PRESTO AUTOMATION INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 34 rows, 34 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-10-24: Reporting owner Casanova Xavier; Form 3/A; Security Earn-Out Shares; Transaction Holding.
- 2023-03-10: Reporting owner Golubovich Ilya; Form 4; Security Earn-Out Shares; Transaction Holding.
- 2022-11-28: Reporting owner Gupta Krishna K.; Form 3/A; Security Earn-Out Shares; Transaction Holding.
- 2022-11-28: Reporting owner Gupta Krishna K.; Form 3/A; Security Earn-Out Shares; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-10-24 holding as of filing | Casanova Xavier Officer (CHIEF EXECUTIVE OFFICER) | 3/A | Earn-Out Shares Derivative · Direct | Holding | no price filed | 2023-10-24 | ||
| 2023-03-10 holding as of filing | Golubovich Ilya Director | 4 | Earn-Out Shares Derivative · Indirect · I2BF Global Investment LTD. | Holding | 1,252,717 owned after | no price filed | 2023-03-10 | |
| 2022-11-28 holding as of filing | Gupta Krishna K. Director, 10% Owner | 3/A | Earn-Out Shares Derivative · Indirect · By Romulus Capital I, L.P. | Holding | no price filed | 2022-11-28 | ||
| 2022-11-28 holding as of filing | Gupta Krishna K. Director, 10% Owner | 3/A | Earn-Out Shares Derivative · Indirect · By Romulus Capital II, L.P. | Holding | no price filed | 2022-11-28 | ||
| 2022-11-28 holding as of filing | Gupta Krishna K. Director, 10% Owner | 3/A | Earn-Out Shares Derivative · Indirect · By Romulus Capital III, L.P. | Holding | no price filed | 2022-11-28 | ||
| 2022-11-28 holding as of filing | Gupta Krishna K. Director, 10% Owner | 3/A | Earn-Out Shares Derivative · Indirect · By Romulus ELC B3 Special Opportunity, L.P. | Holding | no price filed | 2022-11-28 | ||
| 2022-11-28 holding as of filing | Gupta Krishna K. Director, 10% Owner | 3/A | Earn-Out Shares Derivative · Indirect · By Zaffran Special Opportunities LLC | Holding | no price filed | 2022-11-28 | ||
| 2022-11-28 holding as of filing | Gupta Krishna K. Director, 10% Owner | 3/A | Earn-Out Shares Derivative · Indirect · By KKG Enterprises LLC | Holding | no price filed | 2022-11-28 | ||
| 2022-11-28 holding as of filing | Palatine Hill Ventures GP, LLC | Romulus ELC B3 Special Opportunity, L.P. | Romulus Capital II, L.P. | Romulus Capital III, L.P. | Romulus Capital Partners II, LLC | ROMULUS CAPITAL I LP | KKG Enterprises LLC | Zaffran Special Opportunities LLC | Chheda Neil 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Earn-Out Shares Derivative · Indirect · By Romulus Capital I, L.P. | Holding | no price filed | 2022-11-28 | ||
| 2022-11-28 holding as of filing | Palatine Hill Ventures GP, LLC | Romulus ELC B3 Special Opportunity, L.P. | Romulus Capital II, L.P. | Romulus Capital III, L.P. | Romulus Capital Partners II, LLC | ROMULUS CAPITAL I LP | KKG Enterprises LLC | Zaffran Special Opportunities LLC | Chheda Neil 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Earn-Out Shares Derivative · Indirect · By Romulus Capital II, L.P. | Holding | no price filed | 2022-11-28 | ||
| 2022-11-28 holding as of filing | Palatine Hill Ventures GP, LLC | Romulus ELC B3 Special Opportunity, L.P. | Romulus Capital II, L.P. | Romulus Capital III, L.P. | Romulus Capital Partners II, LLC | ROMULUS CAPITAL I LP | KKG Enterprises LLC | Zaffran Special Opportunities LLC | Chheda Neil 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Earn-Out Shares Derivative · Indirect · By Romulus Capital III, L.P. | Holding | no price filed | 2022-11-28 | ||
| 2022-11-28 holding as of filing | Palatine Hill Ventures GP, LLC | Romulus ELC B3 Special Opportunity, L.P. | Romulus Capital II, L.P. | Romulus Capital III, L.P. | Romulus Capital Partners II, LLC | ROMULUS CAPITAL I LP | KKG Enterprises LLC | Zaffran Special Opportunities LLC | Chheda Neil 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Earn-Out Shares Derivative · Indirect · By Romulus ELC B3 Special Opportunity, L.P. | Holding | no price filed | 2022-11-28 | ||
| 2022-11-28 holding as of filing | Palatine Hill Ventures GP, LLC | Romulus ELC B3 Special Opportunity, L.P. | Romulus Capital II, L.P. | Romulus Capital III, L.P. | Romulus Capital Partners II, LLC | ROMULUS CAPITAL I LP | KKG Enterprises LLC | Zaffran Special Opportunities LLC | Chheda Neil 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Earn-Out Shares Derivative · Indirect · By Zaffran Special Opportunities LLC | Holding | no price filed | 2022-11-28 | ||
| 2022-11-28 holding as of filing | Palatine Hill Ventures GP, LLC | Romulus ELC B3 Special Opportunity, L.P. | Romulus Capital II, L.P. | Romulus Capital III, L.P. | Romulus Capital Partners II, LLC | ROMULUS CAPITAL I LP | KKG Enterprises LLC | Zaffran Special Opportunities LLC | Chheda Neil 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Earn-Out Shares Derivative · Indirect · By KKG Enterprises LLC | Holding | no price filed | 2022-11-28 | ||
| 2022-10-03 holding as of filing | Lopdrup Kim A Director | 3 | Earn-Out Shares Derivative · Direct | Holding | no price filed | 2022-10-03 | ||
| 2022-10-03 holding as of filing | Golubovich Ilya Director | 3 | Earn-Out Shares Derivative · Indirect · I2BF Global Investment Ltd. | Holding | no price filed | 2022-10-03 | ||
| 2022-10-03 holding as of filing | Gupta Krishna K. Director, 10% Owner | 3 | Earn-Out Shares Derivative · Indirect · By Romulus Capital I, L.P. | Holding | no price filed | 2022-10-03 | ||
| 2022-10-03 holding as of filing | Gupta Krishna K. Director, 10% Owner | 3 | Earn-Out Shares Derivative · Indirect · By Romulus Capital II, L.P. | Holding | no price filed | 2022-10-03 | ||
| 2022-10-03 holding as of filing | Gupta Krishna K. Director, 10% Owner | 3 | Earn-Out Shares Derivative · Indirect · By Romulus Capital III, L.P. | Holding | no price filed | 2022-10-03 | ||
| 2022-10-03 holding as of filing | Gupta Krishna K. Director, 10% Owner | 3 | Earn-Out Shares Derivative · Indirect · By Romulus ELC B3 Special Opportunity, L.P. | Holding | no price filed | 2022-10-03 | ||
| 2022-10-03 holding as of filing | Gupta Krishna K. Director, 10% Owner | 3 | Earn-Out Shares Derivative · Indirect · By Zaffran Special Opportunities LLC | Holding | no price filed | 2022-10-03 | ||
| 2022-10-03 holding as of filing | Gupta Krishna K. Director, 10% Owner | 3 | Earn-Out Shares Derivative · Indirect · By KKG Enterprises LLC | Holding | no price filed | 2022-10-03 | ||
| 2022-10-03 holding as of filing | Romulus Capital III, L.P. | KKG Enterprises LLC | ROMULUS CAPITAL I LP | Chheda Neil | Romulus Capital II, L.P. | Zaffran Special Opportunities LLC | Romulus ELC B3 Special Opportunity, L.P. | Palatine Hill Ventures GP, LLC | Romulus Capital Partners II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Earn-Out Shares Derivative · Indirect · By Romulus Capital I, L.P. | Holding | no price filed | 2022-10-03 | ||
| 2022-10-03 holding as of filing | Romulus Capital III, L.P. | KKG Enterprises LLC | ROMULUS CAPITAL I LP | Chheda Neil | Romulus Capital II, L.P. | Zaffran Special Opportunities LLC | Romulus ELC B3 Special Opportunity, L.P. | Palatine Hill Ventures GP, LLC | Romulus Capital Partners II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Earn-Out Shares Derivative · Indirect · By Romulus Capital II, L.P. | Holding | no price filed | 2022-10-03 | ||
| 2022-10-03 holding as of filing | Romulus Capital III, L.P. | KKG Enterprises LLC | ROMULUS CAPITAL I LP | Chheda Neil | Romulus Capital II, L.P. | Zaffran Special Opportunities LLC | Romulus ELC B3 Special Opportunity, L.P. | Palatine Hill Ventures GP, LLC | Romulus Capital Partners II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Earn-Out Shares Derivative · Indirect · By Romulus Capital III, L.P. | Holding | no price filed | 2022-10-03 | ||
| 2022-10-03 holding as of filing | Romulus Capital III, L.P. | KKG Enterprises LLC | ROMULUS CAPITAL I LP | Chheda Neil | Romulus Capital II, L.P. | Zaffran Special Opportunities LLC | Romulus ELC B3 Special Opportunity, L.P. | Palatine Hill Ventures GP, LLC | Romulus Capital Partners II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Earn-Out Shares Derivative · Indirect · By Romulus ELC B3 Special Opportunity, L.P. | Holding | no price filed | 2022-10-03 | ||
| 2022-10-03 holding as of filing | Romulus Capital III, L.P. | KKG Enterprises LLC | ROMULUS CAPITAL I LP | Chheda Neil | Romulus Capital II, L.P. | Zaffran Special Opportunities LLC | Romulus ELC B3 Special Opportunity, L.P. | Palatine Hill Ventures GP, LLC | Romulus Capital Partners II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Earn-Out Shares Derivative · Indirect · By Zaffran Special Opportunities LLC | Holding | no price filed | 2022-10-03 | ||
| 2022-10-03 holding as of filing | Romulus Capital III, L.P. | KKG Enterprises LLC | ROMULUS CAPITAL I LP | Chheda Neil | Romulus Capital II, L.P. | Zaffran Special Opportunities LLC | Romulus ELC B3 Special Opportunity, L.P. | Palatine Hill Ventures GP, LLC | Romulus Capital Partners II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Earn-Out Shares Derivative · Indirect · By KKG Enterprises LLC | Holding | no price filed | 2022-10-03 | ||
| 2022-10-03 holding as of filing | Zauder Gail Director | 3 | Earn-Out Shares Derivative · Direct | Holding | no price filed | 2022-10-03 | ||
| 2022-09-21 | Mosher Dan Officer (Chief Revenue Officer) | 4/A | Earn-Out Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +153,019 153,019 owned after | no price filed | 2022-09-30 | |
| 2022-09-21 | Healey William Robert Officer (Chief Technology Officer) | 4 | Earn-Out Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +266,822 266,822 owned after | no price filed | 2022-09-23 | |
| 2022-09-21 | Gupta Ashish Ram Officer (Chief Financial Officer) | 4 | Earn-Out Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +208,340 208,340 owned after | no price filed | 2022-09-23 | |
| 2022-09-21 | Suri Rajat Director, Officer (Chief Executive Officer), 10% Owner | 4 | Earn-Out Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,151,951 2,151,951 owned after | no price filed | 2022-09-23 | |
| 2022-09-21 | Mosher Dan Officer (Chief Revenue Officer) | 4 | Earn-Out Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +266,822 266,822 owned after | no price filed | 2022-09-23 |