RILY Insider Transactions — Page 3
302 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 201–300; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| RILEY BRYANT R | Chairman and Co-CEO | 2019-02-21 | Purchase | 19,512.0 | $16.28 |
| D Agostino Robert P | Director | 2019-02-21 | Purchase | 7,662.0 | $16.3 |
| RILEY BRYANT R | Chairman and Co-CEO | 2019-02-13 | Purchase | 12,699.0 | $15.65 |
| RILEY BRYANT R | Chairman and Co-CEO | 2018-12-10 | Purchase | 4,330.0 | $17.15 |
| RILEY BRYANT R | Chairman and Co-CEO | 2018-12-10 | Purchase | 4,330.0 | $17.15 |
| RILEY BRYANT R | Chairman and Co-CEO | 2018-12-10 | Purchase | 4,330.0 | $17.15 |
| RILEY BRYANT R | Chairman and Co-CEO | 2018-12-10 | Purchase | 4,330.0 | $17.15 |
| RILEY BRYANT R | Chairman and Co-CEO | 2018-12-07 | Purchase | 4,400.0 | $17.4 |
| RILEY BRYANT R | Chairman and Co-CEO | 2018-12-07 | Purchase | 10,500.0 | $17.28 |
| Sims Todd D. | Director | 2018-08-09 | Purchase | 2,250.0 | $22.38 |
| RILEY BRYANT R | Chairman and CEO | 2018-03-16 | Purchase | 221,181.0 | $18.25 |
| RILEY BRYANT R | Chairman and CEO | 2018-03-13 | Purchase | 7,200.0 | $18.65 |
| RILEY BRYANT R | Chairman and CEO | 2017-12-01 | Purchase | 5,000.0 | $17.95 |
| RILEY BRYANT R | Chairman and CEO | 2017-12-01 | Purchase | 26,072.0 | $17.8 |
| RILEY BRYANT R | Chairman and CEO | 2017-11-30 | Purchase | 7,500.0 | $18.15 |
| RILEY BRYANT R | Chairman and CEO | 2017-11-20 | Purchase | 8,679.0 | $17.75 |
| RILEY BRYANT R | Chairman and CEO | 2017-11-17 | Purchase | 5,413.0 | $17.7 |
| RILEY BRYANT R | Chairman and CEO | 2017-11-16 | Purchase | 7,325.0 | $17.15 |
| RILEY BRYANT R | Chairman and CEO | 2017-06-15 | Purchase | 28,000.0 | $15.55 |
| RILEY BRYANT R | Chairman and CEO | 2017-06-02 | Purchase | 31,480.0 | $14.56 |
| KELLEHER THOMAS J /ADV | President | 2017-06-02 | Purchase | 3,148.0 | $14.56 |
| ASHER DANIEL | TenPercentOwner | 2017-05-22 | Sale | 125.0 | $15.5 |
| ASHER DANIEL | TenPercentOwner | 2017-04-25 | Sale | 1,577.0 | $15.1 |
| Sims Todd D. | Director | 2017-03-16 | Purchase | 3,300.0 | $14.97 |
| ASHER DANIEL | TenPercentOwner | 2017-03-14 | Sale | 932.0 | $15.0 |
| ASHER DANIEL | TenPercentOwner | 2017-03-13 | Sale | 507.0 | $15.4 |
| ASHER DANIEL | TenPercentOwner | 2017-03-10 | Sale | 990.0 | $15.55 |
| ASHER DANIEL | TenPercentOwner | 2017-03-10 | Sale | 650.0 | $15.6 |
| ASHER DANIEL | TenPercentOwner | 2017-03-10 | Sale | 1,000.0 | $15.65 |
| ASHER DANIEL | TenPercentOwner | 2017-03-03 | Sale | 198.0 | $15.25 |
| ASHER DANIEL | TenPercentOwner | 2017-03-02 | Sale | 184.0 | $15.6 |
| ASHER DANIEL | TenPercentOwner | 2017-03-02 | Sale | 184.0 | $15.6 |
| ASHER DANIEL | TenPercentOwner | 2017-03-01 | Sale | 1,067.0 | $15.7 |
| ASHER DANIEL | TenPercentOwner | 2017-02-28 | Sale | 500.0 | $15.65 |
| ASHER DANIEL | TenPercentOwner | 2017-02-22 | Sale | 1,200.0 | $16.0 |
| ASHER DANIEL | TenPercentOwner | 2017-02-22 | Sale | 500.0 | $16.3 |
| ASHER DANIEL | TenPercentOwner | 2017-02-22 | Sale | 100.0 | $16.35 |
| ASHER DANIEL | TenPercentOwner | 2017-02-22 | Purchase | 1,200.0 | $16.0 |
| ASHER DANIEL | TenPercentOwner | 2017-02-22 | Purchase | 500.0 | $16.3 |
| ASHER DANIEL | TenPercentOwner | 2017-02-22 | Purchase | 100.0 | $16.35 |
| ASHER DANIEL | TenPercentOwner | 2017-01-27 | Sale | 15.0 | $21.0 |
| ASHER DANIEL | TenPercentOwner | 2017-01-27 | Sale | 500.0 | $20.8 |
| ASHER DANIEL | TenPercentOwner | 2017-01-27 | Purchase | 15.0 | $21.0 |
| ASHER DANIEL | TenPercentOwner | 2017-01-27 | Purchase | 500.0 | $20.8 |
| ASHER DANIEL | TenPercentOwner | 2017-01-25 | Sale | 2,663.0 | $20.9 |
| ASHER DANIEL | TenPercentOwner | 2017-01-25 | Purchase | 2,663.0 | $20.9 |
| ASHER DANIEL | TenPercentOwner | 2016-07-19 | Purchase | 149,700.0 | $9.1 |
| ASHER DANIEL | TenPercentOwner | 2016-07-14 | Purchase | 87,500.0 | $9.1 |
| ASHER DANIEL | TenPercentOwner | 2016-07-14 | Purchase | 600.0 | $9.1 |
| ASHER DANIEL | TenPercentOwner | 2016-07-14 | Purchase | 2,900.0 | $9.08 |
| ASHER DANIEL | TenPercentOwner | 2016-07-14 | Purchase | 3,200.0 | $9.06 |
| ASHER DANIEL | TenPercentOwner | 2016-07-14 | Purchase | 610.0 | $9.04 |
| ASHER DANIEL | TenPercentOwner | 2016-07-14 | Purchase | 400.0 | $9.03 |
| ASHER DANIEL | TenPercentOwner | 2016-07-13 | Purchase | 100.0 | $9.05 |
| ASHER DANIEL | TenPercentOwner | 2016-07-07 | Purchase | 3,275.0 | $8.86 |
| ASHER DANIEL | TenPercentOwner | 2016-07-06 | Purchase | 4,816.0 | $8.78 |
| ASHER DANIEL | TenPercentOwner | 2016-07-05 | Purchase | 100.0 | $8.92 |
| ASHER DANIEL | TenPercentOwner | 2016-07-05 | Purchase | 3,700.0 | $8.92 |
| KELLEHER THOMAS J /ADV | President | 2016-05-06 | Purchase | 500.0 | $9.5 |
| KELLEHER THOMAS J /ADV | President | 2016-05-06 | Purchase | 500.0 | $9.5 |
| KELLEHER THOMAS J /ADV | President | 2016-05-06 | Purchase | 500.0 | $9.5 |
| KELLEHER THOMAS J /ADV | President | 2016-05-06 | Purchase | 500.0 | $9.5 |
| KELLEHER THOMAS J /ADV | President | 2016-05-06 | Purchase | 16,000.0 | $9.5 |
| Forman Alan N | EVP, General Counsel, Sec. | 2016-05-05 | Purchase | 3,000.0 | $9.5 |
| Todaro Richard L | Director | 2016-05-05 | Purchase | 10,000.0 | $9.5 |
| Ahn Phillip J. | CFO &COO | 2016-05-05 | Purchase | 4,000.0 | $9.5 |
| D Agostino Robert P | Director | 2016-05-05 | Purchase | 40,000.0 | $9.5 |
| Williams Mikel H | Director | 2016-05-05 | Purchase | 40,000.0 | $9.5 |
| RILEY BRYANT R | Chairman and CEO | 2016-05-05 | Purchase | 152,372.0 | $9.5 |
| RILEY BRYANT R | Chairman and CEO | 2014-08-26 | Purchase | 100.0 | $8.0 |
| RILEY BRYANT R | Chairman and CEO | 2014-08-26 | Purchase | 400.0 | $8.0 |
| KELLEHER THOMAS J /ADV | President | 2014-08-26 | Purchase | 500.0 | $8.0 |
| RILEY BRYANT R | Chairman and CEO | 2014-05-19 | Purchase | 200,000.0 | $5.0 |
| MILLER LLOYD I III | TenPercentOwner | 2014-05-19 | Purchase | 4,000,000.0 | $0.25 |
| MILLER LLOYD I III | TenPercentOwner | 2014-05-19 | Purchase | 12,000,000.0 | $0.25 |
| MILLER LLOYD I III | TenPercentOwner | 2014-05-19 | Purchase | 12,000,000.0 | $0.25 |
| MILLER LLOYD I III | TenPercentOwner | 2014-05-19 | Purchase | 10,000,000.0 | $0.25 |
| HILTON HUGH G | Director | 2014-05-19 | Purchase | 200,000.0 | $0.25 |
| Carpenter Scott K | EVP, Retail Services | 2014-05-19 | Purchase | 856,000.0 | $0.25 |
| HART MATTHEW J | Director | 2014-05-19 | Purchase | 200,000.0 | $0.25 |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | 2014-05-19 | Purchase | 150,000.0 | $0.25 |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | 2014-05-19 | Purchase | 50,000.0 | $0.25 |
| Ahn Phillip J. | CFO & COO | 2014-05-19 | Purchase | 300,000.0 | $0.25 |
| Gumaer Andrew | Chairman & CEO | 2014-05-19 | Purchase | 6,720,000.0 | $0.25 |
| ELLIOTT INTERNATIONAL, L.P. | TenPercentOwner | 2014-05-19 | Purchase | 26,308,000.0 | $0.25 |
| ELLIOTT ASSOCIATES, L.P. | TenPercentOwner | 2014-05-19 | Purchase | 13,692,000.0 | $0.25 |
| MILLER LLOYD I III | TenPercentOwner | 2013-12-30 | Purchase | 92,000.0 | $0.23 |
| MILLER LLOYD I III | TenPercentOwner | 2013-12-27 | Purchase | 70,600.0 | $0.2 |
| MILLER LLOYD I III | TenPercentOwner | 2013-11-14 | Purchase | 221,011.0 | $0.24 |
| MILLER LLOYD I III | TenPercentOwner | 2013-11-13 | Purchase | 268,000.0 | $0.24 |
| MILLER LLOYD I III | TenPercentOwner | 2013-11-12 | Purchase | 10,989.0 | $0.24 |
| MILLER LLOYD I III | TenPercentOwner | 2013-08-30 | Purchase | 200,500.0 | $0.24 |
| MILLER LLOYD I III | TenPercentOwner | 2013-08-29 | Purchase | 200,000.0 | $0.24 |
| MILLER LLOYD I III | TenPercentOwner | 2013-08-21 | Purchase | 289,476.0 | $0.29 |
| MILLER LLOYD I III | TenPercentOwner | 2013-08-07 | Purchase | 93,600.0 | $0.33 |
| MILLER LLOYD I III | TenPercentOwner | 2012-11-20 | Purchase | 250,000.0 | $0.26 |
| MILLER LLOYD I III | TenPercentOwner | 2012-11-16 | Purchase | 8,156.0 | $0.3 |
| Erickson Paul | EVP and CFO | 2011-08-19 | Purchase | 50,000.0 | $0.12 |
| ELLIOTT INTERNATIONAL, L.P. | TenPercentOwner | 2011-08-03 | Purchase | 507,120.0 | $0.08 |
| ELLIOTT ASSOCIATES, L.P. | TenPercentOwner | 2011-08-03 | Purchase | 338,080.0 | $0.08 |