PNNT Insider Transactions — Page 2
167 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 101–167; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| PENN ARTHUR H | Chairman and CEO | 2015-02-12 | Purchase | 7,000.0 | $9.32 |
| Bernstein Adam K | Director | 2015-02-11 | Purchase | 2,750.0 | $9.16 |
| PENN ARTHUR H | Chairman and CEO | 2015-02-11 | Purchase | 10,000.0 | $9.27 |
| KATZ SAMUEL L | Director | 2015-02-10 | Purchase | 17,492.0 | $9.44 |
| PENN ARTHUR H | Chairman and CEO | 2015-02-10 | Purchase | 8,000.0 | $9.32 |
| Efrat Aviv | CFO and Treasurer | 2015-02-09 | Purchase | 12,632.0 | $9.54 |
| PENN ARTHUR H | Chairman and CEO / Investment | 2015-02-09 | Purchase | 12,000.0 | $9.48 |
| KATZ SAMUEL L | Director | 2015-02-06 | Purchase | 12,508.0 | $9.44 |
| PENN ARTHUR H | Chairman and CEO | 2015-02-06 | Purchase | 20,000.0 | $9.5 |
| Flug Jeffrey | Director | 2014-05-13 | Purchase | 2,800.0 | $10.75 |
| Flug Jeffrey | Director | 2014-05-13 | Purchase | 6,000.0 | $10.77 |
| KATZ SAMUEL L | Director | 2014-05-09 | Purchase | 300.0 | $10.59 |
| KATZ SAMUEL L | Director | 2014-05-09 | Purchase | 19,700.0 | $10.59 |
| Flug Jeffrey | Director | 2013-02-21 | Purchase | 35,000.0 | $11.39 |
| Flug Jeffrey | Director | 2013-02-15 | Purchase | 15,900.0 | $11.44 |
| Flug Jeffrey | Director | 2013-02-13 | Purchase | 35,000.0 | $11.3 |
| Efrat Aviv | CFO and Treasurer | 2012-05-14 | Purchase | 2,000.0 | $9.86 |
| Flug Jeffrey | Director | 2012-02-22 | Purchase | 13,500.0 | $11.0 |
| Flug Jeffrey | Director | 2012-02-13 | Purchase | 25,530.0 | $10.73 |
| Bernstein Adam K | Director | 2011-08-05 | Purchase | 2,500.0 | $9.87 |
| Efrat Aviv | CFO and Treasurer | 2010-11-19 | Purchase | 2,000.0 | $11.22 |
| PENN ARTHUR H | Chairman and CEO | 2010-08-12 | Purchase | 5,000.0 | $10.19 |
| Efrat Aviv | CFO and Treasurer | 2010-08-12 | Purchase | 1,500.0 | $10.17 |
| PENN ARTHUR H | Chairman and CEO | 2010-05-07 | Purchase | 5,000.0 | $9.59 |
| KATZ SAMUEL L | Director | 2010-05-07 | Purchase | 20,000.0 | $9.34 |
| Efrat Aviv | CFO and Treasurer | 2010-05-07 | Purchase | 2,000.0 | $9.62 |
| KATZ SAMUEL L | Director | 2010-03-02 | Purchase | 10,000.0 | $10.0 |
| Efrat Aviv | CFO and Treasurer | 2010-02-22 | Purchase | 1,900.0 | $10.42 |
| PENN ARTHUR H | Chairman and CEO | 2010-02-08 | Purchase | 4,000.0 | $9.33 |
| PENN ARTHUR H | Chairman and CEO | 2010-02-05 | Purchase | 7,000.0 | $9.06 |
| Efrat Aviv | CFO and Treasurer | 2009-12-08 | Purchase | 2,000.0 | $8.97 |
| PENN ARTHUR H | Chairman and CEO | 2009-11-25 | Purchase | 4,000.0 | $8.47 |
| PENN ARTHUR H | Chairman and CEO | 2009-11-23 | Purchase | 8,000.0 | $8.41 |
| KATZ SAMUEL L | Director | 2009-11-20 | Purchase | 10,000.0 | $8.1 |
| Efrat Aviv | CFO and Treasurer | 2009-08-14 | Purchase | 2,000.0 | $8.23 |
| PENN ARTHUR H | Chairman and CEO | 2009-08-11 | Purchase | 5,000.0 | $8.7 |
| PENN ARTHUR H | Chairman and CEO | 2009-08-07 | Purchase | 7,000.0 | $8.89 |
| Efrat Aviv | CFO and Treasurer | 2009-05-22 | Purchase | 2,000.0 | $6.5 |
| PENN ARTHUR H | Chairman and CEO | 2009-05-22 | Purchase | 4,500.0 | $6.5 |
| PENN ARTHUR H | Chairman and CEO | 2009-05-18 | Purchase | 6,000.0 | $6.02 |
| PENN ARTHUR H | Chairman and CEO | 2009-05-15 | Purchase | 2,000.0 | $5.53 |
| PENN ARTHUR H | Chairman and CEO | 2009-02-24 | Purchase | 8,000.0 | $3.11 |
| KATZ SAMUEL L | Director | 2009-02-24 | Purchase | 1,200.0 | $3.0 |
| PENN ARTHUR H | Chairman and CEO | 2009-02-20 | Purchase | 11,000.0 | $2.88 |
| Efrat Aviv | CFO and Treasurer | 2009-02-19 | Purchase | 5,000.0 | $2.98 |
| PENN ARTHUR H | Chairman and CEO | 2009-02-18 | Purchase | 7,100.0 | $2.86 |
| PENN ARTHUR H | Chairman and CEO | 2009-02-17 | Purchase | 10,000.0 | $2.77 |
| Bernstein Adam K | Director | 2008-12-10 | Purchase | 3,000.0 | $3.97 |
| Efrat Aviv | CFO and Treasurer | 2008-12-08 | Purchase | 4,700.0 | $3.8 |
| PENN ARTHUR H | Chairman and CEO | 2008-12-05 | Purchase | 8,000.0 | $3.45 |
| PENN ARTHUR H | Chairman and CEO | 2008-12-01 | Purchase | 11,000.0 | $3.03 |
| PENN ARTHUR H | Chairman and CEO | 2008-11-25 | Purchase | 10,000.0 | $2.87 |
| KATZ SAMUEL L | Director | 2008-11-24 | Purchase | 36,928.0 | $2.8 |
| PENN ARTHUR H | Chairman and CEO/ | 2008-08-07 | Purchase | 9,000.0 | $7.25 |
| PENNANTPARK INVESTMENT CORP | Chairman and CEO/ | 2008-08-07 | Purchase | 9,000.0 | $7.25 |
| KATZ SAMUEL L | Director | 2008-05-13 | Purchase | 20,000.0 | $7.9 |
| PENN ARTHUR H | Chairman and CEO | 2008-05-13 | Purchase | 5,000.0 | $7.96 |
| PENN ARTHUR H | Chairman and CEO | 2008-05-12 | Purchase | 10,000.0 | $7.79 |
| Bernstein Adam K | Director | 2008-05-12 | Purchase | 5,000.0 | $7.94 |
| Efrat Aviv | CFO and Treasurer | 2008-02-28 | Purchase | 3,150.0 | $9.63 |
| PENN ARTHUR H | Chairman and CEO | 2008-02-19 | Purchase | 5,000.0 | $9.89 |
| PENN ARTHUR H | Chairman and CEO | 2008-02-14 | Purchase | 7,500.0 | $9.99 |
| PENN ARTHUR H | Chairman and CEO | 2007-12-19 | Purchase | 6,500.0 | $9.71 |
| PENN ARTHUR H | Chairman and CEO | 2007-12-18 | Purchase | 5,000.0 | $9.46 |
| PENN ARTHUR H | Chairman and CEO | 2007-12-17 | Purchase | 10,000.0 | $9.36 |
| Efrat Aviv | CFO and Treasurer | 2007-12-17 | Purchase | 3,000.0 | $9.19 |
| PENN ARTHUR H | Chairman and CEO | 2007-12-17 | Purchase | 10,000.0 | $9.36 |