PERCEPTION CAPITAL CORP. IV Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows, 15 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-05-09: Reporting owner Dryland Hugo; Form 4; Security Class B Ordinary Shares; Transaction C Conversion of derivative security.
- 2023-05-09: Reporting owner Boehlert Thomas; Form 4; Security Class B Ordinary Shares; Transaction C Conversion of derivative security.
- 2023-05-09: Reporting owner Baker Timothy C.; Form 4; Security Class B Ordinary Shares; Transaction C Conversion of derivative security.
- 2023-05-09: Reporting owner Sunny Shah S; Form 4; Security Class B Ordinary Shares; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-05-09 | Dryland Hugo Director | 4 | Class B Ordinary Shares Derivative · Direct | C Conversion of derivative security | −30,000 0 owned after | $0.00 | 2023-05-10 | |
| 2023-05-09 | Boehlert Thomas Director, Officer (Chief Financial Officer) | 4 | Class B Ordinary Shares Derivative · Indirect · By Karen A. Boehlert 2021 Irrevocable Trust | C Conversion of derivative security | −80,000 0 owned after | $0.00 | 2023-05-10 | |
| 2023-05-09 | Baker Timothy C. Director | 4 | Class B Ordinary Shares Derivative · Direct | C Conversion of derivative security | −30,000 0 owned after | $0.00 | 2023-05-10 | |
| 2023-05-09 | Sunny Shah S Director, Officer (Chief Executive Officer) | 4 | Class B Ordinary Shares Derivative · Indirect · By S&R Capital Ltd. | C Conversion of derivative security | −172,500 0 owned after | $0.00 | 2023-05-10 | |
| 2023-05-09 | Malchuk Daniel Director | 4 | Class B Ordinary Shares Derivative · Direct | C Conversion of derivative security | −30,000 0 owned after | $0.00 | 2023-05-10 | |
| 2023-05-09 | Grant Goodey Elodie Director | 4 | Class B Ordinary Shares Derivative · Direct | C Conversion of derivative security | −30,000 0 owned after | $0.00 | 2023-05-10 | |
| 2023-05-09 | RCF VII Sponsor LLC | McClements James T Director, 10% Owner | Director, 10% Owner | 4 | Class B Ordinary Shares Derivative · Direct | C Conversion of derivative security | −5,347,499 1 owned after | $0.00 | 2023-05-10 | |
| 2023-03-10 holding as of filing | Dryland Hugo Director | 3 | Class B Ordinary Shares Derivative · Direct | Holding | no price filed | 2023-03-10 | ||
| 2021-11-09 holding as of filing | Malchuk Daniel Director | 3 | Class B Ordinary Shares Derivative · Direct | Holding | no price filed | 2021-11-09 | ||
| 2021-11-09 holding as of filing | Grant Goodey Elodie Director | 3 | Class B Ordinary Shares Derivative · Direct | Holding | no price filed | 2021-11-09 | ||
| 2021-11-09 holding as of filing | Sunny Shah S Director, Officer (Chief Executive Officer) | 3 | Class B Ordinary Shares Derivative · Indirect · By S&R Capital Ltd. | Holding | no price filed | 2021-11-09 | ||
| 2021-11-09 holding as of filing | RCF VII Sponsor LLC | McClements James T Director, 10% Owner | Director | 3 | Class B Ordinary Shares Derivative · Direct | Holding | no price filed | 2021-11-09 | ||
| 2021-11-09 holding as of filing | Boehlert Thomas Director, Officer (Chief Financial Officer) | 3 | Class B Ordinary Shares Derivative · Indirect · By Karen A. Boehlert 2021 Irrevocable Trust. | Holding | no price filed | 2021-11-09 | ||
| 2021-11-09 holding as of filing | Baker Timothy C. Director | 3 | Class B Ordinary Shares Derivative · Direct | Holding | no price filed | 2021-11-09 | ||
| 2021-11-09 holding as of filing | Bienenstock Robin Anne Director | 3 | Class B Ordinary Shares Derivative · Direct | Holding | no price filed | 2021-11-09 |