SMART FOR LIFE, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-05-30: Reporting owner Rein Robert S.; Form 4; Security Series B Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2023-05-26: Reporting owner Minton Darren C.; Form 4; Security Series B Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2023-05-26: Reporting owner Cervantes Alfonso J. JR; Form 4; Security Series B Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2023-05-26: Reporting owner Rein Robert S.; Form 4; Security Series B Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-05-30 | Rein Robert S. Director | 4 | Series B Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +673 1,794 owned after | $223.00 | 2023-06-12 | |
| 2023-05-26 | Minton Darren C. Director, Officer (Chief Executive Officer) | 4 | Series B Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,574 1,574 owned after | $223.00 | 2023-06-12 | |
| 2023-05-26 | Cervantes Alfonso J. JR Director, Officer (Executive Chairman) | 4 | Series B Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,711 3,711 owned after | $223.00 | 2023-06-12 | |
| 2023-05-26 | Rein Robert S. Director | 4 | Series B Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +45 45 owned after | $223.00 | 2023-06-12 | |
| 2023-05-26 | Rein Robert S. Director | 4 | Series B Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,076 1,121 owned after | $223.00 | 2023-06-12 | |
| 2023-05-26 | REYNOLDS ARTHUR S Director | 4 | Series B Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +45 45 owned after | $223.00 | 2023-06-12 | |
| 2023-05-26 | Wood Roger Conley Director | 4 | Series B Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +45 45 owned after | $223.00 | 2023-06-12 |