21.94 |
| WLR AGO Co-Invest, L.P. | TenPercentOwner | 2013-05-31 | Sale | 201,144.0 | $21.94 |
| Invesco Private Capital, Inc. | TenPercentOwner | 2013-05-31 | Sale | 14,276.0 | $21.94 |
| WLR Recovery Fund IV LP | TenPercentOwner | 2013-05-31 | Sale | 14,276.0 | $21.94 |
| WLR IV PARALLEL ESC LP | TenPercentOwner | 2013-05-31 | Sale | 14,276.0 | $21.94 |
| INVESCO WLR IV Associates LLC | TenPercentOwner | 2013-05-31 | Sale | 14,276.0 | $21.94 |
| WLR Recovery Associates IV LLC | TenPercentOwner | 2013-05-31 | Sale | 14,276.0 | $21.94 |
| WL Ross Group, L.P. | TenPercentOwner | 2013-05-31 | Sale | 14,276.0 | $21.94 |
| WLR/GS Master Co-Investment, L.P. | TenPercentOwner | 2013-05-31 | Sale | 14,276.0 | $21.94 |
| WLR Master Co-Investment GP LLC | TenPercentOwner | 2013-05-31 | Sale | 14,276.0 | $21.94 |
| WLR AGO Co-Invest, L.P. | TenPercentOwner | 2013-05-31 | Sale | 14,276.0 | $21.94 |
| Invesco Private Capital, Inc. | TenPercentOwner | 2013-05-31 | Sale | 339,515.0 | $21.94 |
| WLR Recovery Fund IV LP | TenPercentOwner | 2013-05-31 | Sale | 339,515.0 | $21.94 |
| WLR IV PARALLEL ESC LP | TenPercentOwner | 2013-05-31 | Sale | 339,515.0 | $21.94 |
| INVESCO WLR IV Associates LLC | TenPercentOwner | 2013-05-31 | Sale | 339,515.0 | $21.94 |
| WLR Recovery Associates IV LLC | TenPercentOwner | 2013-05-31 | Sale | 339,515.0 | $21.94 |
| WL Ross Group, L.P. | TenPercentOwner | 2013-05-31 | Sale | 339,515.0 | $21.94 |
| WLR/GS Master Co-Investment, L.P. | TenPercentOwner | 2013-05-31 | Sale | 339,515.0 | $21.94 |
| WLR Master Co-Investment GP LLC | TenPercentOwner | 2013-05-31 | Sale | 339,515.0 | $21.94 |
| WLR AGO Co-Invest, L.P. | TenPercentOwner | 2013-05-31 | Sale | 339,515.0 | $21.94 |
| Invesco Private Capital, Inc. | TenPercentOwner | 2013-05-31 | Sale | 4,154,734.0 | $21.94 |
| WLR Recovery Fund IV LP | TenPercentOwner | 2013-05-31 | Sale | 4,154,734.0 | $21.94 |
| WLR IV PARALLEL ESC LP | TenPercentOwner | 2013-05-31 | Sale | 4,154,734.0 | $21.94 |
| INVESCO WLR IV Associates LLC | TenPercentOwner | 2013-05-31 | Sale | 4,154,734.0 | $21.94 |
| WLR Recovery Associates IV LLC | TenPercentOwner | 2013-05-31 | Sale | 4,154,734.0 | $21.94 |
| WL Ross Group, L.P. | TenPercentOwner | 2013-05-31 | Sale | 4,154,734.0 | $21.94 |
| WLR/GS Master Co-Investment, L.P. | TenPercentOwner | 2013-05-31 | Sale | 4,154,734.0 | $21.94 |
| WLR Master Co-Investment GP LLC | TenPercentOwner | 2013-05-31 | Sale | 4,154,734.0 | $21.94 |
| WLR AGO Co-Invest, L.P. | TenPercentOwner | 2013-05-31 | Sale | 4,154,734.0 | $21.94 |
| ROSS WILBUR L JR | Director,TenPercentOwner | 2013-05-31 | Sale | 7,118.0 | $21.94 |
| ROSS WILBUR L JR | Director,TenPercentOwner | 2013-05-31 | Sale | 4,992,882.0 | $21.94 |
| BUHL G LAWRENCE | Director | 2013-05-15 | Sale | 5,556.0 | $24.53 |
| BARON NEIL | Director | 2013-05-15 | Sale | 3,000.0 | $24.41 |
| Albert Howard | Chief Risk Officer | 2012-09-07 | Sale | 0.42 | $14.64 |
| BARON NEIL | Director | 2012-03-29 | Sale | 2,500.0 | $16.39 |
| FREDERICO DOMINIC | Deputy Chairman/President/CEO | 2012-03-08 | Sale | 0.54 | $16.96 |
| MICHENER JAMES M | General Counsel and Secretary | 2012-03-08 | Sale | 0.38 | $16.96 |
| MILLS ROBERT B | Chief Operating Officer | 2012-03-08 | Sale | 0.44 | $16.96 |
| ROSS WILBUR L JR | Director,TenPercentOwner | 2011-12-02 | Purchase | 464,184.0 | $11.22 |
| ROSS WILBUR L JR | Director,TenPercentOwner | 2011-12-01 | Purchase | 2,000,000.0 | $11.17 |
| ROSS WILBUR L JR | Director | 2011-08-25 | Purchase | 6,690.0 | $11.95 |
| ROSS WILBUR L JR | Director | 2011-08-24 | Purchase | 80,000.0 | $11.88 |
| ROSS WILBUR L JR | Director | 2011-08-23 | Purchase | 322,500.0 | $11.61 |
| ROSS WILBUR L JR | Director | 2011-08-22 | Purchase | 50,000.0 | $11.33 |
| ROSS WILBUR L JR | Director | 2011-08-19 | Purchase | 120,000.0 | $11.53 |
| ROSS WILBUR L JR | Director | 2011-08-18 | Purchase | 256,000.0 | $11.6 |
| ROSS WILBUR L JR | Director | 2011-08-16 | Purchase | 400,000.0 | $12.0 |
| ROSS WILBUR L JR | Director | 2011-08-15 | Purchase | 3,600.0 | $11.79 |
| ROSS WILBUR L JR | Director | 2011-08-12 | Purchase | 116,000.0 | $11.34 |
| BORGES FRANCISCO L | Director | 2011-08-11 | Purchase | 50,000.0 | $10.41 |
| Bailenson Robert | Chief Accounting Officer | 2011-05-11 | Purchase | 1,600.0 | $15.88 |
| FREDERICO DOMINIC | Deputy Chairman/President/CEO | 2011-05-11 | Purchase | 1,420.0 | $15.8 |
| FREDERICO DOMINIC | Deputy Chairman/President/CEO | 2011-05-11 | Purchase | 1,150.0 | $15.79 |
| FREDERICO DOMINIC | Deputy Chairman/President/CEO | 2011-05-11 | Purchase | 600.0 | $15.8 |
| BORGES FRANCISCO L | Director | 2010-05-25 | Purchase | 20,000.0 | $14.19 |
| FREDERICO DOMINIC | Deputy Chairman/President/CEO | 2010-05-21 | Purchase | 6,000.0 | — |
| BARON NEIL | Director | 2010-05-13 | Sale | 400.0 | $17.9 |
| BARON NEIL | Director | 2010-05-13 | Sale | 300.0 | $17.89 |
| BARON NEIL | Director | 2010-05-13 | Sale | 300.0 | $17.87 |
| BARON NEIL | Director | 2010-03-12 | Sale | 2,000.0 | $22.33 |
| BARON NEIL | Director | 2010-03-12 | Sale | 3,556.0 | $22.32 |
| DEXIA SA | TenPercentOwner | 2010-03-10 | Sale | 21,848,934.0 | $22.21 |
| SCHOZER MICHAEL J | Former Pres. of subsidiary*** | 2009-12-07 | Sale | 40,200.0 | $21.19 |
| ACE LTD | TenPercentOwner | 2009-12-04 | Sale | 31,200.0 | $22.28 |
| ACE LTD | TenPercentOwner | 2009-12-03 | Sale | 81,400.0 | $22.31 |
| ACE LTD | TenPercentOwner | 2009-12-02 | Sale | 356,200.0 | $22.38 |
| ACE LTD | TenPercentOwner | 2009-12-01 | Sale | 68,900.0 | $22.02 |
| ACE LTD | TenPercentOwner | 2009-11-30 | Sale | 392,900.0 | $22.64 |
| ACE LTD | TenPercentOwner | 2009-11-27 | Sale | 7,638.0 | $22.73 |
| ACE LTD | TenPercentOwner | 2009-11-25 | Sale | 282,795.0 | $22.94 |
| ACE LTD | TenPercentOwner | 2009-11-24 | Sale | 523,104.0 | $23.08 |
| ACE LTD | TenPercentOwner | 2009-11-23 | Sale | 74,566.0 | $25.16 |
| ACE LTD | TenPercentOwner | 2009-11-23 | Sale | 239,534.0 | $24.11 |
| ROSS WILBUR L JR | Director,TenPercentOwner | 2009-06-24 | Purchase | 3,850,000.0 | $42,350,000.0 |
| Invesco Private Capital, Inc. | TenPercentOwner | 2009-06-24 | Purchase | 3,850,000.0 | $42,350,000.0 |
| WLR RECOVERY FUND III LP | TenPercentOwner | 2009-06-24 | Purchase | 3,850,000.0 | $42,350,000.0 |