PEMBINA PIPELINE CORPORATION Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2015-12-04: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2015-11-19; Total offering amount $47,418,407.
- 2013-03-28: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2013-03-21; Total offering amount $34,586,466.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2015-12-04 | Rule 506(b) | Equity | 2015-11-19 | $47,418,407 | $47,418,407 | $0 | 2 |
| 2013-03-28 | Rule 506 | Equity | 2013-03-21 | $34,586,466 | $34,586,466 | $0 | 4 |