UNIQUE FABRICATING, INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2023-11-08: Form 8-K; Period of report 2023-11-08; Description 1.03 Bankruptcy or Receivership; Details 1.03.
- 2023-11-03: Form 8-K; Period of report 2023-10-31; Description 8.01 Other Events; Details 8.01.
- 2023-10-10: Form 8-K; Period of report 2023-10-03; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; Details 3.01.
- 2023-06-01: Form 8-K/A; Period of report 2023-05-22; Description 1.01 Entry into a Material Definitive Agreement; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2023-11-08 | 8-K | 2023-11-08 | 1.03 Bankruptcy or Receivership | 1.03 On November 8, 2023, the Company filed a voluntary petition for relief under chapter 7 (“Chapter 7”) of Title 11 of the United States Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the District of Delaware (“Bankruptcy Court”) thereby commencing a Chapter 7 case for the Company. | ufab-20231108.htm |
| 2023-11-03 | 8-K | 2023-10-31 | 8.01 Other Events | 8.01 On October 31, 2023, each of the following agreements expired in accordance with its terms: (i) Accommodation Agreement among Unique Fabricating, Inc. and its subsidiaries (the “Company”) and General Motors LLC, FCA US LLC, FCA Mexico, SA and FCA Canada Inc. and Yanfeng Automotive Interiors, certain other customers of the Company (“Customers”), and Citizens Bank National Association, in its capacity as the Agent (the “Agent”) for the financial institutions party (the “Lenders”) to the Amended and Restated Credit Agreement, dated November 8, 2018, as amended (the “Credit Agreement”), including by the Forbearance Agreement (as hereinafter defined) and (ii) the Forbearance Agreement, entered into on May 22, 2023, among Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc. and their parent Unique Fabricating, Inc. and the Agent and the Lenders (the “Forbearance Agreement”). | ufab-20231031.htm |
| 2023-10-10 | 8-K | 2023-10-03 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 The NYSE Regulation Department of NYSE American LLC (the “NYSE American”) has reviewed the extension request by Unique Fabricating, Inc. (“Unique Fabricating” or the “Company”) and granted an extension in accordance with continued listing standards set forth in Sections 134 and 1101 of the NYSE’s Listed Company Manual of Unique Fabricating’s failure to file its Form 10-K for the fiscal year ended December 31, 2022 and Form 10-Qs for the periods ended March 31, 2023 and June 30, 2023 (the “Delayed Filings”) with the Securities and Exchange Commission (“SEC”) in a timely manner. | ufab-20231003.htm |
| 2023-06-01 | 8-K/A | 2023-05-22 | 1.01 Entry into a Material Definitive Agreement | 1.01 On May 31, 2023, Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc. and their parent, Unique Fabricating, Inc. (the “Company”) and their subsidiaries entered into Amendment No. 1 to Forbearance Agreement dated May 22, 2023 (“Amendment No. 1”), with respect to the Credit Agreement. | ufab-20230522.htm |
| 2023-05-26 | 8-K | 2023-05-22 | 1.01 Entry into a Material Definitive Agreement | 1.01 On May 22, 2023, Unique Fabricating, Inc. and its subsidiaries (the “Supplier” or the “Company”) entered into an Accommodation Agreement with General Motors LLC, FCA US LLC, FCA Mexica, S.A. de CV and FCA Canada Inc. and Yanfeng Automotive Interior Systems Co., three of its principal customers (the “Customers”) and Citizens Bank, National Association, in its capacity as the Agent for the financial institutions (the “Lenders” and together with the Agent, (the “Lending Group”)) party to the Amended and Restated Credit Agreement dated November 18, 2018, as amended, including by the Forbearance Agreement described herein (the “Credit Agreement”). | ufab-20230522.htm |
| 2023-04-27 | 8-K | 2023-04-21 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On April 21, 2023, Unique Fabricating, Inc. (the “Company”) received a notice letter (the “Notice”) from the NYSE Regulation Department (the “Staff”) notifying the Company that it was not in compliance with the continued listing standard set forth in Part 10 of the New York Stock Exchange American (“NYSE American” or the “Exchange”) Company Guide (the “Company Guide”) because the Company’s common stock has a 30 trading-day average closing price of less than $0.20 per share of common stock. | ufab-20230421.htm |
| 2023-04-12 | 8-K | 2023-04-06 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On April 6, 2023, Unique Fabricating, Inc. (the “Company”) received a notice letter (the “Notice”) from the NYSE Regulation Department (the “Staff”) notifying the Company that, based upon the Company’s failure to timely file its Annual Report on Form 10-K for the fiscal year ended December 31, 2022 (the “Annual Report”) by the filing due date, March 31, 2023 (the “Filing Delinquency”), it was not in compliance with the New York Stock Exchange American’s continued listing requirements. | ufab-20230406.htm |
| 2023-03-30 | 8-K | 2023-03-29 | 8.01 Other Events | 8.01 In January 2023, the Unique Fabricating Board of Director’s Audit Committee led an investigation into allegations that the Company’s internally prepared monthly financial statements for November 2022, which are required to be provided to its bank lenders, were reported inaccurately. | ufab-20230329.htm |
| 2023-03-24 | 8-K | 2023-03-23 | 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement | 2.04 The Company received notice, dated March 23, 2023 (the “Notice”), from Citizens Bank, N.A, as Agent (“Agent”) under the Amended and Restated Credit Agreement dated as of November 8, 2018, as amended, among Unique Fabricating NA, Inc. and Unique - Intasco Canada, Inc. (the “Borrowers”), their subsidiaries (the “Guarantors”), the Agent and the financial institutions signatory thereto (the “Lenders”) that the Borrowers and Guarantors are in default under the Credit Agreement and other loan documents as a result of the failure to repay the indebtedness under the Credit Agreement by the repayment date, February 17, 2023. | ufab-20230323.htm |
| 2023-02-24 | 8-K | 2023-02-22 | 1.01 Entry into a Material Definitive Agreement | 1.01 On February 22, 2023, Unique Fabricating NA, Inc. (the “US Borrower”) and Unique-Intasco Canada, Inc. (the “CA Borrower” and together with the US Borrower, the “Borrowers” or the “Company”) and their subsidiaries entered into the Second Forbearance Agreement with respect to the Credit Agreement, as amended, among the Borrowers, certain of their subsidiaries, with the financial institutions signatory thereto (the “Lenders”) and Citizens Bank, National Association, a national banking association, as Administrative Agent for the lenders (the “Agent”). | ufab-20230222.htm |
| 2023-02-07 | 8-K/A | 2023-02-03 | 1.01 Entry into a Material Definitive Agreement | 1.01 Exhibit No. Description 10.1 Tenth Amendment to Credit Agreement, dated as of February 3, 2023, by and between the financial institutions signatory thereto, Citizens Bank, National Association, as Administrative Agent for the Lenders, Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc. 104 Cover Page Interactive Data File (the Cover Page Interactive Data File is embedded with the Inline XBRL document). | ufab-20230203.htm |
| 2023-02-06 | 8-K | 2023-02-03 | 1.01 Entry into a Material Definitive Agreement | 1.01 On February 3, 2023, Unique Fabricating NA, Inc. (the “US Borrower”) and Unique-Intasco Canada, Inc. (the “CA Borrower” and together with the US Borrower, the “Borrowers” or the “Company”) and their subsidiaries entered into the Tenth Amendment to Credit Agreement (“Tenth Amendment”) with respect to the Amended and Restated Credit Agreement, as amended, among the Borrowers, their subsidiaries, the financial institutions signatory thereto (the “Lenders”) and Citizens Bank, National Association, a national banking association, as Administrative Agent for the lenders (the “Agent”), as amended, included by the Forbearance Agreement (the “Credit Agreement”). | ufab-20230203.htm |