WAFERGEN BIO-SYSTEMS, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 91 rows, 91 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-02-28: Reporting owner Carlson Rolland; Form 4; Security Common Stock Warrant (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-02-28: Reporting owner KANTER JOEL S; Form 4; Security Common Stock Warrant (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-10-21: Reporting owner Carlson Rolland; Form 4; Security Common Stock Warrant (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-02-04: Reporting owner AWM Investment Company, Inc.; Form 3; Security Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-02-28 | Carlson Rolland Director, Officer (CEO and President) | 4 | Common Stock Warrant (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $7.20 exercise price | 2017-03-01 | |
| 2017-02-28 | KANTER JOEL S Director | 4 | Common Stock Warrant (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −89 0 owned after | $130.00 exercise price | 2017-03-01 | |
| 2015-10-21 | Carlson Rolland Director, Officer (CEO and President) | 4 | Common Stock Warrant (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200,000 200,000 owned after | $1.44 exercise price | 2015-10-21 | |
| 2015-02-04 holding as of filing | AWM Investment Company, Inc. 10% Owner | 3 | Warrants Derivative · Indirect · By Limited Partnerships | Holding | $5.00 exercise price | 2015-02-04 | ||
| 2015-02-04 holding as of filing | MARXE AUSTIN W & GREENHOUSE DAVID M 10% Owner | 3 | Warrants Derivative · Indirect · By Limited Partnerships | Holding | $5.00 exercise price | 2015-02-04 | ||
| 2014-08-28 holding as of filing | MARXE AUSTIN W & GREENHOUSE DAVID M 10% Owner | 3 | Warrants Derivative · Indirect · By Limited Partnerships | Holding | $5.00 exercise price | 2014-08-28 | ||
| 2013-08-27 | GREAT POINT PARTNERS LLC | Pesce Joseph F Other (See Footnote 2) | Director | 4/A | Common Stock Warrant (right to buy) Derivative · Indirect · See Footnote | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −245,127 0 owned after | $61.62 exercise price | 2013-09-05 | |
| 2013-08-27 | GREAT POINT PARTNERS LLC | Pesce Joseph F Other (See Footnote 2) | Director | 4/A | Common Stock Warrant (right to buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +308 1,027,471 owned after | $2.60 exercise price | 2013-09-05 | |
| 2013-08-27 | GREAT POINT PARTNERS LLC | Pesce Joseph F Other (See Footnote 2) | Director | 4/A | Common Stock Warrant (right to buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 387,500 owned after | $2.60 exercise price | 2013-09-05 | |
| 2013-08-27 | GREAT POINT PARTNERS LLC | Davidson Scott Richard Other (See Footnote 2) | Director | 4/A | Common Stock Warrant (right to buy) Derivative · Indirect · See Footnote (3) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −245,127 0 owned after | $61.62 exercise price | 2013-09-05 | |
| 2013-08-27 | GREAT POINT PARTNERS LLC | Davidson Scott Richard Other (See Footnote 2) | Director | 4/A | Common Stock Warrant (right to buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +308 1,027,471 owned after | $2.60 exercise price | 2013-09-05 | |
| 2013-08-27 | GREAT POINT PARTNERS LLC | Davidson Scott Richard Other (See Footnote 2) | Director | 4/A | Common Stock Warrant (right to buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 387,500 owned after | $2.60 exercise price | 2013-09-05 | |
| 2013-08-27 | Coradini Robert Director | 4 | Common Stock Warrant (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,625 0 owned after | $61.62 exercise price | 2013-08-29 | |
| 2013-08-27 | Coradini Robert Director | 4 | Common Stock Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,250 19,386 owned after | $2.60 exercise price | 2013-08-29 | |
| 2013-08-27 | Coradini Robert Director | 4 | Common Stock Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 31,250 owned after | $2.60 exercise price | 2013-08-29 | |
| 2013-08-27 | Shivji Alnoor Director | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · By Shivji Family Trust dtd June 12, 2000 | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,400 0 owned after | $61.62 exercise price | 2013-08-29 | |
| 2013-08-27 | Shivji Alnoor Director | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · By Shivji Family Trust dtd June 12, 2000 | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 31,108 owned after | $2.60 exercise price | 2013-08-29 | |
| 2013-08-27 | Shivji Alnoor Director | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · By Shivji Family Trust dtd June 12, 2000 | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 25,000 owned after | $2.60 exercise price | 2013-08-29 | |
| 2013-08-27 | GREAT POINT PARTNERS LLC | Pesce Joseph F Other (See Footnote 2) | Director | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · See Footnote | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −245,127 0 owned after | $61.62 exercise price | 2013-08-29 | |
| 2013-08-27 | GREAT POINT PARTNERS LLC | Pesce Joseph F Other (See Footnote 2) | Director | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +308 1,027,471 owned after | $2.60 exercise price | 2013-08-29 | |
| 2013-08-27 | GREAT POINT PARTNERS LLC | Pesce Joseph F Other (See Footnote 2) | Director | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 387,500 owned after | $2.60 exercise price | 2013-08-29 | |
| 2013-08-27 | GREAT POINT PARTNERS LLC | Davidson Scott Richard Other (See Footnote 2) | Director | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · See Footnote (3) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −245,127 0 owned after | $61.62 exercise price | 2013-08-29 | |
| 2013-08-27 | GREAT POINT PARTNERS LLC | Davidson Scott Richard Other (See Footnote 2) | Director | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +308 1,027,471 owned after | $2.60 exercise price | 2013-08-29 | |
| 2013-08-27 | GREAT POINT PARTNERS LLC | Davidson Scott Richard Other (See Footnote 2) | Director | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 387,500 owned after | $2.60 exercise price | 2013-08-29 | |
| 2013-08-27 | KANTER JOEL S Director | 4 | Common Stock Warrant (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,851 0 owned after | $61.62 exercise price | 2013-08-29 | |
| 2013-08-27 | KANTER JOEL S Director | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,755 0 owned after | $61.62 exercise price | 2013-08-29 | |
| 2013-08-27 | KANTER JOEL S Director | 4 | Common Stock Warrant (right to buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 7,755 owned after | $2.60 exercise price | 2013-08-29 | |
| 2013-08-27 | KANTER JOEL S Director | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 3,877 owned after | $2.60 exercise price | 2013-08-29 | |
| 2013-08-27 | KANTER JOEL S Director | 4 | Common Stock Warrant (right to buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 2,500 owned after | $2.60 exercise price | 2013-08-29 | |
| 2013-08-27 | KANTER JOEL S Director | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 12,500 owned after | $2.60 exercise price | 2013-08-29 | |
| 2012-01-23 holding as of filing | Pesce Joseph F | GREAT POINT PARTNERS LLC Director | Other | 3 | Common Stock Warrant (right to buy) Derivative · Indirect · See Footnote | Holding | no price filed | 2012-01-23 | ||
| 2012-01-23 holding as of filing | Davidson Scott Richard | GREAT POINT PARTNERS LLC Director | Other | 3 | Common Stock Warrant (right to buy) Derivative · Indirect · See Footnote | Holding | no price filed | 2012-01-23 | ||
| 2011-05-25 | KANTER JOEL S Director | 4/A | Common Stock Warrant (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +45,968 45,968 owned after | $0.62 exercise price | 2015-02-20 | |
| 2011-05-25 | Coradini Robert Director | 4 | Common Stock Warrant (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +459,683 495,683 owned after | $0.62 exercise price | 2011-05-27 | |
| 2011-05-25 | Shivji Alnoor Director, Officer (Chief Executive Officer), 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · By Shivji Family Trust dtd June 12, 2000 | P Open market or private purchase of non-derivative or derivative security | +735,493 735,493 owned after | $0.62 exercise price | 2011-05-27 | |
| 2011-05-25 | KANTER JOEL S Director | 4 | Common Stock Warrant (right to buy) Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +183,873 183,873 owned after | $0.62 exercise price | 2011-05-27 | |
| 2011-05-25 | KANTER JOEL S Director | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | $0.62 exercise price | 2011-05-27 | ||
| 2010-07-07 | Shivji Alnoor Director, Officer (Chief Executive Officer), 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · By Shivji Family Trust dtd June 12, 2000 | P Open market or private purchase of non-derivative or derivative security | +416,667 416,667 owned after | $1.20 | 2010-07-09 | |
| 2010-07-07 | Coradini Robert Director | 4 | Common Stock Warrant (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +62,500 62,500 owned after | $1.20 | 2010-07-09 | |
| 2010-07-07 | Hautamaki R Dean Director | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · By Cojack Investment Opportunities, LLC | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $1.20 | 2010-07-09 | |
| 2010-07-07 | SMITH NADINE C Director | 4 | Common Stock Warrant (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +83,333 83,333 owned after | $1.20 | 2010-07-09 | |
| 2010-07-07 | Hariri Robert J Director | 4 | Common Stock Warrant (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +20,000 20,000 owned after | $1.20 | 2010-07-09 | |
| 2010-04-09 holding as of filing | Hautamaki R Dean Director | 3/A | Warrants Derivative · Indirect · (m) | Holding | $2.25 exercise price | 2010-04-09 | ||
| 2010-04-09 holding as of filing | Hautamaki R Dean Director | 3/A | Warrants Derivative · Direct · (m) | Holding | $2.25 exercise price | 2010-04-09 | ||
| 2010-04-09 holding as of filing | Shivji Alnoor Director, Officer (Chief Executive Officer), 10% Owner | 3/A | Warrants Derivative · Direct · (m) | Holding | $1.41 exercise price | 2010-04-09 | ||
| 2010-04-09 holding as of filing | Shivji Alnoor Director, Officer (Chief Executive Officer), 10% Owner | 3/A | Warrants Derivative · Direct · (m) | Holding | $1.41 exercise price | 2010-04-09 | ||
| 2010-04-09 holding as of filing | Shivji Alnoor Director, Officer (Chief Executive Officer), 10% Owner | 3/A | Warrants Derivative · Direct · (m) | Holding | $1.41 exercise price | 2010-04-09 | ||
| 2010-04-09 holding as of filing | Shivji Alnoor Director, Officer (Chief Executive Officer), 10% Owner | 3/A | Warrants Derivative · Indirect · (m) | Holding | $2.25 exercise price | 2010-04-09 | ||
| 2010-04-09 holding as of filing | Shivji Alnoor Director, Officer (Chief Executive Officer), 10% Owner | 3/A | Warrants Derivative · Direct · (m) | Holding | $0.76 exercise price | 2010-04-09 | ||
| 2010-04-09 holding as of filing | Shivji Alnoor Director, Officer (Chief Executive Officer), 10% Owner | 3/A | Warrants Derivative · Direct · (m) | Holding | $0.76 exercise price | 2010-04-09 | ||
| 2010-04-09 holding as of filing | Shivji Alnoor Director, Officer (Chief Executive Officer), 10% Owner | 3/A | Warrants Derivative · Direct · (m) | Holding | $0.76 exercise price | 2010-04-09 | ||
| 2010-04-09 holding as of filing | Hautamaki R Dean Director | 4/A | Common Stock Warrant (right to buy) Derivative · Direct | Holding | 0 owned after | $2.00 exercise price | 2010-04-09 | |
| 2010-04-09 holding as of filing | Hautamaki R Dean Director | 4/A | Warrants Derivative · Indirect · By Cojack Investment Opportunities, LLC | Holding | 0 owned after | $3.00 exercise price | 2010-04-09 | |
| 2010-02-23 holding as of filing | Hautamaki R Dean Director | 3/A | Warrants Derivative · Indirect · (m) | Holding | $2.25 exercise price | 2010-02-23 | ||
| 2010-02-23 holding as of filing | Hautamaki R Dean Director | 3/A | Warrants Derivative · Direct · (m) | Holding | $2.25 exercise price | 2010-02-23 | ||
| 2009-12-23 | Shivji Alnoor Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Warrant Derivative · Indirect · By Jameel Shivji Irrevocable Trust U/A dtd 12/30/04 | P Open market or private purchase of non-derivative or derivative security | +8,333 8,333 owned after | $2.50 exercise price | 2010-04-09 | |
| 2009-12-23 | Shivji Alnoor Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Warrant Derivative · Indirect · By Shivji Children's Trust fbo Zara Shivji U/A dtd 11/30/00 | P Open market or private purchase of non-derivative or derivative security | +8,333 8,333 owned after | $2.50 exercise price | 2010-04-09 | |
| 2009-12-23 | Shivji Alnoor Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Warrant Derivative · Indirect · By Shivji Children's Trust fbo Suraya Shivji U/A dtd 11/30/00 | P Open market or private purchase of non-derivative or derivative security | +8,333 8,333 owned after | $2.50 exercise price | 2010-04-09 | |
| 2009-12-23 | Shivji Alnoor Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Warrant Derivative · Indirect · By Shivji Family Trust dtd June 12, 2000 | P Open market or private purchase of non-derivative or derivative security | +4,167 4,167 owned after | $2.50 exercise price | 2010-04-09 | |
| 2009-12-23 | Hautamaki R Dean Director | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · By Cojack Investment Opportunities LLC | P Open market or private purchase of non-derivative or derivative security | +5,000 5,000 owned after | $2.50 exercise price | 2009-12-28 | |
| 2009-12-23 | Shivji Alnoor Director, Officer (Chief Executive Officer), 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · By trusts | P Open market or private purchase of non-derivative or derivative security | +29,166 29,166 owned after | $2.50 exercise price | 2009-12-28 | |
| 2009-11-06 holding as of filing | Coradini Robert Director | 3 | Common Stock Warrant (Right to Purchase) Derivative · Direct | Holding | $2.00 exercise price | 2009-11-06 | ||
| 2009-08-31 | Hariri Robert J Director | 4 | Common Stock Warrant (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +30,000 30,000 owned after | $1.25 | 2009-09-24 | |
| 2009-06-16 | Shivji Alnoor Director, Officer (Chief Executive Officer), 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +240,000 240,000 owned after | $1.25 | 2009-10-19 | |
| 2009-06-16 | Hautamaki R Dean Director | 4 | Common Stock Warrant (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +8,100 8,100 owned after | $1.25 | 2009-10-19 | |
| 2009-06-04 | Shivji Alnoor Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −53,281 0 owned after | $1.41 exercise price | 2010-04-09 | |
| 2009-06-04 | Shivji Alnoor Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −17,760 0 owned after | $1.41 exercise price | 2010-04-09 | |
| 2009-06-04 | Shivji Alnoor Director, Officer (Chief Executive Officer), 10% Owner | 4 | Common Stock Purchase Warrant (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −53,281 0 owned after | $1.41 exercise price | 2009-06-08 | |
| 2009-06-04 | Shivji Alnoor Director, Officer (Chief Executive Officer), 10% Owner | 4 | Common Stock Purchase Warrant (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −17,760 0 owned after | $1.41 exercise price | 2009-06-08 | |
| 2009-03-18 holding as of filing | KANTER JOEL S Director | 3/A | Warrants Derivative · Indirect · (m) | Holding | no price filed | 2009-03-18 | ||
| 2008-11-21 holding as of filing | SMITH NADINE C Director | 3 | Stock Warrants (right to buy) Derivative · Direct | Holding | $2.25 exercise price | 2008-11-21 | ||
| 2008-11-21 holding as of filing | SMITH NADINE C Director | 3 | Stock Warrants (right to buy) Derivative · Direct | Holding | $3.00 exercise price | 2008-11-21 | ||
| 2008-09-11 holding as of filing | Shivji Alnoor Director, Officer (CEO), 10% Owner | 3/A | Warrants Derivative · Direct · (m) | Holding | $1.41 exercise price | 2008-09-11 | ||
| 2008-09-11 holding as of filing | Shivji Alnoor Director, Officer (CEO), 10% Owner | 3/A | Warrants Derivative · Indirect · (m) | Holding | $1.41 exercise price | 2008-09-11 | ||
| 2008-09-11 holding as of filing | Shivji Alnoor Director, Officer (CEO), 10% Owner | 3/A | Warrants Derivative · Direct · (m) | Holding | $0.76 exercise price | 2008-09-11 | ||
| 2008-09-11 holding as of filing | Shivji Alnoor Director, Officer (CEO), 10% Owner | 3/A | Warrants Derivative · Direct · (m) | Holding | $0.76 exercise price | 2008-09-11 | ||
| 2008-09-11 holding as of filing | Shivji Alnoor Director, Officer (CEO), 10% Owner | 3/A | Warrants Derivative · Direct · (m) | Holding | $0.76 exercise price | 2008-09-11 | ||
| 2008-05-27 holding as of filing | Hautamaki R Dean Director | 3/A | Warrants Derivative · Indirect · (m) | Holding | $2.25 exercise price | 2008-05-27 | ||
| 2008-05-27 holding as of filing | Hautamaki R Dean Director | 3/A | Warrants Derivative · Direct · (m) | Holding | $2.25 exercise price | 2008-05-27 | ||
| 2008-05-21 | Shivji Alnoor Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Warrants Derivative · Indirect · By Shivji Family Trust dtd June 12, 2000 | P Open market or private purchase of non-derivative or derivative security | +44,444 44,444 owned after | $3.00 exercise price | 2010-04-09 | |
| 2008-05-21 | Shivji Alnoor Director, Officer (CEO), 10% Owner | 4 | Warrants Derivative · Indirect · By The Shivji Trust dtd June 12, 2000 | P Open market or private purchase of non-derivative or derivative security | +44,444 44,444 owned after | $3.00 | 2008-07-24 | |
| 2008-05-21 | Hautamaki R Dean Director | 4 | Warrants Derivative · Indirect · By Cojack Investment Opportunities, LLC | P Open market or private purchase of non-derivative or derivative security | +6,000 6,000 owned after | $3.00 | 2008-06-03 | |
| 2008-05-21 | Shivji Alnoor Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrants Derivative · Indirect · By The Shivji Trust dtd June 12, 2000. | P Open market or private purchase of non-derivative or derivative security | +44,444 444,444 owned after | $3.00 | 2008-05-30 | |
| 2008-05-21 holding as of filing | Hautamaki R Dean Director | 3 | Warrants Derivative · Indirect · (m) | Holding | $2.25 exercise price | 2008-05-21 | ||
| 2008-05-21 holding as of filing | Hautamaki R Dean Director | 3 | Warrants Derivative · Direct · (m) | Holding | $2.25 exercise price | 2008-05-21 | ||
| 2008-05-21 holding as of filing | Shivji Alnoor Director, Officer (Chief Executive Officer), 10% Owner | 3 | Warrants Derivative · Direct · (m) | Holding | $1.41 exercise price | 2008-05-21 | ||
| 2008-05-21 holding as of filing | Shivji Alnoor Director, Officer (Chief Executive Officer), 10% Owner | 3 | Warrants Derivative · Indirect · (m) | Holding | $1.41 exercise price | 2008-05-21 | ||
| 2008-05-21 holding as of filing | Shivji Alnoor Director, Officer (Chief Executive Officer), 10% Owner | 3 | Warrants Derivative · Direct · (m) | Holding | $0.76 exercise price | 2008-05-21 | ||
| 2008-05-21 holding as of filing | Shivji Alnoor Director, Officer (Chief Executive Officer), 10% Owner | 3 | Warrants Derivative · Direct · (m) | Holding | $0.76 exercise price | 2008-05-21 | ||
| 2008-05-21 holding as of filing | Shivji Alnoor Director, Officer (Chief Executive Officer), 10% Owner | 3 | Warrants Derivative · Direct · (m) | Holding | $0.76 exercise price | 2008-05-21 | ||
| 2008-05-21 holding as of filing | KANTER JOEL S Director | 3 | Warrants Derivative · Indirect · (m) | Holding | $2.25 exercise price | 2008-05-21 |