LEVEL FOUR FINANCIAL, LLC info
LEVEL FOUR FINANCIAL, LLC (SEC CIK 857602) first filed with the SEC on 2002-03-12 (Form X-17A-5) and has filed 67 times since, including 4 Form 13F-HR quarterly holdings reports. It is organized in AL and registered at 12400 COIT ROAD, SUITE 700, DALLAS, TX, 75251.
- Name: Value LEVEL FOUR FINANCIAL, LLC.
- SEC CIK: Value 857602.
- State of organization: Value AL.
- Business address: Value 12400 COIT ROAD, SUITE 700, DALLAS, TX, 75251.
No Form ADV row is held for this firm, so its adviser registration date, assets under management and employees are left out rather than estimated.
Firm
| Field | Value |
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| Name | LEVEL FOUR FINANCIAL, LLC |
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| SEC CIK | 857602 |
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| State of organization | AL |
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| Business address | 12400 COIT ROAD, SUITE 700, DALLAS, TX, 75251 |
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| Mailing address | 12400 COIT ROAD, SUITE 700, DALLAS, TX, 75251 |
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| Phone | 972-284-5478 |
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| Fiscal year end | December 31 |
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| Former names | HARBOR FINANCIAL SERVICES, LLC (2005-03-01 to 2021-05-10); HARBOR FINANCIAL SERVICES LLC (2004-02-26 to 2004-02-26); BURTON ROE J & CO INC /BD (2002-03-12 to 2003-03-04) |
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SEC Filing History
| Field | Value |
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| First SEC filing | 2002-03-12 (Form X-17A-5) |
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| Latest SEC filing | 2026-04-14 (Form X-17A-5) |
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| Filings on EDGAR | 67 |
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| First Form 13F-HR | 2021-02-12 (quarter ended 2020-12-31) |
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| Latest Form 13F-HR | 2021-10-12 (quarter ended 2021-09-30) |
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| Form 13F-HR filings | 4 |
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Filings by Year
| Year | Filings | Form 13F-HR |
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| 2026 | 1 | 0 |
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| 2025 | 2 | 0 |
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| 2024 | 1 | 0 |
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| 2023 | 1 | 0 |
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| 2022 | 2 | 0 |
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| 2021 | 6 | 4 |
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| 2020 | 5 | 0 |
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| 2019 | 2 | 0 |
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| 2018 | 5 | 0 |
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| 2017 | 10 | 0 |
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| 2016 | 5 | 0 |
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| 2015 | 4 | 0 |
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| 2014 | 11 | 0 |
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| 2013 | 1 | 0 |
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| 2012 | 1 | 0 |
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| 2011 | 1 | 0 |
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| 2010 | 1 | 0 |
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| 2009 | 1 | 0 |
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| 2008 | 1 | 0 |
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| 2007 | 1 | 0 |
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| 2006 | 1 | 0 |
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| 2005 | 1 | 0 |
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| 2004 | 1 | 0 |
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| 2003 | 1 | 0 |
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| 2002 | 1 | 0 |
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