STRONGBRIDGE BIOPHARMA plc Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows, 12 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-10-05: Reporting owner Kovner Bruce | CDK ASSOCIATES, L.L.C. | CAXTON CORP; Form 4; Security Ordinary Shares Warrant (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2018-01-09: Reporting owner Viswanathan Ravi; Form 3; Security Ordinary Shares Warrant (right to buy); Transaction Holding.
- 2018-01-09: Reporting owner Sonsini Peter W.; Form 3; Security Ordinary Shares Warrant (right to buy); Transaction Holding.
- 2018-01-09: Reporting owner SANDELL SCOTT D; Form 3; Security Ordinary Shares Warrant (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-10-05 | Kovner Bruce | CDK ASSOCIATES, L.L.C. | CAXTON CORP 10% Owner | 10% Owner | 10% Owner | 4 | Ordinary Shares Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −2,220,000 0 owned after | $2.50 exercise price | 2022-01-05 | |
| 2018-01-09 holding as of filing | Viswanathan Ravi 10% Owner | 3 | Ordinary Shares Warrant (right to buy) Derivative · Indirect · See Note 1 | Holding | $2.50 exercise price | 2018-01-09 | ||
| 2018-01-09 holding as of filing | Sonsini Peter W. 10% Owner | 3 | Ordinary Shares Warrant (right to buy) Derivative · Indirect · See Note 1 | Holding | $2.50 exercise price | 2018-01-09 | ||
| 2018-01-09 holding as of filing | SANDELL SCOTT D 10% Owner | 3 | Ordinary Shares Warrant (right to buy) Derivative · Indirect · See Note 1 | Holding | $2.50 exercise price | 2018-01-09 | ||
| 2018-01-09 holding as of filing | MOTT DAVID M 10% Owner | 3 | Ordinary Shares Warrant (right to buy) Derivative · Indirect · See Note 1 | Holding | $2.50 exercise price | 2018-01-09 | ||
| 2018-01-09 holding as of filing | KERINS PATRICK J 10% Owner | 3 | Ordinary Shares Warrant (right to buy) Derivative · Indirect · See Note 1 | Holding | $2.50 exercise price | 2018-01-09 | ||
| 2018-01-09 holding as of filing | Florence Anthony A. Jr. 10% Owner | 3 | Ordinary Shares Warrant (right to buy) Derivative · Indirect · See Note 1 | Holding | $2.50 exercise price | 2018-01-09 | ||
| 2018-01-09 holding as of filing | BASKETT FOREST 10% Owner | 3 | Ordinary Shares Warrant (right to buy) Derivative · Indirect · See Note 1 | Holding | $2.50 exercise price | 2018-01-09 | ||
| 2018-01-09 holding as of filing | BARRIS PETER J 10% Owner | 3 | Ordinary Shares Warrant (right to buy) Derivative · Indirect · See Note 1 | Holding | $2.50 exercise price | 2018-01-09 | ||
| 2018-01-09 holding as of filing | BARRETT M JAMES 10% Owner | 3 | Ordinary Shares Warrant (right to buy) Derivative · Indirect · See Note 1 | Holding | $2.50 exercise price | 2018-01-09 | ||
| 2018-01-09 holding as of filing | NEA Partners 14, L.P. | Growth Equity Opportunities Fund III, LLC | New Enterprise Associates 14, L.P. | NEA 14 GP, LTD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Ordinary Shares Warrant (right to buy) Derivative · Direct | Holding | $2.50 exercise price | 2018-01-09 | ||
| 2018-01-09 holding as of filing | Kovner Bruce | CDK ASSOCIATES, L.L.C. | CAXTON CORP 10% Owner | 10% Owner | 10% Owner | 3 | Ordinary Shares Warrant (right to buy) Derivative · Direct | Holding | $2.50 exercise price | 2018-01-09 |