TCPC Insider Transactions — Page 2
153 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 101–153; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Vig Rajneesh | President and COO | 2015-09-14 | Purchase | 3,750.0 | $14.9 |
| DRAUT ERIC JOHN | Director | 2015-08-24 | Purchase | 500.0 | $14.77 |
| DRAUT ERIC JOHN | Director | 2015-06-29 | Purchase | 500.0 | $15.32 |
| LEVKOWITZ HOWARD | CEO/Afficer of Advisor | 2015-06-26 | Purchase | 5,000.0 | $15.38 |
| LEVKOWITZ HOWARD | CEO/Officer of Advisor | 2015-05-11 | Purchase | 1,499.0 | $15.5 |
| Wruble Brian F | Director | 2015-03-15 | Purchase | 5,000.0 | $16.95 |
| Schwab Peter E | Director | 2014-10-15 | Purchase | 5,000.0 | $15.41 |
| Vig Rajneesh | President and COO | 2014-10-15 | Purchase | 100.0 | $15.19 |
| Vig Rajneesh | President and COO | 2014-10-15 | Purchase | 2,900.0 | $15.19 |
| Schwab Peter E | Director | 2014-10-15 | Purchase | 5,000.0 | $15.41 |
| DRAUT ERIC JOHN | Director | 2014-10-15 | Purchase | 1,000.0 | $15.21 |
| Greenwood Elizabeth | CCO and Secretary | 2014-10-15 | Purchase | 1,000.0 | $15.21 |
| HOLDSWORTH MARK | Authorized Person | 2014-10-10 | Purchase | 2,000.0 | $15.72 |
| HOLDSWORTH MARK | Authorized Person | 2014-10-09 | Purchase | 3,000.0 | $15.87 |
| HOLDSWORTH MARK | Authorized Person | 2014-05-14 | Purchase | 5,000.0 | $15.88 |
| JOHNSON FRANKLIN | Director | 2014-05-13 | Purchase | 265.0 | $15.92 |
| HOLDSWORTH MARK | Authorized Person | 2014-05-13 | Purchase | 5,000.0 | $15.85 |
| Jaquez-Fissori Todd | Managing Director | 2014-05-13 | Purchase | 1,200.0 | $15.81 |
| LEVKOWITZ HOWARD | CEO/Officer of Advisor | 2014-05-12 | Purchase | 5,000.0 | $15.9 |
| Schwab Peter E | Director | 2013-10-28 | Sale | 2,000.0 | $16.74 |
| Schwab Peter E | Director | 2013-08-19 | Purchase | 2,000.0 | $15.15 |
| DRAUT ERIC JOHN | Director | 2013-08-19 | Purchase | 1,000.0 | $15.05 |
| JOHNSON FRANKLIN | Director | 2013-08-16 | Purchase | 3,280.0 | $15.23 |
| LEVKOWITZ HOWARD | CEO/Officer of Advisor | 2013-08-13 | Purchase | 5,000.0 | $15.25 |
| LEVKOWITZ HOWARD | CEO/Officer of Advisor | 2013-08-12 | Purchase | 5,000.0 | $15.3 |
| JOHNSON FRANKLIN | Director | 2013-06-05 | Purchase | 3,193.0 | $15.7 |
| JOHNSON FRANKLIN | Director | 2013-03-12 | Purchase | 682.0 | $15.93 |
| LEVKOWITZ HOWARD | CEO/Officer of Advisor | 2012-12-17 | Purchase | 2,300.0 | $14.72 |
| HOLDSWORTH MARK | Authorized Person | 2012-12-12 | Purchase | 2,702.0 | $14.81 |
| HOLDSWORTH MARK | Authorized Person | 2012-12-11 | Purchase | 7,298.0 | $14.83 |
| LEVKOWITZ HOWARD | CEO/Officer of Advisor | 2012-12-07 | Purchase | 10,000.0 | $14.9 |
| Vig Rajneesh | President | 2012-11-28 | Purchase | 10,000.0 | $14.99 |
| Davis Paul L | CFO of Issuer and Advisor | 2012-06-01 | Purchase | 2,000.0 | $14.41 |
| Davis Paul L | CFO of Issuer and Advisor | 2012-06-01 | Purchase | 1,000.0 | $14.31 |
| Davis Paul L | CFO of Issuer and Advisor | 2012-06-01 | Purchase | 2,000.0 | $14.21 |
| Davis Paul L | CFO of Issuer and Advisor | 2012-05-24 | Purchase | 1,000.0 | $13.85 |
| Davis Paul L | CFO of Issuer and Advisor | 2012-05-23 | Purchase | 1,000.0 | $13.91 |
| Davis Paul L | CFO of Issuer and Advisor | 2012-05-23 | Purchase | 100.0 | $13.76 |
| Davis Paul L | CFO of Issuer and Advisor | 2012-05-21 | Purchase | 400.0 | $13.69 |
| LEVKOWITZ HOWARD | CEO/Officer of Advisor | 2012-05-21 | Purchase | 5,000.0 | $13.74 |
| DRAUT ERIC JOHN | Director | 2012-05-21 | Purchase | 1,000.0 | $13.63 |
| DRAUT ERIC JOHN | Director | 2012-05-18 | Purchase | 1,500.0 | $14.29 |
| DRAUT ERIC JOHN | Director | 2012-05-17 | Purchase | 1,851.0 | $14.31 |
| Vig Rajneesh | President | 2012-05-17 | Purchase | 6,900.0 | $14.69 |
| Vig Rajneesh | President | 2012-05-16 | Purchase | 100.0 | $14.4 |
| Leitner Michael E | Other | 2012-04-10 | Purchase | 5,400.0 | $14.75 |
| JOHNSON FRANKLIN | Director | 2012-04-10 | Purchase | 10,000.0 | $14.75 |
| LEVKOWITZ HOWARD | CEO | 2012-04-10 | Purchase | 47,451.0 | $14.75 |
| LEVKOWITZ HOWARD | CEO | 2012-04-10 | Purchase | 7,500.0 | $14.75 |
| LEVKOWITZ HOWARD | CEO | 2012-04-10 | Purchase | 7,500.0 | $14.75 |
| LEVKOWITZ HOWARD | CEO | 2012-04-10 | Purchase | 7,500.0 | $14.75 |
| LEVKOWITZ HOWARD | CEO | 2012-04-10 | Purchase | 7,500.0 | $14.75 |
| DRAUT ERIC JOHN | Director | 2011-08-19 | Purchase | 1,083.82 | $560.52 |