VIGIL NEUROSCIENCE, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows, 32 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-01-11: Reporting owner Cormorant Global Healthcare Master Fund, LP | Cormorant Private Healthcare Fund IV LP | Cormorant Asset Management, LP | Chen Bihua; Form 4; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2022-01-11: Reporting owner AMGEN INC; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2022-01-11: Reporting owner Thorp Clay; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2022-01-11: Reporting owner Thorp Clay; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-01-11 | Cormorant Global Healthcare Master Fund, LP | Cormorant Private Healthcare Fund IV LP | Cormorant Asset Management, LP | Chen Bihua Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −616,786 0 owned after | no price filed | 2022-01-13 | |
| 2022-01-11 | AMGEN INC 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −3,206,281 0 owned after | $0.00 | 2022-01-11 | |
| 2022-01-11 | Thorp Clay Director | 4 | Series A Preferred Stock Derivative · Indirect · By Hatteras Venture Partners VI, L.P. | C Conversion of derivative security | −2,552,021 0 owned after | $0.00 | 2022-01-11 | |
| 2022-01-11 | Thorp Clay Director | 4 | Series B Preferred Stock Derivative · Indirect · By Hatteras Venture Partners VI, L.P. | C Conversion of derivative security | −926,506 0 owned after | $0.00 | 2022-01-11 | |
| 2022-01-11 | Vida Ventures GP III, L.L.C. | Vida Ventures III, L.P. | Vida Ventures III-A, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Vida Ventures III, L.P. | C Conversion of derivative security | −9,243,756 0 owned after | $0.00 | 2022-01-11 | |
| 2022-01-11 | Vida Ventures GP III, L.L.C. | Vida Ventures III, L.P. | Vida Ventures III-A, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Vida Ventures III-A, L.P. | C Conversion of derivative security | −21,310 0 owned after | $0.00 | 2022-01-11 | |
| 2022-01-11 | Atlas Venture Opportunity Fund I, L.P. | Atlas Venture Associates Opportunity I, LLC | Atlas Venture Associates XII, L.P. | Atlas Venture Fund XII, L.P. | Atlas Venture Associates XII, LLC | Atlas Venture Associates Opportunity I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Atlas Venture Fund XII, L.P. | C Conversion of derivative security | −7,852,374 0 owned after | $0.00 | 2022-01-11 | |
| 2022-01-11 | Atlas Venture Opportunity Fund I, L.P. | Atlas Venture Associates Opportunity I, LLC | Atlas Venture Associates XII, L.P. | Atlas Venture Fund XII, L.P. | Atlas Venture Associates XII, LLC | Atlas Venture Associates Opportunity I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Atlas Venture Opportunity Fund I, L.P. | C Conversion of derivative security | −2,850,789 0 owned after | $0.00 | 2022-01-11 | |
| 2022-01-11 | Booth Bruce Director | 4 | Series A Preferred Stock Derivative · Indirect · By Atlas Venture Fund XII, L.P. | C Conversion of derivative security | −7,852,374 0 owned after | $0.00 | 2022-01-11 | |
| 2022-01-11 | Booth Bruce Director | 4 | Series B Preferred Stock Derivative · Indirect · By Atlas Venture Opportunity Fund I, L.P. | C Conversion of derivative security | −2,850,789 0 owned after | $0.00 | 2022-01-11 | |
| 2022-01-11 | Vitorovic Stefan Director | 4 | Series B Preferred Stock Derivative · Indirect · By Vida Ventures III, L.P. | C Conversion of derivative security | −9,243,756 0 owned after | $0.00 | 2022-01-11 | |
| 2022-01-11 | Vitorovic Stefan Director | 4 | Series B Preferred Stock Derivative · Indirect · By Vida Ventures III-A, L.P. | C Conversion of derivative security | −21,310 0 owned after | $0.00 | 2022-01-11 | |
| 2022-01-11 | Northpond Ventures, LP | Rubin Michael P. | Northpond Ventures II, LP | Northpond Ventures GP, LLC | Northpond Ventures GP II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By: Northpond Ventures, LP | C Conversion of derivative security | −2,831,520 0 owned after | no price filed | 2022-01-11 | |
| 2022-01-11 | Northpond Ventures, LP | Rubin Michael P. | Northpond Ventures II, LP | Northpond Ventures GP, LLC | Northpond Ventures GP II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By: Northpond Ventures II, LP | C Conversion of derivative security | −1,027,978 0 owned after | no price filed | 2022-01-11 | |
| 2022-01-11 | Alexandria Venture Investments, LLC 10% Owner | 4 | Series A convertible preferred stock Derivative · Direct | C Conversion of derivative security | −392,618 0 owned after | $0.00 | 2022-01-11 | |
| 2022-01-11 | Alexandria Venture Investments, LLC 10% Owner | 4 | Series B convertible preferred stock Derivative · Direct | C Conversion of derivative security | −142,539 0 owned after | $0.00 | 2022-01-11 | |
| 2022-01-06 holding as of filing | Vitorovic Stefan Director | 3 | Series B Preferred Stock Derivative · Indirect · By Vida Ventures III, L.P. | Holding | no price filed | 2022-01-06 | ||
| 2022-01-06 holding as of filing | Vitorovic Stefan Director | 3 | Series B Preferred Stock Derivative · Indirect · By Vida Ventures III-A, L.P. | Holding | no price filed | 2022-01-06 | ||
| 2022-01-06 holding as of filing | AMGEN INC 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2022-01-06 | ||
| 2022-01-06 holding as of filing | Thorp Clay Director | 3 | Series A Preferred Stock Derivative · Indirect · By Hatteras Venture Partners VI, L.P. | Holding | no price filed | 2022-01-06 | ||
| 2022-01-06 holding as of filing | Thorp Clay Director | 3 | Series B Preferred Stock Derivative · Indirect · By Hatteras Venture Partners VI, L.P. | Holding | no price filed | 2022-01-06 | ||
| 2022-01-06 holding as of filing | Booth Bruce Director | 3 | Series A Preferred Stock Derivative · Indirect · By Atlas Venture Fund XII, L.P. | Holding | no price filed | 2022-01-06 | ||
| 2022-01-06 holding as of filing | Booth Bruce Director | 3 | Series B Preferred Stock Derivative · Indirect · By Atlas Venture Opportunity Fund I, L.P. | Holding | no price filed | 2022-01-06 | ||
| 2022-01-06 holding as of filing | Atlas Venture Fund XII, L.P. | Atlas Venture Opportunity Fund I, L.P. | Atlas Venture Associates XII, LLC | Atlas Venture Associates XII, L.P. | Atlas Venture Associates Opportunity I, L.P. | Atlas Venture Associates Opportunity I, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Atlas Venture Fund XII, L.P. | Holding | no price filed | 2022-01-06 | ||
| 2022-01-06 holding as of filing | Atlas Venture Fund XII, L.P. | Atlas Venture Opportunity Fund I, L.P. | Atlas Venture Associates XII, LLC | Atlas Venture Associates XII, L.P. | Atlas Venture Associates Opportunity I, L.P. | Atlas Venture Associates Opportunity I, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Atlas Venture Opportunity Fund I, L.P. | Holding | no price filed | 2022-01-06 | ||
| 2022-01-06 holding as of filing | Vida Ventures GP III, L.L.C. | Vida Ventures III-A, L.P. | Vida Ventures III, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Vida Ventures III, L.P. | Holding | no price filed | 2022-01-06 | ||
| 2022-01-06 holding as of filing | Vida Ventures GP III, L.L.C. | Vida Ventures III-A, L.P. | Vida Ventures III, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Vida Ventures III-A, L.P. | Holding | no price filed | 2022-01-06 | ||
| 2022-01-06 holding as of filing | Alexandria Venture Investments, LLC 10% Owner | 3 | Series A convertible preferred stock Derivative · Direct | Holding | no price filed | 2022-01-06 | ||
| 2022-01-06 holding as of filing | Alexandria Venture Investments, LLC 10% Owner | 3 | Series B convertible preferred stock Derivative · Direct | Holding | no price filed | 2022-01-06 | ||
| 2022-01-06 holding as of filing | Northpond Ventures, LP | Rubin Michael P. | Northpond Ventures II, LP | Northpond Ventures GP, LLC | Northpond Ventures GP II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By: Northpond Ventures, LP | Holding | no price filed | 2022-01-06 | ||
| 2022-01-06 holding as of filing | Northpond Ventures, LP | Rubin Michael P. | Northpond Ventures II, LP | Northpond Ventures GP, LLC | Northpond Ventures GP II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By: Northpond Ventures II, LP | Holding | no price filed | 2022-01-06 | ||
| 2022-01-06 holding as of filing | Cormorant Private Healthcare Fund IV LP | Chen Bihua | Cormorant Global Healthcare Master Fund, LP | Cormorant Asset Management, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2022-01-06 |