LEVEL FOUR FINANCIAL, LLC current holdings: USA Bonds: Convertible Notes
LEVEL FOUR FINANCIAL, LLC reported $0.00 billion in convertible notes that pay a coupon (listed in the US), 2 positions, in its Form 13F for the quarter ended 2021-09-30; the largest are THERATECHNOLOGIES INC, REDWOOD TR INC.
- THERATECHNOLOGIES INC: Country of operation —; Class NOTE 5.750% 6/3; Principal $98,000; Value $86,000.
- REDWOOD TR INC: Country of operation United States; Class NOTE 4.750% 8/1; Principal $50,000; Value $51,000.
Form 13F-HR as filed (SEC CIK 857602): quarter ended 2021-09-30, filed 2021-10-12. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
| Stock | Country of operation | Class | Principal | Value | Quarter end | Filed |
|---|---|---|---|---|---|---|
| THERATECHNOLOGIES INC CUSIP 88338HAA8 | NOTE 5.750% 6/3 | $98,000 | $86,000 | 2021-09-30 | 2021-10-12 | |
| REDWOOD TR INC CUSIP 758075AC9 | United States | NOTE 4.750% 8/1 | $50,000 | $51,000 | 2021-09-30 | 2021-10-12 |
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