Rover Group, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-01-06: Reporting owner True Wind Capital II-A, L.P. | True Wind Capital II, L.P. | True Wind Capital GP II, LLC | GREENE JAMES H JR | CLAMMER ADAM | Nebula Caravel Holdings LLC; Form 4; Security Private Placement Warrants; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-07-30: Reporting owner CLAMMER ADAM | True Wind Capital II, L.P. | True Wind Capital II-A, L.P. | Nebula Caravel Holdings LLC | True Wind Capital GP II, LLC | GREENE JAMES H JR; Form 4; Security Private Placement Warrants; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-07-27: Reporting owner Park West Asset Management LLC; Form 3; Security Warrant (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-01-06 | True Wind Capital II-A, L.P. | True Wind Capital II, L.P. | True Wind Capital GP II, LLC | GREENE JAMES H JR | CLAMMER ADAM | Nebula Caravel Holdings LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Private Placement Warrants Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,574,164 0 owned after | $0.00 | 2022-02-08 | |
| 2021-07-30 | CLAMMER ADAM | True Wind Capital II, L.P. | True Wind Capital II-A, L.P. | Nebula Caravel Holdings LLC | True Wind Capital GP II, LLC | GREENE JAMES H JR Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Private Placement Warrants Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,574,164 2,574,164 owned after | $1.50 | 2021-08-03 | |
| 2021-07-27 holding as of filing | Park West Asset Management LLC 10% Owner | 3 | Warrant (right to buy) Derivative · Indirect · See Footnote | Holding | $11.50 exercise price | 2021-07-27 |