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SCHULMAN A INC Forms 3, 4 and 5: Stock Options

SCHULMAN A INC Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 79 rows, 79 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2018-08-21: Reporting owner WESTBROOKS KRISTOPHER R; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2018-08-21: Reporting owner WESTBROOKS KRISTOPHER R; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2018-08-21: Reporting owner Walter Stacy R; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2018-08-21: Reporting owner Walter Stacy R; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2018-08-21WESTBROOKS KRISTOPHER R
Officer (VP - Controller and CAO)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,080
0 owned after
$9.452018-08-22
2018-08-21WESTBROOKS KRISTOPHER R
Officer (VP - Controller and CAO)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,240
0 owned after
$3.102018-08-22
2018-08-21Walter Stacy R
Officer (EVP - Internal Audit)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,400
0 owned after
$9.452018-08-22
2018-08-21Walter Stacy R
Officer (EVP - Internal Audit)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−1,900
0 owned after
$3.102018-08-22
2018-08-21Schewe Rainer
Officer (EVP Global Supply Chain)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,280
0 owned after
$9.452018-08-22
2018-08-21Schewe Rainer
Officer (EVP Global Supply Chain)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,190
0 owned after
$3.102018-08-22
2018-08-21Roederer Frank
Officer (SVP & GM Engineered Composites)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,200
0 owned after
$9.452018-08-22
2018-08-21Roederer Frank
Officer (SVP & GM Engineered Composites)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,280
0 owned after
$3.102018-08-22
2018-08-21RICHARDSON JOHN W
Officer (EVP - Chief Financial Officer)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−19,210
0 owned after
$9.452018-08-22
2018-08-21RICHARDSON JOHN W
Officer (EVP - Chief Financial Officer)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−15,230
0 owned after
$3.102018-08-22
2018-08-21Phillips Gary D.
Officer (Chief Commercial Officer)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,560
0 owned after
$9.452018-08-22
2018-08-21Phillips Gary D.
Officer (Chief Commercial Officer)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,880
0 owned after
$3.102018-08-22
2018-08-21Perez Gustavo S.
Officer (SVP & GM LATAM)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−7,080
0 owned after
$9.452018-08-22
2018-08-21Perez Gustavo S.
Officer (SVP & GM LATAM)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−7,520
0 owned after
$3.102018-08-22
2018-08-21MILLER GARY A
Officer (VP, Chief Procurement Officer)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−8,110
0 owned after
$9.452018-08-22
2018-08-21MILLER GARY A
Officer (VP, Chief Procurement Officer)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−14,390
0 owned after
$3.102018-08-22
2018-08-21McDannold Timothy J
Officer (Treasurer - Dir.Risk Mngmnt.)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,120
0 owned after
$9.452018-08-22
2018-08-21McDannold Timothy J
Officer (Treasurer - Dir.Risk Mngmnt.)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,480
0 owned after
$3.102018-08-22
2018-08-21Lingnau-Schneider Heinrich
Officer (SVP & General Manager - EMEA)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−9,610
0 owned after
$9.452018-08-22
2018-08-21Lingnau-Schneider Heinrich
Officer (SVP & General Manager - EMEA)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−7,620
0 owned after
$3.102018-08-22
2018-08-21Horton Andrean
Officer (Senior Corp. Counsel)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−6,000
0 owned after
$9.452018-08-22
2018-08-21Horton Andrean
Officer (Senior Corp. Counsel)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−7,620
0 owned after
$3.102018-08-22
2018-08-21GUNTHER ANDREAS K
Officer (EVP - Chief Human Resources)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−6,000
0 owned after
$9.452018-08-22
2018-08-21GUNTHER ANDREAS K
Officer (EVP - Chief Human Resources)
4Stock Option (Right to Buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−6,660
0 owned after
$3.102018-08-22
2018-08-21GINGO JOSEPH M
Director, Officer (President & CEO)
4Option Right to Buy
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−43,750
0 owned after
$9.452018-08-22
2018-08-21GINGO JOSEPH M
Director, Officer (President & CEO)
4Option Right to Buy
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−34,680
0 owned after
$3.102018-08-22
2018-01-10WESTBROOKS KRISTOPHER R
Officer (VP - Controller and CAO)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,240
3,240 owned after
$38.90
exercise price
2018-01-12
2018-01-10Walter Stacy R
Officer (EVP - Internal Audit)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,900
1,900 owned after
$38.90
exercise price
2018-01-12
2018-01-10Schewe Rainer
Officer (EVP Global Supply Chain)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,190
4,190 owned after
$38.90
exercise price
2018-01-12
2018-01-10Roederer Frank
Officer (SVP & GM Engineered Composites)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,280
4,280 owned after
$38.90
exercise price
2018-01-12
2018-01-10RICHARDSON JOHN W
Officer (EVP - Chief Financial Officer)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+15,230
15,230 owned after
$38.90
exercise price
2018-01-12
2018-01-10Phillips Gary D.
Officer (Chief Commercial Officer)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,880
3,880 owned after
$38.90
exercise price
2018-01-12
2018-01-10Perez Gustavo S.
Officer (SVP & GM LATAM)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,520
7,520 owned after
$38.90
exercise price
2018-01-12
2018-01-10MILLER GARY A
Officer (VP, Chief Procurement Officer)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+14,390
14,390 owned after
$38.90
exercise price
2018-01-12
2018-01-10McDannold Timothy J
Officer (Treasurer - Dir.Risk Mngmnt.)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,480
2,480 owned after
$38.90
exercise price
2018-01-12
2018-01-10Lingnau-Schneider Heinrich
Officer (SVP & General Manager - EMEA)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,620
7,620 owned after
$38.90
exercise price
2018-01-12
2018-01-10Horton Andrean
Officer (Senior Corp. Counsel)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,620
7,620 owned after
$38.90
exercise price
2018-01-12
2018-01-10GUNTHER ANDREAS K
Officer (EVP - Chief Human Resources)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+6,660
6,660 owned after
$38.90
exercise price
2018-01-12
2018-01-10GINGO JOSEPH M
Director, Officer (President & CEO)
4Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+34,680
34,680 owned after
$38.90
exercise price
2018-01-12
2017-01-11WESTBROOKS KRISTOPHER R
Officer (VP - Controller and CAO)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,080
4,080 owned after
$32.55
exercise price
2017-01-13
2017-01-11Walter Stacy R
Officer (EVP - Internal Audit)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,400
2,400 owned after
$32.55
exercise price
2017-01-13
2017-01-11Schewe Rainer
Officer (EVP Global Supply Chain)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,280
5,280 owned after
$32.55
exercise price
2017-01-13
2017-01-11Roederer Frank
Officer (SVP & GM Engineered Composites)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,200
4,200 owned after
$32.55
exercise price
2017-01-13
2017-01-11RICHARDSON JOHN W
Officer (EVP - Chief Financial Officer)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+19,210
19,210 owned after
$32.55
exercise price
2017-01-13
2017-01-11Phillips Gary D.
Officer (Chief Commercial Officer)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,560
4,560 owned after
$32.55
exercise price
2017-01-13
2017-01-11Perez Gustavo S.
Officer (SVP & GM LATAM)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,080
7,080 owned after
$32.55
exercise price
2017-01-13
2017-01-11MILLER GARY A
Officer (VP, Chief Procurement Officer)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+8,110
8,110 owned after
$32.55
exercise price
2017-01-13
2017-01-11McDannold Timothy J
Officer (Treasurer - Dir.Risk Mngmnt.)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,120
3,120 owned after
$32.55
exercise price
2017-01-13
2017-01-11Lingnau-Schneider Heinrich
Officer (SVP & General Manager - EMEA)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+9,610
9,610 owned after
$32.55
exercise price
2017-01-13
2017-01-11Horton Andrean
Officer (Senior Corp. Counsel)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+6,000
6,000 owned after
$32.55
exercise price
2017-01-13
2017-01-11GUNTHER ANDREAS K
Officer (EVP - Chief Human Resources)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+6,000
6,000 owned after
$32.55
exercise price
2017-01-13
2017-01-11GINGO JOSEPH M
Director, Officer (President & CEO)
4Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+43,750
43,750 owned after
$32.55
exercise price
2017-01-13
2013-02-19Rzepka Bernard
Officer (General Manager - Europe)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−10,000
0 owned after
$18.02
exercise price
2013-02-22
2012-02-01YASINSKY JOHN B
Director
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,000
0 owned after
$15.40
exercise price
2012-02-02
2011-05-19YASINSKY JOHN B
Director
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,000
0 owned after
$16.69
exercise price
2011-05-23
2010-05-03YASINSKY JOHN B
Director
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,000
0 owned after
$11.62
exercise price
2010-05-04
2008-01-22
holding as of filing
Taylor Jack B
Officer (General Manager-Europe)
3Options (Right to Buy)
Derivative · Direct
Holding$18.02
exercise price
2008-01-22
2008-01-22
holding as of filing
Rzepka Bernard
Officer (Associate G.M. - Europe)
3Options (Right to Buy)
Derivative · Direct
Holding$13.99
exercise price
2008-01-22
2008-01-22
holding as of filing
Rzepka Bernard
Officer (Associate G.M. - Europe)
3Options (Right to Buy)
Derivative · Direct
Holding$18.02
exercise price
2008-01-22
2008-01-18GINGO JOSEPH M
Director, Officer (Chief Executive Officer)
4Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,000
0 owned after
$11.63
exercise price
2008-01-22
2008-01-18GINGO JOSEPH M
Director, Officer (Chief Executive Officer)
4Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,000
0 owned after
$16.69
exercise price
2008-01-22
2008-01-18GINGO JOSEPH M
Director, Officer (Chief Executive Officer)
4Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,000
0 owned after
$15.40
exercise price
2008-01-22
2007-07-19HAINES TERRY L
Director, Officer (PRESIDENT and CEO)
4/AOption (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+43,333
86,667 owned after
$19.20
exercise price
2007-11-21
2007-07-19HAINES TERRY L
Director, Officer (PRESIDENT and CEO)
4Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−130,000
0 owned after
$18.02
exercise price
2007-07-20
2007-07-19HAINES TERRY L
Director, Officer (PRESIDENT and CEO)
4Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−86,666
43,334 owned after
$19.85
exercise price
2007-07-20
2007-07-19HAINES TERRY L
Director, Officer (PRESIDENT and CEO)
4Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−8,334
121,666 owned after
$19.20
exercise price
2007-07-20
2006-11-10MYLES JOHN M
Officer (VP RESEARCH AND DEVELOPMENT)
4Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−8,000
0 owned after
$13.99
exercise price
2006-11-13
2006-01-23STEFANKO ROBERT A
Director, Officer (EX. VP - FINANCE/ADMIN. & CFO)
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−30,000
0 owned after
$13.99
exercise price
2006-01-24
2006-01-23DeSantis Paul F
Officer (VP - Finance)
4Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+60,000
60,000 owned after
$24.69
exercise price
2006-01-24
2006-01-20MYLES JOHN M
Officer (VP RESEARCH AND DEVELOPMENT)
4Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−8,250
0 owned after
$13.17
exercise price
2006-01-24
2006-01-19HAINES TERRY L
Director, Officer (PRESIDENT and CEO)
4Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−37,500
0 owned after
$13.17
exercise price
2006-01-23
2006-01-19HAINES TERRY L
Director, Officer (PRESIDENT and CEO)
4Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−10,000
0 owned after
$11.38
exercise price
2006-01-23
2006-01-19HAINES TERRY L
Director, Officer (PRESIDENT and CEO)
4Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−86,667
0 owned after
$13.99
exercise price
2006-01-23
2006-01-19ADAM ALAIN C
Officer (VP AUTOMOTIVE MARKETING)
4Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,000
0 owned after
$13.17
exercise price
2006-01-23
2006-01-12RHODES BARRY A
Officer (V.P. - N. American Sales)
4Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,500
0 owned after
$13.17
exercise price
2006-01-17
2006-01-12RHODES BARRY A
Officer (V.P. - N. American Sales)
4Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,667
0 owned after
$13.99
exercise price
2006-01-17
2006-01-12RHODES BARRY A
Officer (V.P. - N. American Sales)
4Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−13,333
6,667 owned after
$18.02
exercise price
2006-01-17
2006-01-11STEFANKO ROBERT A
Director, Officer (EX. VP - FINANCE/ADMIN. & CFO)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−15,000
0 owned after
$13.17
exercise price
2006-01-13
2006-01-11ANDRES RONALD G
Officer (VP N. AMERICAN MANUFACTURING)
4Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−12,000
0 owned after
$13.17
exercise price
2006-01-13