PFX Insider Transactions — Page 11
1,034 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 1,001–1,034; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Taube Brook | Chief Executive Officer | 2016-08-15 | Purchase | 106,547.0 | $7.44 |
| Taube Seth | Director | 2016-08-15 | Purchase | 106,547.0 | $7.44 |
| Taube Brook | Chief Executive Officer | 2016-08-12 | Purchase | 83,400.0 | $7.43 |
| Taube Seth | Director | 2016-08-12 | Purchase | 83,400.0 | $7.43 |
| Lyons Robert K | Director | 2015-12-15 | Purchase | 2,000.0 | $7.24 |
| Taube Brook | Chief Executive Officer | 2015-06-01 | Purchase | 86.0 | $9.36 |
| Taube Seth | Director | 2015-06-01 | Purchase | 87.0 | $9.33 |
| Taube Brook | Chief Executive Officer | 2015-05-29 | Purchase | 24,914.0 | $9.41 |
| Taube Seth | Director | 2015-05-29 | Purchase | 24,913.0 | $9.41 |
| Tonkel Jeffrey B. | Director | 2015-05-29 | Purchase | 5,000.0 | $9.41 |
| Allorto Richard T JR | Chief Financial Officer | 2015-05-28 | Purchase | 5,000.0 | $9.34 |
| Fredericks John D. | Chief Compliance Officer | 2015-05-28 | Purchase | 1,000.0 | $9.29 |
| Taube Seth | Director | 2014-12-12 | Purchase | 25,000.0 | $8.86 |
| Taube Brook | Chief Executive Officer | 2014-12-12 | Purchase | 25,000.0 | $8.86 |
| Allorto Richard T JR | Chief Financial Officer | 2014-12-11 | Purchase | 10,000.0 | $8.99 |
| Tonkel Jeffrey B. | Director | 2014-12-11 | Purchase | 10,000.0 | $9.0 |
| Fredericks John D. | Chief Compliance Officer | 2014-12-11 | Purchase | 200.0 | $8.99 |
| Fredericks John D. | Chief Compliance Officer | 2014-12-11 | Purchase | 2,800.0 | $8.99 |
| Taube Brook | President and CEO | 2014-05-23 | Purchase | 3,312.0 | $12.39 |
| Taube Brook | President and CEO | 2013-06-12 | Purchase | 5,000.0 | $13.06 |
| AINSBERG ARTHUR S | Director | 2012-12-13 | Purchase | 3,000.0 | $13.64 |
| Taube Brook | Chief Executive Officer | 2012-05-23 | Purchase | 5,000.0 | $11.13 |
| Mack John Edward | Director | 2012-05-18 | Purchase | 1,000.0 | $11.03 |
| Taube Brook | Chief Executive Officer | 2012-05-09 | Purchase | 5,000.0 | $11.49 |
| Medley Opportunity Fund Ltd. | TenPercentOwner | 2012-02-23 | Sale | 3,897,244.0 | $10.68 |
| Taube Brook | Chief Executive Officer | 2011-12-21 | Purchase | 10,000.0 | $9.5 |
| Fentress Andrew | Director | 2011-12-21 | Purchase | 10,000.0 | $9.5 |
| Allorto Richard T JR | Chief Financial Officer | 2011-12-21 | Purchase | 5,000.0 | $9.5 |
| Taube Seth | Director | 2011-08-10 | Purchase | 5,000.0 | $10.4 |
| Taube Seth | Director | 2011-08-10 | Purchase | 15,000.0 | $10.42 |
| Fentress Andrew | Director | 2011-08-09 | Purchase | 3,000.0 | $10.27 |
| Taube Brook | Chief Executive Officer | 2011-08-09 | Purchase | 5,000.0 | $10.33 |
| Medley Opportunity Fund Ltd. | TenPercentOwner | 2011-06-28 | Sale | 406,762.0 | $11.59 |
| Hirtler-Garvey Karin | Director | 2011-01-27 | Purchase | 3,000.0 | $11.94 |