TWO Insider Transactions — Page 2
360 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 101–200; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| KASNET STEPHEN G | Director | 2022-05-19 | Sale | 19,213.0 | $5.0 |
| BENDER JAMES J | Director | 2022-05-19 | Sale | 6,153.0 | $5.0 |
| Abraham Spencer | Director | 2022-05-19 | Sale | 6,153.0 | $5.0 |
| GREENBERG WILLIAM ROSS | President, CEO and CIO | 2022-01-31 | Sale | 16,680.0 | $5.71 |
| Sandberg Rebecca B | General Counsel and Secretary | 2022-01-31 | Sale | 18,169.0 | $5.68 |
| RISKEY MARY KATHRYN | Chief Financial Officer | 2022-01-31 | Sale | 13,998.0 | $5.69 |
| KOEPPEN MATTHEW | Other | 2021-08-12 | Sale | 84,913.0 | $6.46 |
| KOEPPEN MATTHEW | Other | 2021-08-11 | Sale | 110,000.0 | $6.44 |
| KOEPPEN MATTHEW | Other | 2021-08-10 | Sale | 100,000.0 | $6.43 |
| SIERING THOMAS | Director | 2021-05-18 | Sale | 52,376.0 | $7.23 |
| SIERING THOMAS | Director | 2021-05-14 | Sale | 100,000.0 | $7.09 |
| SIERING THOMAS | Director | 2021-05-13 | Sale | 200,000.0 | $6.98 |
| GREENBERG WILLIAM ROSS | President and CEO | 2021-02-18 | Purchase | 17,500.0 | $6.53 |
| KOEPPEN MATTHEW | Chief Investment Officer | 2021-02-17 | Purchase | 20,000.0 | $6.66 |
| GREENBERG WILLIAM ROSS | President and CEO | 2021-02-17 | Purchase | 17,500.0 | $6.63 |
| Sandberg Rebecca B | General Counsel and Secretary | 2021-02-01 | Sale | 17,190.0 | $6.08 |
| RISKEY MARY KATHRYN | Chief Financial Officer | 2021-02-01 | Sale | 10,394.0 | $6.08 |
| KOEPPEN MATTHEW | Chief Investment Officer | 2021-02-01 | Sale | 15,808.0 | $6.08 |
| GREENBERG WILLIAM ROSS | President and CEO | 2021-02-01 | Sale | 27,813.0 | $6.08 |
| Sandberg Rebecca B | General Counsel and Secretary | 2021-01-29 | Sale | 8,697.0 | $6.02 |
| RISKEY MARY KATHRYN | Chief Financial Officer | 2021-01-29 | Sale | 5,957.0 | $6.02 |
| KOEPPEN MATTHEW | Chief Investment Officer | 2021-01-29 | Sale | 2,583.0 | $6.03 |
| GREENBERG WILLIAM ROSS | President and CEO | 2021-01-29 | Sale | 4,209.0 | $6.03 |
| Sandberg Rebecca B | General Counsel and Secretary | 2020-01-30 | Sale | 7,090.0 | $15.21 |
| RISKEY MARY KATHRYN | Chief Financial Officer | 2020-01-30 | Sale | 2,533.0 | $15.2 |
| KOEPPEN MATTHEW | Co-Chief Investment Officer | 2020-01-30 | Sale | 5,579.0 | $15.2 |
| GREENBERG WILLIAM ROSS | Co-Chief Investment Officer | 2020-01-30 | Sale | 10,341.0 | $15.2 |
| Sandberg Rebecca B | General Counsel and Secretary | 2020-01-29 | Sale | 7,722.0 | $15.12 |
| RISKEY MARY KATHRYN | Chief Financial Officer | 2020-01-29 | Sale | 5,262.0 | $15.15 |
| KOEPPEN MATTHEW | Co-Chief Investment Officer | 2020-01-29 | Sale | 2,129.0 | $15.15 |
| GREENBERG WILLIAM ROSS | Co-Chief Investment Officer | 2020-01-29 | Sale | 3,701.0 | $15.17 |
| GREENBERG WILLIAM ROSS | Co-Chief Investment Officer | 2020-01-27 | Sale | 7,146.0 | $15.13 |
| Sandberg Rebecca B | General Counsel and Secretary | 2020-01-27 | Sale | 4,503.0 | $15.09 |
| RISKEY MARY KATHRYN | Chief Financial Officer | 2020-01-27 | Sale | 1,524.0 | $15.1 |
| KOEPPEN MATTHEW | Co-Chief Investment Officer | 2020-01-27 | Sale | 3,947.0 | $15.11 |
| SIERING THOMAS | CEO & President | 2019-11-12 | Purchase | 4,000.0 | $14.42 |
| Hammond Karen | Director | 2019-08-22 | Purchase | 5,600.0 | $13.3 |
| SIERING THOMAS | CEO & President | 2019-08-14 | Purchase | 5,000.0 | $13.11 |
| SIERING THOMAS | CEO & President | 2019-02-20 | Purchase | 3,500.0 | $13.8 |
| ROTH WILLIAM | Chief Investment Officer | 2019-01-30 | Sale | 15,401.0 | $14.54 |
| RISKEY MARY KATHRYN | Acting Chief Financial Officer | 2019-01-30 | Sale | 2,528.0 | $14.55 |
| Sandberg Rebecca B | General Counsel and Secretary | 2019-01-30 | Sale | 7,078.0 | $14.54 |
| Farrell Brad | CFO and Treasurer | 2019-01-30 | Sale | 14,429.0 | $14.54 |
| ROTH WILLIAM | Chief Investment Officer | 2019-01-29 | Sale | 23,224.0 | $14.42 |
| RISKEY MARY KATHRYN | Acting Chief Financial Officer | 2019-01-29 | Sale | 1,593.0 | $14.39 |
| Sandberg Rebecca B | General Counsel and Secretary | 2019-01-29 | Sale | 4,570.0 | $14.39 |
| Farrell Brad | CFO and Treasurer | 2019-01-29 | Sale | 8,741.0 | $14.42 |
| ROTH WILLIAM | Chief Investment Officer | 2019-01-28 | Sale | 19,415.0 | $14.44 |
| RISKEY MARY KATHRYN | Acting Chief Financial Officer | 2019-01-28 | Sale | 1,524.0 | $14.43 |
| Sandberg Rebecca B | General Counsel and Secretary | 2019-01-28 | Sale | 4,425.0 | $14.43 |
| Farrell Brad | CFO and Treasurer | 2019-01-28 | Sale | 5,925.0 | $14.44 |
| Farrell Brad | CFO and Treasurer | 2018-11-15 | Sale | 4,000.0 | $14.28 |
| SIERING THOMAS | CEO & President | 2018-11-12 | Purchase | 3,500.0 | $14.41 |
| BENDER JAMES J | Director | 2018-08-17 | Sale | 3,460.0 | $15.6 |
| SIERING THOMAS | CEO & President | 2018-08-15 | Purchase | 5,000.0 | $15.41 |
| Farrell Brad | CFO and Treasurer | 2018-05-15 | Sale | 9,966.0 | $15.55 |
| ROTH WILLIAM | Chief Investment Officer | 2018-05-15 | Sale | 16,141.0 | $15.55 |
| Sandberg Rebecca B | General Counsel and Secretary | 2018-05-15 | Sale | 2,818.0 | $15.55 |
| RISKEY MARY KATHRYN | Chief Accounting Officer | 2018-02-13 | Sale | 620.0 | $15.08 |
| SIERING THOMAS | CEO & President | 2018-02-12 | Purchase | 3,000.0 | $14.85 |
| RISKEY MARY KATHRYN | Chief Accounting Officer | 2018-01-29 | Sale | 3,186.0 | $15.16 |
| ROTH WILLIAM | Chief Investment Officer | 2018-01-29 | Sale | 44,028.0 | $15.16 |
| Sandberg Rebecca B | General Counsel and Secretary | 2018-01-29 | Sale | 9,308.0 | $15.16 |
| Farrell Brad | CFO and Treasurer | 2018-01-29 | Sale | 24,761.0 | $15.17 |
| TAYLOR BRIAN | Director | 2017-11-16 | Purchase | 9,500.0 | $15.64 |
| SANDERS WILLIAM REID | Director | 2017-11-14 | Purchase | 5,000.0 | $15.53 |
| SIERING THOMAS | CEO & President | 2017-11-13 | Purchase | 3,500.0 | $15.3 |
| TAYLOR BRIAN | Director | 2017-08-15 | Purchase | 32,000.0 | $10.06 |
| SIERING THOMAS | CEO & President | 2017-08-14 | Purchase | 5,000.0 | $10.14 |
| Sandberg Rebecca B | General Counsel and Secretary | 2017-05-15 | Sale | 5,566.0 | $9.85 |
| Farrell Brad | CFO and Treasurer | 2017-05-15 | Sale | 19,663.0 | $9.86 |
| KASNET STEPHEN G | Director | 2017-03-07 | Purchase | 10,000.0 | $25.0 |
| RISKEY MARY KATHRYN | Chief Accounting Officer | 2017-02-13 | Sale | 1,284.0 | $8.96 |
| SIERING THOMAS | CEO & President | 2017-02-10 | Purchase | 4,000.0 | $8.94 |
| Farrell Brad | CFO and Treasurer | 2017-02-06 | Sale | 15,937.0 | $8.81 |
| Sandberg Rebecca B | General Counsel and Secretary | 2017-02-06 | Sale | 6,015.0 | $8.81 |
| RISKEY MARY KATHRYN | Chief Accounting Officer | 2017-02-06 | Sale | 1,517.0 | $8.81 |
| RISKEY MARY KATHRYN | Chief Accounting Officer | 2017-01-30 | Sale | 3,190.0 | $8.61 |
| Farrell Brad | CFO and Treasurer | 2017-01-30 | Sale | 28,901.0 | $8.58 |
| Sandberg Rebecca B | General Counsel and Secretary | 2017-01-30 | Sale | 10,136.0 | $8.6 |
| SIERING THOMAS | CEO & President | 2016-11-08 | Purchase | 3,500.0 | $8.48 |
| SIERING THOMAS | CEO & President | 2016-08-10 | Purchase | 3,500.0 | $8.99 |
| Sandberg Rebecca B | General Counsel and Secretary | 2016-05-31 | Sale | 6,488.0 | $8.48 |
| RISKEY MARY KATHRYN | Chief Accounting Officer | 2016-05-31 | Sale | 2,127.0 | $8.48 |
| Farrell Brad | CFO and Treasurer | 2016-05-31 | Sale | 12,898.0 | $8.48 |
| Sandberg Rebecca B | General Counsel and Secretary | 2016-05-16 | Sale | 6,427.0 | $8.44 |
| Farrell Brad | CFO and Treasurer | 2016-05-16 | Sale | 19,905.0 | $8.44 |
| SIERING THOMAS | CEO & President | 2016-05-10 | Purchase | 5,000.0 | $8.37 |
| RISKEY MARY KATHRYN | Chief Accounting Officer | 2016-02-16 | Sale | 1,367.0 | $7.29 |
| SIERING THOMAS | CEO & President | 2016-02-12 | Purchase | 5,000.0 | $7.15 |
| KASNET STEPHEN G | Director | 2016-02-10 | Purchase | 12,000.0 | $7.27 |
| Farrell Brad | CFO and Treasurer | 2016-02-09 | Sale | 297.0 | $7.32 |
| Farrell Brad | CFO and Treasurer | 2016-02-08 | Sale | 13,528.0 | $7.39 |
| RISKEY MARY KATHRYN | Chief Accounting Officer | 2016-02-08 | Sale | 1,550.0 | $7.39 |
| Sandberg Rebecca B | General Counsel and Secretary | 2016-02-08 | Sale | 6,653.0 | $7.39 |
| SANDERS WILLIAM REID | Director | 2015-11-16 | Purchase | 5,530.0 | $8.25 |
| ROTH WILLIAM | Chief Investment Officer | 2015-11-13 | Purchase | 10,000.0 | $8.28 |
| SIERING THOMAS | CEO & President | 2015-11-11 | Purchase | 3,000.0 | $8.39 |
| SIERING THOMAS | CEO & President | 2015-08-11 | Purchase | 3,000.0 | $9.67 |
| Sandberg Rebecca B | General Counsel and Secretary | 2015-06-01 | Sale | 6,464.0 | $10.69 |