UPLD Insider Transactions — Page 3
506 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 201–300; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| MCDONALD JOHN T | CEO | 2017-12-12 | Sale | 26,782.0 | $21.92 |
| MCDONALD JOHN T | CEO | 2017-12-11 | Sale | 28,654.0 | $22.39 |
| Hill Michael Douglass | CFO,Treasurer & Secretary | 2017-11-28 | Sale | 20,000.0 | $24.31 |
| MCDONALD JOHN T | CEO | 2017-11-21 | Sale | 32,304.0 | $21.53 |
| MCDONALD JOHN T | CEO | 2017-11-20 | Sale | 35,196.0 | $21.44 |
| Hill Michael Douglass | CFO,Treasurer & Secretary | 2017-10-10 | Sale | 9,442.0 | $22.0 |
| Hill Michael Douglass | CFO,Treasurer & Secretary | 2017-10-09 | Sale | 500.0 | $22.0 |
| Hill Michael Douglass | CFO,Treasurer & Secretary | 2017-10-06 | Sale | 7,500.0 | $22.01 |
| Hill Michael Douglass | CFO,Treasurer & Secretary | 2017-10-05 | Sale | 2,558.0 | $22.02 |
| MAY DAVID | Director | 2017-09-15 | Sale | 25,000.0 | $21.43 |
| Hill Michael Douglass | CFO,Treasurer & Secretary | 2017-09-15 | Sale | 20,000.0 | $21.43 |
| WAVE SYSTEMS CORP | TenPercentOwner | 2017-09-14 | Sale | 40,098.0 | $22.04 |
| LIEMANDT JOSEPH | TenPercentOwner | 2017-09-14 | Sale | 40,098.0 | $22.04 |
| ESW Capital, LLC | TenPercentOwner | 2017-09-14 | Sale | 40,098.0 | $22.04 |
| WAVE SYSTEMS CORP | TenPercentOwner | 2017-09-13 | Sale | 4,805.0 | $22.25 |
| LIEMANDT JOSEPH | TenPercentOwner | 2017-09-13 | Sale | 4,805.0 | $22.25 |
| ESW Capital, LLC | TenPercentOwner | 2017-09-13 | Sale | 4,805.0 | $22.25 |
| WAVE SYSTEMS CORP | TenPercentOwner | 2017-09-12 | Sale | 5,000.0 | $22.1 |
| LIEMANDT JOSEPH | TenPercentOwner | 2017-09-12 | Sale | 5,000.0 | $22.1 |
| ESW Capital, LLC | TenPercentOwner | 2017-09-12 | Sale | 5,000.0 | $22.1 |
| WAVE SYSTEMS CORP | TenPercentOwner | 2017-09-11 | Sale | 15,000.0 | $22.58 |
| LIEMANDT JOSEPH | TenPercentOwner | 2017-09-11 | Sale | 15,000.0 | $22.58 |
| ESW Capital, LLC | TenPercentOwner | 2017-09-11 | Sale | 15,000.0 | $22.58 |
| WAVE SYSTEMS CORP | TenPercentOwner | 2017-09-07 | Sale | 20,400.0 | $22.46 |
| LIEMANDT JOSEPH | TenPercentOwner | 2017-09-07 | Sale | 20,400.0 | $22.46 |
| ESW Capital, LLC | TenPercentOwner | 2017-09-07 | Sale | 20,400.0 | $22.46 |
| WAVE SYSTEMS CORP | TenPercentOwner | 2017-09-07 | Sale | 15,000.0 | $22.26 |
| LIEMANDT JOSEPH | TenPercentOwner | 2017-09-07 | Sale | 15,000.0 | $22.26 |
| ESW Capital, LLC | TenPercentOwner | 2017-09-07 | Sale | 15,000.0 | $22.26 |
| WAVE SYSTEMS CORP | TenPercentOwner | 2017-07-24 | Sale | 38,500.0 | $25.04 |
| LIEMANDT JOSEPH | TenPercentOwner | 2017-07-24 | Sale | 38,500.0 | $25.04 |
| ESW Capital, LLC | TenPercentOwner | 2017-07-24 | Sale | 38,500.0 | $25.04 |
| WAVE SYSTEMS CORP | TenPercentOwner | 2017-07-21 | Sale | 34,000.0 | $25.01 |
| LIEMANDT JOSEPH | TenPercentOwner | 2017-07-21 | Sale | 34,000.0 | $25.01 |
| ESW Capital, LLC | TenPercentOwner | 2017-07-21 | Sale | 34,000.0 | $25.01 |
| WAVE SYSTEMS CORP | TenPercentOwner | 2017-07-20 | Sale | 18,780.0 | $22.83 |
| LIEMANDT JOSEPH | TenPercentOwner | 2017-07-20 | Sale | 18,780.0 | $22.83 |
| ESW Capital, LLC | TenPercentOwner | 2017-07-20 | Sale | 18,780.0 | $22.83 |
| WAVE SYSTEMS CORP | TenPercentOwner | 2017-06-23 | Sale | 561,712.0 | $22.68 |
| LIEMANDT JOSEPH | TenPercentOwner | 2017-06-23 | Sale | 561,712.0 | $22.68 |
| ESW Capital, LLC | TenPercentOwner | 2017-06-23 | Sale | 561,712.0 | $22.68 |
| MAY DAVID | Director | 2016-11-16 | Purchase | 10,000.0 | $8.59 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-11-04 | Purchase | 1,500.0 | $8.0 |
| ESW Capital, LLC | TenPercentOwner | 2016-11-04 | Purchase | 1,500.0 | $8.0 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-08-11 | Purchase | 723.0 | $7.91 |
| ESW Capital, LLC | TenPercentOwner | 2016-08-11 | Purchase | 723.0 | $7.91 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-08-10 | Purchase | 6,350.0 | $7.69 |
| ESW Capital, LLC | TenPercentOwner | 2016-08-10 | Purchase | 6,350.0 | $7.69 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-08-09 | Purchase | 3,024.0 | $7.65 |
| ESW Capital, LLC | TenPercentOwner | 2016-08-09 | Purchase | 3,024.0 | $7.65 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-08-08 | Purchase | 5,025.0 | $7.69 |
| ESW Capital, LLC | TenPercentOwner | 2016-08-08 | Purchase | 5,025.0 | $7.69 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-07-27 | Purchase | 50,000.0 | $7.83 |
| ESW Capital, LLC | TenPercentOwner | 2016-07-27 | Purchase | 50,000.0 | $7.83 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-07-25 | Purchase | 18,878.0 | $7.58 |
| ESW Capital, LLC | TenPercentOwner | 2016-07-25 | Purchase | 18,878.0 | $7.58 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-07-18 | Purchase | 3,463.0 | $7.5 |
| ESW Capital, LLC | TenPercentOwner | 2016-07-18 | Purchase | 3,463.0 | $7.5 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-07-14 | Purchase | 11,007.0 | $7.58 |
| ESW Capital, LLC | TenPercentOwner | 2016-07-14 | Purchase | 11,007.0 | $7.58 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-07-13 | Purchase | 475.0 | $7.5 |
| ESW Capital, LLC | TenPercentOwner | 2016-07-13 | Purchase | 475.0 | $7.5 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-07-12 | Purchase | 3,247.0 | $7.5 |
| ESW Capital, LLC | TenPercentOwner | 2016-07-12 | Purchase | 3,247.0 | $7.5 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-07-11 | Purchase | 1,956.0 | $7.5 |
| ESW Capital, LLC | TenPercentOwner | 2016-07-11 | Purchase | 1,956.0 | $7.5 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-07-08 | Purchase | 8,426.0 | $7.5 |
| ESW Capital, LLC | TenPercentOwner | 2016-07-08 | Purchase | 8,426.0 | $7.5 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-07-06 | Purchase | 17,361.0 | $7.5 |
| ESW Capital, LLC | TenPercentOwner | 2016-07-06 | Purchase | 17,361.0 | $7.5 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-07-05 | Purchase | 4,850.0 | $7.46 |
| ESW Capital, LLC | TenPercentOwner | 2016-07-05 | Purchase | 4,850.0 | $7.46 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-06-29 | Purchase | 6,000.0 | $7.7 |
| ESW Capital, LLC | TenPercentOwner | 2016-06-29 | Purchase | 6,000.0 | $7.7 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-06-28 | Purchase | 1,000.0 | $7.56 |
| ESW Capital, LLC | TenPercentOwner | 2016-06-28 | Purchase | 1,000.0 | $7.56 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-06-27 | Purchase | 5,726.0 | $7.49 |
| ESW Capital, LLC | TenPercentOwner | 2016-06-27 | Purchase | 5,726.0 | $7.49 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-06-23 | Purchase | 15,643.0 | $7.45 |
| ESW Capital, LLC | TenPercentOwner | 2016-06-23 | Purchase | 15,643.0 | $7.45 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-06-21 | Purchase | 1,200.0 | $7.69 |
| ESW Capital, LLC | TenPercentOwner | 2016-06-21 | Purchase | 1,200.0 | $7.69 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-06-14 | Purchase | 5,624.0 | $7.17 |
| ESW Capital, LLC | TenPercentOwner | 2016-06-14 | Purchase | 5,624.0 | $7.17 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-06-10 | Purchase | 22,252.0 | $7.18 |
| ESW Capital, LLC | TenPercentOwner | 2016-06-10 | Purchase | 22,252.0 | $7.18 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-06-09 | Purchase | 13,462.0 | $7.18 |
| ESW Capital, LLC | TenPercentOwner | 2016-06-09 | Purchase | 13,462.0 | $7.18 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-06-08 | Purchase | 15,894.0 | $7.18 |
| ESW Capital, LLC | TenPercentOwner | 2016-06-08 | Purchase | 15,894.0 | $7.18 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-06-07 | Purchase | 17,263.0 | $7.17 |
| ESW Capital, LLC | TenPercentOwner | 2016-06-07 | Purchase | 17,263.0 | $7.17 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-06-06 | Purchase | 31,843.0 | $7.18 |
| ESW Capital, LLC | TenPercentOwner | 2016-06-06 | Purchase | 31,843.0 | $7.18 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-06-03 | Purchase | 15,000.0 | $7.16 |
| ESW Capital, LLC | TenPercentOwner | 2016-06-03 | Purchase | 15,000.0 | $7.16 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-05-24 | Purchase | 21,301.0 | $7.43 |
| ESW Capital, LLC | TenPercentOwner | 2016-05-24 | Purchase | 21,301.0 | $7.43 |
| LIEMANDT JOSEPH | TenPercentOwner | 2016-05-24 | Purchase | 21,301.0 | $7.43 |
| ESW Capital, LLC | TenPercentOwner | 2016-05-24 | Purchase | 21,301.0 | $7.43 |