RMBS Insider Transactions — Page 3
643 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 201–300; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| STARK LAURA | SVP, GM ESD | 2017-10-11 | Sale | 3,069.0 | $13.65 |
| FISHER ELLIS THOMAS | Director | 2017-10-04 | Sale | 6,437.0 | $13.65 |
| HERSCHER PENNY | Director | 2017-10-02 | Sale | 6,437.0 | $13.44 |
| FISHER ELLIS THOMAS | Director | 2017-09-25 | Sale | 1,702.0 | $12.94 |
| STARK LAURA | SVP, GM ESD | 2017-09-11 | Sale | 4,065.0 | $12.96 |
| STARK LAURA | SVP, GM ESD | 2017-08-11 | Sale | 3,640.0 | $12.59 |
| Kim Jae | SVP & GC | 2017-08-04 | Sale | 3,254.0 | $12.8 |
| Kim Jae | SVP & GC | 2017-08-03 | Sale | 39,195.0 | $12.7 |
| SHRIGLEY DAVID A | Director | 2017-07-28 | Sale | 5,000.0 | $12.98 |
| STARK LAURA | SVP, GM ESD | 2017-07-12 | Sale | 3,491.0 | $12.9 |
| FISHER ELLIS THOMAS | Director | 2017-07-07 | Sale | 1,703.0 | $12.5 |
| STARK LAURA | SVP, GM ESD | 2017-06-12 | Sale | 3,644.0 | $12.06 |
| BLACK RONALD D | President & CEO | 2017-06-08 | Sale | 12,750.0 | $12.14 |
| STARK LAURA | SVP, GM ESD | 2017-05-12 | Sale | 3,992.0 | $12.46 |
| SHRIGLEY DAVID A | Director | 2017-04-28 | Sale | 5,000.0 | $12.75 |
| STARK LAURA | SVP, GM ESD | 2017-04-12 | Sale | 4,686.0 | $12.75 |
| STARK LAURA | SVP, GM ESD | 2017-03-13 | Sale | 3,810.0 | $13.1 |
| Kim Jae | SVP & GC | 2017-02-21 | Sale | 9,845.0 | $12.65 |
| STARK LAURA | SVP, GM ESD | 2017-02-02 | Sale | 4,010.0 | $12.71 |
| SHRIGLEY DAVID A | Director | 2017-01-30 | Sale | 5,000.0 | $13.76 |
| Kim Jae | SVP & GC | 2016-12-08 | Sale | 1,733.0 | $14.08 |
| HERSCHER PENNY | Director | 2016-11-28 | Sale | 30,000.0 | $13.56 |
| Kim Jae | SVP & GC | 2016-11-21 | Sale | 9,851.0 | $13.35 |
| SHRIGLEY DAVID A | Director | 2016-10-28 | Sale | 5,000.0 | $12.01 |
| STANG ERIC B | Director | 2016-10-26 | Sale | 13,618.0 | $12.7 |
| STARK LAURA | SVP, GM ESD | 2016-10-06 | Sale | 4,010.0 | $12.51 |
| HERSCHER PENNY | Director | 2016-10-03 | Sale | 6,809.0 | $12.43 |
| STARK LAURA | SVP, GM ESD | 2016-09-06 | Sale | 4,010.0 | $14.35 |
| Kim Jae | SVP & GC | 2016-09-01 | Sale | 1,733.0 | $14.08 |
| Kim Jae | SVP & GC | 2016-08-22 | Sale | 9,851.0 | $13.87 |
| STARK LAURA | SVP, GM ESD | 2016-08-08 | Sale | 6,753.0 | $13.58 |
| SHRIGLEY DAVID A | Director | 2016-07-28 | Sale | 5,000.0 | $13.79 |
| RISHI SATISH | SVP Finance, CFO | 2016-07-26 | Sale | 4,000.0 | $13.99 |
| BLACK RONALD D | President & CEO | 2016-07-21 | Sale | 29,528.0 | $13.51 |
| RISHI SATISH | SVP Finance, CFO | 2016-07-19 | Sale | 2,000.0 | $13.49 |
| STARK LAURA | SVP, GM ESD | 2016-07-06 | Sale | 4,010.0 | $11.55 |
| STARK LAURA | SVP, GM ESD | 2016-06-06 | Sale | 4,010.0 | $12.41 |
| STARK LAURA | SVP, GM ESD | 2016-05-06 | Sale | 5,284.0 | $11.21 |
| SHRIGLEY DAVID A | Director | 2016-04-28 | Sale | 5,000.0 | $12.2 |
| STARK LAURA | SVP, GM ESD | 2016-04-06 | Sale | 5,229.0 | $13.42 |
| RISHI SATISH | SVP Finance, CFO | 2016-04-01 | Sale | 2,000.0 | $13.6 |
| STARK LAURA | SVP, GM ESD | 2016-03-07 | Sale | 5,270.0 | $12.83 |
| RISHI SATISH | SVP Finance, CFO | 2016-03-03 | Sale | 2,000.0 | $13.49 |
| Kim Jae | SVP & GC | 2015-11-19 | Sale | 141.0 | $10.95 |
| Kim Jae | SVP & GC | 2015-11-17 | Sale | 317.0 | $10.95 |
| Kim Jae | SVP & GC | 2015-11-16 | Sale | 14,232.0 | $10.68 |
| STANG ERIC B | Director | 2015-10-28 | Sale | 8,000.0 | $10.35 |
| KISSNER CHARLES | Director | 2015-10-01 | Sale | 6,709.0 | $11.67 |
| HERSCHER PENNY | Director | 2015-10-01 | Sale | 6,709.0 | $11.66 |
| Kim Jae | SVP & GC | 2015-08-17 | Sale | 13,065.0 | $12.26 |
| Kim Jae | SVP & GC | 2015-08-17 | Sale | 22,982.0 | $13.5 |
| Kim Jae | SVP & GC | 2015-05-18 | Sale | 780.0 | $14.46 |
| Kim Jae | SVP & GC | 2015-05-15 | Sale | 21,880.0 | $14.17 |
| Kim Jae | SVP & GC | 2015-04-21 | Sale | 1,235.0 | $14.32 |
| Kim Jae | SVP & GC | 2015-04-06 | Sale | 19,342.0 | $12.55 |
| SHRIGLEY DAVID A | Director | 2015-02-26 | Sale | 22,000.0 | $12.22 |
| STANG ERIC B | Director | 2014-10-31 | Sale | 8,000.0 | $11.18 |
| HERSCHER PENNY | Director | 2014-10-03 | Sale | 8,265.0 | $12.21 |
| KISSNER CHARLES | Director | 2014-10-01 | Sale | 8,265.0 | $12.08 |
| SHRIGLEY DAVID A | Director | 2014-07-30 | Sale | 20,500.0 | $11.93 |
| KISSNER CHARLES | Director | 2014-01-30 | Sale | 12,500.0 | $8.94 |
| STANG ERIC B | Director | 2013-10-22 | Sale | 12,000.0 | $9.25 |
| HERSCHER PENNY | Director | 2013-10-01 | Sale | 10,000.0 | $9.53 |
| RISHI SATISH | SVP Finance, CFO | 2012-05-11 | Purchase | 3,000.0 | $4.63 |
| SOFAER ABRAHAM D | Director | 2012-05-08 | Purchase | 15,000.0 | $4.49 |
| BENTLEY J THOMAS | Director | 2012-04-25 | Purchase | 20,000.0 | $4.9 |
| Pickett Christopher M | SVP, Licensing | 2012-02-01 | Sale | 18,706.0 | $7.34 |
| STANG ERIC B | Director | 2011-12-13 | Sale | 3,000.0 | $7.24 |
| LAVELLE THOMAS R | SVP & GC | 2011-11-14 | Sale | 6,664.0 | $17.67 |
| HOROWITZ MARK | Director | 2011-11-01 | Sale | 20,000.0 | $17.3 |
| HOROWITZ MARK | Director | 2011-10-13 | Sale | 20,000.0 | $16.0 |
| HERSCHER PENNY | Director | 2011-10-04 | Sale | 3,836.0 | $14.44 |
| HERSCHER PENNY | Director | 2011-10-03 | Purchase | 11,612.0 | $0.0 |
| CHOU SUNLIN | Director | 2011-10-03 | Purchase | 11,612.0 | $0.0 |
| BENTLEY J THOMAS | Director | 2011-08-10 | Purchase | 10,000.0 | $10.09 |
| HUGHES HAROLD | President and CEO | 2011-08-10 | Purchase | 10,000.0 | $10.24 |
| HOROWITZ MARK | Director | 2011-05-02 | Sale | 20,000.0 | $19.59 |
| HOROWITZ MARK | Director | 2011-04-01 | Sale | 20,000.0 | $19.62 |
| HOROWITZ MARK | Director | 2011-03-01 | Sale | 20,000.0 | $20.29 |
| HOROWITZ MARK | Director | 2011-02-01 | Sale | 20,000.0 | $20.8 |
| HOROWITZ MARK | Director | 2011-01-03 | Sale | 20,000.0 | $20.65 |
| HOROWITZ MARK | Director | 2010-12-01 | Sale | 20,000.0 | $20.2 |
| HOROWITZ MARK | Director | 2010-11-01 | Sale | 20,000.0 | $19.74 |
| STANG ERIC B | Director | 2010-10-28 | Sale | 5,000.0 | $19.72 |
| HERSCHER PENNY | Director | 2010-10-04 | Sale | 3,978.0 | $20.5 |
| HOROWITZ MARK | Director | 2010-08-02 | Sale | 20,000.0 | $19.5 |
| HOROWITZ MARK | Director | 2010-07-01 | Sale | 20,000.0 | $17.24 |
| HOROWITZ MARK | Director | 2010-06-01 | Sale | 20,000.0 | $23.29 |
| LAVELLE THOMAS R | Sr. VP and General Counsel | 2010-05-05 | Sale | 3,212.0 | $24.17 |
| LAVELLE THOMAS R | Sr. VP and General Counsel | 2010-05-05 | Sale | 11,220.0 | $23.71 |
| LAVELLE THOMAS R | Sr. VP and General Counsel | 2010-05-04 | Sale | 9,206.0 | $23.86 |
| HOROWITZ MARK | Director | 2010-05-03 | Sale | 20,000.0 | $24.59 |
| HOROWITZ MARK | Director | 2010-04-01 | Sale | 20,000.0 | $22.23 |
| HOROWITZ MARK | Director | 2010-03-01 | Sale | 20,000.0 | $22.14 |
| HERSCHER PENNY | Director | 2010-02-02 | Sale | 8,000.0 | $22.68 |
| HOROWITZ MARK | Director | 2010-02-01 | Sale | 20,000.0 | $22.36 |
| HOROWITZ MARK | Director | 2010-01-04 | Sale | 1,567.0 | $22.51 |
| HOROWITZ MARK | Director | 2010-01-04 | Sale | 1,100.0 | $23.32 |
| HOROWITZ MARK | Director | 2010-01-04 | Sale | 17,333.0 | $24.73 |
| HOROWITZ MARK | Director | 2009-12-01 | Sale | 20,000.0 | $18.13 |