TCX Insider Transactions — Page 4
692 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 301–400; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Ralls Rawleigh Hazen IV | Director | 2014-03-14 | Sale | 13,640.0 | $13.83 |
| Ralls Rawleigh Hazen IV | Director | 2014-03-13 | Sale | 11,360.0 | $14.02 |
| Ralls Rawleigh Hazen IV | Director | 2014-03-13 | Sale | 11,360.0 | $14.02 |
| Schafer Kenneth Derrick | EVP Retail | 2014-03-05 | Sale | 16,881.0 | $13.82 |
| Ito Joichi | Director | 2014-03-05 | Sale | 2,371.0 | $13.5 |
| Schafer Kenneth Derrick | EVP Retail | 2014-03-04 | Sale | 3,119.0 | $13.25 |
| Ito Joichi | Director | 2014-03-04 | Sale | 3,300.0 | $13.21 |
| Ito Joichi | Director | 2014-03-03 | Sale | 4,000.0 | $13.27 |
| Ito Joichi | Director | 2014-02-28 | Sale | 7,381.0 | $13.56 |
| Ito Joichi | Director | 2014-02-27 | Sale | 1,848.0 | $13.65 |
| Ito Joichi | Director | 2014-02-26 | Sale | 1,100.0 | $13.77 |
| Ralls Rawleigh Hazen IV | Director | 2013-12-04 | Sale | 20,100.0 | $3.27 |
| Ralls Rawleigh Hazen IV | Director | 2013-12-03 | Sale | 33,280.0 | $3.2 |
| Ralls Rawleigh Hazen IV | Director | 2013-12-02 | Sale | 21,620.0 | $3.28 |
| Ralls Rawleigh Hazen IV | Director | 2013-11-27 | Sale | 4,000.0 | $3.1 |
| Ralls Rawleigh Hazen IV | Director | 2013-11-26 | Sale | 68,000.0 | $3.11 |
| Ralls Rawleigh Hazen IV | Director | 2013-11-25 | Sale | 103,000.0 | $3.12 |
| Ralls Rawleigh Hazen IV | Director | 2013-11-21 | Sale | 64,900.0 | $2.77 |
| Ralls Rawleigh Hazen IV | Director | 2013-11-20 | Sale | 105,100.0 | $2.88 |
| Ralls Rawleigh Hazen IV | Director | 2013-11-19 | Sale | 80,000.0 | $3.0 |
| Woroch David John | Vice President Sales | 2013-06-05 | Purchase | 5,000.0 | $1.76 |
| Woroch David John | Vice President Sales | 2013-03-14 | Purchase | 5,000.0 | $1.82 |
| Woroch David John | Vice President Sales | 2013-02-27 | Purchase | 35,000.0 | $1.69 |
| Woroch David John | Vice President Sales | 2013-02-27 | Sale | 35,000.0 | $1.69 |
| Woroch David John | Vice President Sales | 2012-12-10 | Purchase | 90,000.0 | $1.44 |
| Woroch David John | Vice President Sales | 2012-12-10 | Sale | 90,000.0 | $1.44 |
| Ralls Rawleigh Hazen IV | Director | 2012-08-20 | Purchase | 100,000.0 | $1.13 |
| Ralls Rawleigh Hazen IV | Director | 2012-08-20 | Purchase | 25,000.0 | $1.11 |
| Ralls Rawleigh Hazen IV | Director | 2012-08-20 | Purchase | 82,470.0 | $1.12 |
| Ralls Rawleigh Hazen IV | Director | 2012-08-17 | Purchase | 70,465.0 | $1.19 |
| Ralls Rawleigh Hazen IV | Director | 2012-08-16 | Purchase | 100,000.0 | $1.16 |
| Woroch David John | Vice President Sales | 2012-06-14 | Purchase | 10,000.0 | $1.13 |
| Woroch David John | Vice President Sales | 2012-06-05 | Purchase | 4,691.0 | $1.38 |
| Woroch David John | Vice President Sales | 2012-03-15 | Purchase | 10,000.0 | $1.05 |
| Goertz Carla Anne | EVP Human Resources | 2012-03-12 | Purchase | 5,000.0 | $0.97 |
| COOPERMAN MICHAEL | CFO | 2012-02-27 | Purchase | 135,000.0 | $0.88 |
| COOPERMAN MICHAEL | CFO | 2012-02-27 | Sale | 135,000.0 | $0.88 |
| Ralls Rawleigh Hazen IV | Director | 2012-01-26 | Sale | 157,470.0 | $0.77 |
| Ralls Rawleigh Hazen IV | Director | 2012-01-26 | Sale | 4,120,465.0 | $0.77 |
| Lacuna LLC | TenPercentOwner | 2012-01-26 | Sale | 4,120,465.0 | $0.77 |
| Lacuna Hedge GP LLLP | TenPercentOwner | 2012-01-26 | Sale | 4,120,465.0 | $0.77 |
| Lacuna Hedge Fund LLLP | TenPercentOwner | 2012-01-26 | Sale | 4,120,465.0 | $0.77 |
| Ralls Rawleigh Hazen IV | Director,TenPercentOwner | 2011-12-16 | Sale | 500,000.0 | $0.75 |
| Lacuna LLC | TenPercentOwner | 2011-12-16 | Sale | 500,000.0 | $0.75 |
| Lacuna Hedge GP LLLP | TenPercentOwner | 2011-12-16 | Sale | 500,000.0 | $0.75 |
| Lacuna Hedge Fund LLLP | TenPercentOwner | 2011-12-16 | Sale | 500,000.0 | $0.75 |
| Woroch David John | Vice President Sales | 2011-09-14 | Purchase | 8,792.0 | $0.75 |
| Ralls Rawleigh Hazen IV | Director,TenPercentOwner | 2011-08-18 | Purchase | 100,000.0 | $0.72 |
| Lacuna LLC | TenPercentOwner | 2011-08-18 | Purchase | 100,000.0 | $0.72 |
| Lacuna Hedge GP LLLP | TenPercentOwner | 2011-08-18 | Purchase | 100,000.0 | $0.72 |
| Lacuna Hedge Fund LLLP | TenPercentOwner | 2011-08-18 | Purchase | 100,000.0 | $0.72 |
| Ralls Rawleigh Hazen IV | Director,TenPercentOwner | 2011-08-16 | Purchase | 85,200.0 | $0.75 |
| Lacuna LLC | TenPercentOwner | 2011-08-16 | Purchase | 85,200.0 | $0.75 |
| Lacuna Hedge GP LLLP | TenPercentOwner | 2011-08-16 | Purchase | 85,200.0 | $0.75 |
| Lacuna Hedge Fund LLLP | TenPercentOwner | 2011-08-16 | Purchase | 85,200.0 | $0.75 |
| Ralls Rawleigh Hazen IV | Director,TenPercentOwner | 2011-08-15 | Purchase | 14,800.0 | $0.73 |
| Lacuna LLC | TenPercentOwner | 2011-08-15 | Purchase | 14,800.0 | $0.73 |
| Lacuna Hedge GP LLLP | TenPercentOwner | 2011-08-15 | Purchase | 14,800.0 | $0.73 |
| Lacuna Hedge Fund LLLP | TenPercentOwner | 2011-08-15 | Purchase | 14,800.0 | $0.73 |
| Ralls Rawleigh Hazen IV | Director,TenPercentOwner | 2011-03-08 | Purchase | 18,593.0 | $0.85 |
| NOSS ELLIOT | Chief Executive Officer | 2011-03-04 | Purchase | 24,000.0 | $0.84 |
| NOSS ELLIOT | Chief Executive Officer | 2011-03-04 | Purchase | 24,000.0 | $0.84 |
| Ralls Rawleigh Hazen IV | Director,TenPercentOwner | 2011-03-04 | Purchase | 11,380.0 | $0.81 |
| NOSS ELLIOT | Chief Executive Officer | 2011-03-04 | Purchase | 24,000.0 | $0.84 |
| NOSS ELLIOT | Chief Executive Officer | 2011-03-04 | Purchase | 24,000.0 | $0.84 |
| Ralls Rawleigh Hazen IV | Director,TenPercentOwner | 2011-03-03 | Purchase | 4,800.0 | $0.81 |
| Ralls Rawleigh Hazen IV | Director,TenPercentOwner | 2011-03-02 | Purchase | 16,827.0 | $0.81 |
| Ralls Rawleigh Hazen IV | Director,TenPercentOwner | 2011-03-01 | Purchase | 41,230.0 | $0.81 |
| Ralls Rawleigh Hazen IV | Director,TenPercentOwner | 2011-02-28 | Purchase | 40,364.0 | $0.81 |
| Ralls Rawleigh Hazen IV | Director,TenPercentOwner | 2011-02-25 | Purchase | 21,900.0 | $0.81 |
| Ralls Rawleigh Hazen IV | Director,TenPercentOwner | 2011-02-25 | Purchase | 21,200.0 | $0.81 |
| Ralls Rawleigh Hazen IV | Director,TenPercentOwner | 2011-02-24 | Purchase | 19,906.0 | $0.81 |
| Ralls Rawleigh Hazen IV | Director,TenPercentOwner | 2010-12-16 | Purchase | 36,774.0 | $0.78 |
| Ralls Rawleigh Hazen IV | Director,TenPercentOwner | 2010-12-16 | Purchase | 125,000.0 | $0.8 |
| Lacuna LLC | TenPercentOwner | 2010-12-16 | Purchase | 36,774.0 | $0.78 |
| Lacuna Hedge GP LLLP | TenPercentOwner | 2010-12-16 | Purchase | 36,774.0 | $0.78 |
| Lacuna Hedge Fund LLLP | TenPercentOwner | 2010-12-16 | Purchase | 36,774.0 | $0.78 |
| Ralls Rawleigh Hazen IV | Director,TenPercentOwner | 2010-12-15 | Purchase | 37,344.0 | $0.76 |
| Lacuna LLC | TenPercentOwner | 2010-12-15 | Purchase | 37,344.0 | $0.76 |
| Lacuna Hedge GP LLLP | TenPercentOwner | 2010-12-15 | Purchase | 37,344.0 | $0.76 |
| Lacuna Hedge Fund LLLP | TenPercentOwner | 2010-12-15 | Purchase | 37,344.0 | $0.76 |
| Ralls Rawleigh Hazen IV | Director,TenPercentOwner | 2010-12-14 | Purchase | 35,162.0 | $0.75 |
| Lacuna LLC | TenPercentOwner | 2010-12-14 | Purchase | 35,162.0 | $0.75 |
| Lacuna Hedge GP LLLP | TenPercentOwner | 2010-12-14 | Purchase | 35,162.0 | $0.75 |
| Lacuna Hedge Fund LLLP | TenPercentOwner | 2010-12-14 | Purchase | 35,162.0 | $0.75 |
| Ralls Rawleigh Hazen IV | Director,TenPercentOwner | 2010-12-13 | Purchase | 468,611.0 | $0.74 |
| Ralls Rawleigh Hazen IV | Director,TenPercentOwner | 2010-12-13 | Sale | 468,611.0 | $0.74 |
| Lacuna Ventures GP LLLP | TenPercentOwner | 2010-12-13 | Purchase | 468,611.0 | $0.74 |
| Lacuna Venture Fund LLLP | TenPercentOwner | 2010-12-13 | Purchase | 468,611.0 | $0.74 |
| Lacuna LLC | TenPercentOwner | 2010-12-13 | Purchase | 468,611.0 | $0.74 |
| Lacuna Hedge GP LLLP | TenPercentOwner | 2010-12-13 | Purchase | 468,611.0 | $0.74 |
| Lacuna Hedge Fund LLLP | TenPercentOwner | 2010-12-13 | Purchase | 468,611.0 | $0.74 |
| Lacuna Ventures GP LLLP | TenPercentOwner | 2010-12-13 | Sale | 468,611.0 | $0.74 |
| Lacuna Venture Fund LLLP | TenPercentOwner | 2010-12-13 | Sale | 468,611.0 | $0.74 |
| Lacuna LLC | TenPercentOwner | 2010-12-13 | Sale | 468,611.0 | $0.74 |
| Lacuna Hedge GP LLLP | TenPercentOwner | 2010-12-13 | Sale | 468,611.0 | $0.74 |
| Lacuna Hedge Fund LLLP | TenPercentOwner | 2010-12-13 | Sale | 468,611.0 | $0.74 |
| NOSS ELLIOT | Chief Executive Officer | 2010-11-30 | Purchase | 20,415.0 | $0.7 |
| NOSS ELLIOT | Chief Executive Officer | 2010-11-30 | Purchase | 28,000.0 | $0.7 |
| DIKER MANAGEMENT LLC | TenPercentOwner | 2010-10-27 | Sale | 2,500,000.0 | $0.7 |