RCKT Insider Transactions — Page 2
174 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 101–174; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Militello John | See Remarks | 2023-08-17 | Sale | 284.0 | $15.47 |
| Militello John | See Remarks | 2023-07-20 | Sale | 573.0 | $19.03 |
| Patel Kinnari | See Remarks | 2023-05-17 | Sale | 1,330.0 | $21.38 |
| Shah Gaurav | CEO | 2023-05-17 | Sale | 4,122.0 | $21.38 |
| Militello John | See Remarks | 2023-05-17 | Sale | 245.0 | $21.38 |
| Militello John | See Remarks | 2023-04-21 | Sale | 2,342.0 | $18.65 |
| Militello John | See Remarks | 2023-02-17 | Sale | 1,076.0 | $19.06 |
| Schwartz Jonathan David | See Remarks | 2023-02-17 | Sale | 3,557.0 | $19.06 |
| Militello John | See Remarks | 2023-02-17 | Sale | 1,244.0 | $19.06 |
| Shah Gaurav | CEO | 2023-02-17 | Sale | 12,194.0 | $19.06 |
| RTW INVESTMENTS, LP | Director,TenPercentOwnerOther | 2022-10-06 | Purchase | 1,355,932.0 | $14.75 |
| WONG RODERICK | Director,TenPercentOwner | 2022-10-06 | Purchase | 1,355,932.0 | $14.75 |
| Schwartz Jonathan David | See Remarks | 2022-04-01 | Sale | 32,026.0 | $16.2 |
| Schwartz Jonathan David | See Remarks | 2022-04-01 | Sale | 12,974.0 | $15.86 |
| Schwartz Jonathan David | See Remarks | 2022-03-31 | Sale | 35,998.0 | $16.15 |
| Schwartz Jonathan David | See Remarks | 2022-03-31 | Sale | 9,002.0 | $15.9 |
| Schwartz Jonathan David | See Remarks | 2022-03-30 | Sale | 34,438.0 | $16.56 |
| Schwartz Jonathan David | See Remarks | 2022-03-30 | Sale | 10,562.0 | $15.94 |
| Schwartz Jonathan David | See Remarks | 2022-03-30 | Sale | 34,438.0 | $16.56 |
| Schwartz Jonathan David | See Remarks | 2022-03-30 | Sale | 10,562.0 | $15.94 |
| Shah Gaurav | CEO | 2022-02-07 | Purchase | 22,000.0 | $17.34 |
| Makker Gotham | Director | 2021-06-17 | Sale | 400.0 | $47.13 |
| Makker Gotham | Director | 2021-06-16 | Sale | 34,685.0 | $46.85 |
| RTW INVESTMENTS, LP | Director,TenPercentOwner | 2021-05-11 | Sale | 725,000.0 | $40.03 |
| WONG RODERICK | Director,TenPercentOwner | 2021-05-11 | Sale | 725,000.0 | $40.03 |
| Yalamanchi Naveen | Director | 2021-05-11 | Sale | 725,000.0 | $40.03 |
| Patel Kinnari | Chief Operating Officer | 2020-12-28 | Sale | 5,427.0 | $57.17 |
| Patel Kinnari | Chief Operating Officer | 2020-12-28 | Sale | 11,334.0 | $56.51 |
| RTW INVESTMENTS, LP | Director,TenPercentOwner | 2020-12-10 | Purchase | 247,720.0 | $56.0 |
| WONG RODERICK | Director,TenPercentOwner | 2020-12-10 | Purchase | 247,720.0 | $56.0 |
| Yalamanchi Naveen | Director | 2020-12-10 | Purchase | 247,720.0 | $56.0 |
| Patel Kinnari | Chief Operating Officer | 2020-03-18 | Purchase | 1,000.0 | $9.5 |
| RTW INVESTMENTS, LP | Director,TenPercentOwner | 2019-12-10 | Purchase | 225,000.0 | $22.25 |
| WONG RODERICK | Director,TenPercentOwner | 2019-12-10 | Purchase | 225,000.0 | $22.25 |
| Yalamanchi Naveen | Director | 2019-12-10 | Purchase | 225,000.0 | $22.25 |
| RTW INVESTMENTS, LP | Director,TenPercentOwner | 2019-04-16 | Purchase | 550,005.0 | $17.5 |
| WONG RODERICK | Director,TenPercentOwner | 2019-04-16 | Purchase | 550,005.0 | $17.5 |
| Yalamanchi Naveen | Director | 2019-04-16 | Purchase | 550,005.0 | $17.5 |
| Shah Gaurav | See Remarks | 2019-03-05 | Sale | 25,000.0 | $16.9 |
| Shah Gaurav | See Remarks | 2019-03-04 | Sale | 24,900.0 | $17.28 |
| Shah Gaurav | See Remarks | 2019-03-01 | Sale | 25,000.0 | $17.34 |
| SOUTHWELL DAVID P | Director | 2018-12-13 | Sale | 38,768.0 | $15.19 |
| SOUTHWELL DAVID P | Director | 2018-12-07 | Sale | 4,923.0 | $14.91 |
| SOUTHWELL DAVID P | Director | 2018-12-06 | Sale | 52,809.0 | $15.15 |
| Patel Kinnari | Chief Operating Officer | 2018-12-06 | Purchase | 5,675.0 | $14.98 |
| Yalamanchi Naveen | Director | 2018-08-01 | Sale | 637.0 | $22.0 |
| SOUTHWELL DAVID P | President and CEO | 2017-01-06 | Purchase | 60,000.0 | $1.75 |
| CARROLL J MARTIN | Director | 2016-05-13 | Purchase | 10,000.0 | $9.03 |
| Pitango Venture Capital Fund IV, L.P. | TenPercentOwner | 2015-02-23 | Purchase | 212,375.0 | $6.0 |
| Pitango Venture Capital Principals Fund IV, L.P. | TenPercentOwner | 2015-02-23 | Purchase | 212,375.0 | $6.0 |
| Pitango G.C. Capital Holdings Ltd. | TenPercentOwner | 2015-02-23 | Purchase | 212,375.0 | $6.0 |
| Pitango V.C. Fund IV, L.P. | TenPercentOwner | 2015-02-23 | Purchase | 212,375.0 | $6.0 |
| KARABELAS ARGERIS N | Director,TenPercentOwner | 2015-02-23 | Purchase | 603,832.0 | $6.0 |
| CARE CAPITAL II LLC | TenPercentOwner | 2015-02-23 | Purchase | 603,832.0 | $6.0 |
| CARE CAPITAL INVESTMENTS II LP | TenPercentOwner | 2015-02-23 | Purchase | 603,832.0 | $6.0 |
| Care Capital Offshore Investments II LP | TenPercentOwner | 2015-02-23 | Purchase | 603,832.0 | $6.0 |
| Care Capital Offshore Investments III LP | TenPercentOwner | 2015-02-23 | Purchase | 603,832.0 | $6.0 |
| Care Capital Investments III L.P. | TenPercentOwner | 2015-02-23 | Purchase | 603,832.0 | $6.0 |
| Care Capital III LLC | TenPercentOwner | 2015-02-23 | Purchase | 603,832.0 | $6.0 |
| RUCH JOSHUA | TenPercentOwner | 2015-02-23 | Purchase | 958,226.0 | $6.0 |
| KAIROUZ HABIB | TenPercentOwner | 2015-02-23 | Purchase | 958,226.0 | $6.0 |
| LESCHLY MARK | TenPercentOwner | 2015-02-23 | Purchase | 958,226.0 | $6.0 |
| RHO VENTURES IV LP | TenPercentOwner | 2015-02-23 | Purchase | 958,226.0 | $6.0 |
| RHO VENTURES IV QP LP | TenPercentOwner | 2015-02-23 | Purchase | 958,226.0 | $6.0 |
| RHO MANAGEMENT VENTURES IV LLC | TenPercentOwner | 2015-02-23 | Purchase | 958,226.0 | $6.0 |
| RHO VENTURES IV GMBH & CO BETEILIGUNGS KG | TenPercentOwner | 2015-02-23 | Purchase | 958,226.0 | $6.0 |
| RHO CAPITAL PARTNERS VERWALTUNGS GMBH | TenPercentOwner | 2015-02-23 | Purchase | 958,226.0 | $6.0 |
| Rho Ventures IV Holdings LLC | TenPercentOwner | 2015-02-23 | Purchase | 958,226.0 | $6.0 |
| Rho Ventures IV-A, L.P. | TenPercentOwner | 2015-02-23 | Purchase | 958,226.0 | $6.0 |
| Kantesaria Devang | TenPercentOwner | 2015-02-23 | Purchase | 814,166.0 | $6.0 |
| DEVON PARK BIOVENTURES LP | TenPercentOwner | 2015-02-23 | Purchase | 814,166.0 | $6.0 |
| Devon Park Associates, L.P. | TenPercentOwner | 2015-02-23 | Purchase | 814,166.0 | $6.0 |
| Devon Park Associates, LLC | TenPercentOwner | 2015-02-23 | Purchase | 814,166.0 | $6.0 |
| MedImmune Ventures, Inc. | TenPercentOwner | 2015-02-23 | Purchase | 416,667.0 | $6.0 |