WHWK Insider Transactions — Page 2
159 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 101–159; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Novartis Bioventures Ltd | TenPercentOwner | 2019-04-01 | Sale | 116,909.0 | $0.95 |
| NOVARTIS AG | TenPercentOwner | 2019-03-29 | Sale | 63,100.0 | $0.91 |
| Novartis Bioventures Ltd | TenPercentOwner | 2019-03-29 | Sale | 63,100.0 | $0.91 |
| NOVARTIS AG | TenPercentOwner | 2019-03-28 | Sale | 88,835.0 | $0.94 |
| Novartis Bioventures Ltd | TenPercentOwner | 2019-03-28 | Sale | 88,835.0 | $0.94 |
| NOVARTIS AG | TenPercentOwner | 2019-03-27 | Sale | 50,749.0 | $0.99 |
| Novartis Bioventures Ltd | TenPercentOwner | 2019-03-27 | Sale | 50,749.0 | $0.99 |
| NOVARTIS AG | TenPercentOwner | 2019-03-26 | Sale | 177,762.0 | $1.01 |
| Novartis Bioventures Ltd | TenPercentOwner | 2019-03-26 | Sale | 177,762.0 | $1.01 |
| Satter Muneer A | Director,TenPercentOwner | 2019-01-10 | Purchase | 23,818.0 | $2.45 |
| Satter Muneer A | Director,TenPercentOwner | 2019-01-09 | Purchase | 20,000.0 | $2.39 |
| Satter Muneer A | Director,TenPercentOwner | 2019-01-08 | Purchase | 20,000.0 | $2.2 |
| Satter Muneer A | Director,TenPercentOwner | 2019-01-07 | Purchase | 20,000.0 | $2.18 |
| Satter Muneer A | Director,TenPercentOwner | 2019-01-04 | Purchase | 20,000.0 | $2.12 |
| Satter Muneer A | Director,TenPercentOwner | 2019-01-03 | Purchase | 20,000.0 | $2.08 |
| Satter Muneer A | Director,TenPercentOwner | 2019-01-02 | Purchase | 20,000.0 | $1.94 |
| Satter Muneer A | Director,TenPercentOwner | 2018-12-31 | Purchase | 20,000.0 | $1.75 |
| Satter Muneer A | Director,TenPercentOwner | 2018-12-28 | Purchase | 20,000.0 | $1.72 |
| Satter Muneer A | Director,TenPercentOwner | 2018-12-27 | Purchase | 20,000.0 | $1.67 |
| Satter Muneer A | Director,TenPercentOwner | 2018-12-26 | Purchase | 20,000.0 | $1.69 |
| Satter Muneer A | Director,TenPercentOwner | 2018-12-21 | Purchase | 20,000.0 | $1.84 |
| Satter Muneer A | Director,TenPercentOwner | 2018-12-20 | Purchase | 20,000.0 | $1.85 |
| Satter Muneer A | Director,TenPercentOwner | 2018-12-19 | Purchase | 20,000.0 | $1.92 |
| Satter Muneer A | Director,TenPercentOwner | 2018-12-18 | Purchase | 20,000.0 | $1.99 |
| Satter Muneer A | Director,TenPercentOwner | 2018-12-14 | Purchase | 20,000.0 | $2.0 |
| Satter Muneer A | Director,TenPercentOwner | 2018-12-13 | Purchase | 20,000.0 | $2.02 |
| Satter Muneer A | Director,TenPercentOwner | 2018-12-12 | Purchase | 20,000.0 | $2.05 |
| Satter Muneer A | Director,TenPercentOwner | 2018-12-11 | Purchase | 20,000.0 | $2.09 |
| Satter Muneer A | Director,TenPercentOwner | 2018-12-10 | Purchase | 20,000.0 | $2.13 |
| Satter Muneer A | Director,TenPercentOwner | 2018-12-07 | Purchase | 20,000.0 | $2.14 |
| Satter Muneer A | Director,TenPercentOwner | 2018-12-06 | Purchase | 20,000.0 | $2.18 |
| Satter Muneer A | Director,TenPercentOwner | 2018-12-04 | Purchase | 20,000.0 | $2.1 |
| Satter Muneer A | Director,TenPercentOwner | 2018-12-03 | Purchase | 20,000.0 | $1.99 |
| Satter Muneer A | Director,TenPercentOwner | 2018-11-30 | Purchase | 20,000.0 | $1.98 |
| Satter Muneer A | Director,TenPercentOwner | 2018-11-29 | Purchase | 20,000.0 | $2.01 |
| Satter Muneer A | Director,TenPercentOwner | 2018-11-28 | Purchase | 20,000.0 | $1.94 |
| HOFFMAN STEPHEN J | Chief Executive Officer | 2018-11-12 | Purchase | 30,000.0 | $2.01 |
| HOFFMAN STEPHEN J | Chief Executive Officer | 2018-11-09 | Purchase | 1,967.0 | $1.95 |
| NOVARTIS AG | TenPercentOwner | 2018-08-20 | Sale | 5,300.0 | $3.9 |
| Novartis Bioventures Ltd | TenPercentOwner | 2018-08-20 | Sale | 5,300.0 | $3.9 |
| ORBIMED ADVISORS LLC | Director,TenPercentOwner | 2018-06-28 | Purchase | 777,500.0 | $3.85 |
| OrbiMed Capital GP V LLC | Director,TenPercentOwner | 2018-06-28 | Purchase | 777,500.0 | $3.85 |
| Khuong Chau Quang | Director,TenPercentOwner | 2018-06-28 | Purchase | 777,500.0 | $3.85 |
| Satter Muneer A | Director,TenPercentOwner | 2018-06-28 | Purchase | 1,818,182.0 | $3.85 |
| Satter Muneer A | Director,TenPercentOwner | 2018-03-23 | Purchase | 1,000.0 | $5.0 |
| Satter Muneer A | Director,TenPercentOwner | 2018-03-21 | Purchase | 4,000.0 | $4.85 |
| Satter Muneer A | Director,TenPercentOwner | 2018-03-20 | Purchase | 5,400.0 | $4.97 |
| Satter Muneer A | Director,TenPercentOwner | 2018-03-19 | Purchase | 7,600.0 | $4.96 |
| Castelein Caley | Director | 2017-03-15 | Purchase | 400,000.0 | $5.0 |
| Khuong Chau Quang | Director,TenPercentOwner | 2017-03-15 | Purchase | 762,995.0 | $5.0 |
| PETERS KEVIN G. | Chief Scientific Officer | 2017-03-15 | Purchase | 3,642.0 | $5.0 |
| ISALY SAMUEL D | Director,TenPercentOwner | 2017-03-15 | Purchase | 762,995.0 | $5.0 |
| ORBIMED ADVISORS LLC | Director,TenPercentOwner | 2017-03-15 | Purchase | 762,995.0 | $5.0 |
| OrbiMed Capital GP V LLC | Director,TenPercentOwner | 2017-03-15 | Purchase | 762,995.0 | $5.0 |
| Gardner Joseph H. | See Remarks | 2017-03-15 | Purchase | 99,996.0 | $5.0 |
| WEISS PAUL M | Director | 2017-03-15 | Purchase | 272,302.0 | $5.0 |
| NOVARTIS AG | TenPercentOwner | 2017-03-15 | Purchase | 560,000.0 | $5.0 |
| Novartis Bioventures Ltd | TenPercentOwner | 2017-03-15 | Purchase | 560,000.0 | $5.0 |
| Satter Muneer A | Director,TenPercentOwner | 2017-03-15 | Purchase | 1,120,000.0 | $5.0 |