OCUL Insider Transactions — Page 2
207 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 101–200; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| SUMMER ROAD LLC | TenPercentOwner | 2020-05-19 | Purchase | 363,636.0 | $5.5 |
| SUMMER ROAD LLC | TenPercentOwner | 2020-03-24 | Purchase | 35,052.0 | $4.87 |
| SUMMER ROAD LLC | TenPercentOwner | 2020-03-23 | Purchase | 64,948.0 | $4.66 |
| SUMMER ROAD LLC | TenPercentOwner | 2020-03-20 | Purchase | 9,100.0 | $4.52 |
| SUMMER ROAD LLC | TenPercentOwner | 2020-03-19 | Purchase | 40,900.0 | $4.63 |
| SUMMER ROAD LLC | TenPercentOwner | 2020-03-18 | Purchase | 344,938.0 | $4.62 |
| SUMMER ROAD LLC | TenPercentOwner | 2020-03-17 | Purchase | 550,000.0 | $4.66 |
| SUMMER ROAD LLC | TenPercentOwner | 2020-03-16 | Purchase | 194,262.0 | $4.16 |
| SUMMER ROAD LLC | TenPercentOwner | 2020-03-13 | Purchase | 210,800.0 | $4.63 |
| Opaleye Management Inc. | TenPercentOwner | 2020-01-02 | Purchase | 15,000.0 | $3.9 |
| Opaleye Management Inc. | TenPercentOwner | 2019-12-30 | Purchase | 5,000.0 | $3.97 |
| Opaleye Management Inc. | TenPercentOwner | 2019-12-30 | Purchase | 15,000.0 | $3.97 |
| Notman Donald | Chief Financial Officer | 2019-06-14 | Purchase | 2,500.0 | $4.33 |
| Williams Leslie J. | Director | 2019-06-14 | Purchase | 4,500.0 | $4.4 |
| Sawhney Amarpreet | Chairman of the Board | 2019-06-07 | Purchase | 65,468.0 | $3.02 |
| Sawhney Amarpreet | Chairman of the Board | 2019-06-06 | Purchase | 59,000.0 | $2.8 |
| Mattessich Antony C. | President & CEO | 2019-06-06 | Purchase | 40,000.0 | $2.81 |
| Sawhney Amarpreet | Chairman of the Board | 2019-06-05 | Purchase | 32,852.0 | $2.91 |
| Sawhney Amarpreet | Chairman of the Board | 2019-06-04 | Purchase | 12,928.0 | $2.92 |
| Goldstein Michael H. | Chief Medical Officer | 2019-05-28 | Purchase | 12,000.0 | $2.51 |
| Heier Jeffrey S. | Director | 2019-03-15 | Purchase | 24,000.0 | $4.15 |
| Goldstein Michael H. | Chief Medical Officer | 2019-03-15 | Purchase | 10,000.0 | $4.15 |
| LINDSTROM RICHARD L MD | Director | 2019-03-13 | Purchase | 56,441.0 | $4.33 |
| Hanley Kevin F. | See Remarks | 2018-12-14 | Purchase | 10,000.0 | $5.5 |
| Hanley Kevin F. | SEE REMARKS | 2018-12-10 | Purchase | 10,000.0 | $5.6 |
| Bollag Daniel M | See Remarks | 2018-12-06 | Purchase | 17,400.0 | $5.76 |
| Mattessich Antony C. | President & CEO | 2018-08-20 | Purchase | 20,000.0 | $5.95 |
| Notman Donald | Chief Financial Officer | 2018-08-14 | Purchase | 12,500.0 | $6.29 |
| Mattessich Antony C. | President and CEO | 2018-08-10 | Purchase | 16,900.0 | $6.23 |
| Mattessich Antony C. | President and C.E.O. | 2017-12-12 | Purchase | 21,000.0 | $4.29 |
| Notman Donald | Chief Financial Officer | 2017-12-07 | Purchase | 4,800.0 | $4.0 |
| Bollag Daniel M | See Remarks | 2017-12-06 | Purchase | 24,700.0 | $3.93 |
| Sawhney Amarpreet | Exec. Chairman of the Board | 2017-11-16 | Purchase | 19,000.0 | $5.18 |
| Sawhney Amarpreet | President and CEO | 2016-12-15 | Purchase | 45,300.0 | $7.85 |
| Sawhney Amarpreet | President and CEO | 2016-06-09 | Purchase | 10,000.0 | $6.7 |
| Sawhney Amarpreet | President and CEO | 2015-11-17 | Purchase | 10,000.0 | $8.25 |
| Fortune James | Chief Operating Officer | 2015-09-15 | Sale | 9,470.0 | $17.16 |
| Sawhney Amarpreet | President and CEO | 2015-09-14 | Purchase | 3,672.0 | $16.92 |
| Sawhney Amarpreet | President and CEO | 2015-09-14 | Purchase | 11,328.0 | $16.36 |
| Versant Side Fund III, L.P. | TenPercentOwner | 2015-06-15 | Sale | 1,878.0 | $22.0 |
| Versant Venture Capital III, L.P. | TenPercentOwner | 2015-06-15 | Sale | 1,878.0 | $22.0 |
| Versant Side Fund III, L.P. | TenPercentOwner | 2015-06-15 | Sale | 318,122.0 | $22.0 |
| Versant Venture Capital III, L.P. | TenPercentOwner | 2015-06-15 | Sale | 318,122.0 | $22.0 |
| Warden Charles M | Director,TenPercentOwner | 2015-06-15 | Sale | 1,878.0 | $22.0 |
| Warden Charles M | Director,TenPercentOwner | 2015-06-15 | Sale | 318,122.0 | $22.0 |
| SV LIFE SCIENCES FUND IV, L.P. | TenPercentOwner | 2015-06-10 | Sale | 10,297.0 | $22.0 |
| SV LIFE SCIENCES FUND IV STRATEGIC PARTNERS, L. P. | TenPercentOwner | 2015-06-10 | Sale | 10,297.0 | $22.0 |
| SVLSF IV, LLC | TenPercentOwner | 2015-06-10 | Sale | 10,297.0 | $22.0 |
| SV Life Sciences Fund IV (GP), L.P. | TenPercentOwner | 2015-06-10 | Sale | 10,297.0 | $22.0 |
| SV LIFE SCIENCES FUND IV, L.P. | TenPercentOwner | 2015-06-10 | Sale | 362,703.0 | $22.0 |
| SV LIFE SCIENCES FUND IV STRATEGIC PARTNERS, L. P. | TenPercentOwner | 2015-06-10 | Sale | 362,703.0 | $22.0 |
| SVLSF IV, LLC | TenPercentOwner | 2015-06-10 | Sale | 362,703.0 | $22.0 |
| SV Life Sciences Fund IV (GP), L.P. | TenPercentOwner | 2015-06-10 | Sale | 362,703.0 | $22.0 |
| SV LIFE SCIENCES FUND IV, L.P. | TenPercentOwner | 2015-06-10 | Sale | 373,000.0 | $22.0 |
| SV LIFE SCIENCES FUND IV STRATEGIC PARTNERS, L. P. | TenPercentOwner | 2015-06-10 | Sale | 373,000.0 | $22.0 |
| SVLSF IV, LLC | TenPercentOwner | 2015-06-10 | Sale | 373,000.0 | $22.0 |
| SV Life Sciences Fund IV (GP), L.P. | TenPercentOwner | 2015-06-10 | Sale | 373,000.0 | $22.0 |
| SV LIFE SCIENCES FUND IV, L.P. | TenPercentOwner | 2015-06-10 | Sale | 373,000.0 | $22.0 |
| SV LIFE SCIENCES FUND IV STRATEGIC PARTNERS, L. P. | TenPercentOwner | 2015-06-10 | Sale | 373,000.0 | $22.0 |
| SVLSF IV, LLC | TenPercentOwner | 2015-06-10 | Sale | 373,000.0 | $22.0 |
| SV Life Sciences Fund IV (GP), L.P. | TenPercentOwner | 2015-06-10 | Sale | 373,000.0 | $22.0 |
| Versant Side Fund III, L.P. | TenPercentOwner | 2015-06-10 | Sale | 2,506.0 | $22.0 |
| Versant Venture Capital III, L.P. | TenPercentOwner | 2015-06-10 | Sale | 2,506.0 | $22.0 |
| Versant Side Fund III, L.P. | TenPercentOwner | 2015-06-10 | Sale | 424,494.0 | $22.0 |
| Versant Venture Capital III, L.P. | TenPercentOwner | 2015-06-10 | Sale | 424,494.0 | $22.0 |
| Warden Charles M | Director,TenPercentOwner | 2015-06-10 | Sale | 2,506.0 | $22.0 |
| Warden Charles M | Director,TenPercentOwner | 2015-06-10 | Sale | 424,494.0 | $22.0 |
| Polaris Venture Partners Special Founders' Fund V, L.P. | TenPercentOwner | 2015-02-02 | Sale | 4,824.0 | $29.5 |
| Polaris Venture Partners Entrepreneurs' Fund V, L.P. | TenPercentOwner | 2015-02-02 | Sale | 4,824.0 | $29.5 |
| Polaris Venture Partners Founders' Fund V, L.P. | TenPercentOwner | 2015-02-02 | Sale | 4,824.0 | $29.5 |
| Polaris Venture Management Co. V, L.L.C. | TenPercentOwner | 2015-02-02 | Sale | 4,824.0 | $29.5 |
| Polaris Venture Partners V, L.P. | TenPercentOwner | 2015-02-02 | Sale | 4,824.0 | $29.5 |
| Polaris Venture Partners Special Founders' Fund V, L.P. | TenPercentOwner | 2015-02-02 | Sale | 3,304.0 | $29.5 |
| Polaris Venture Partners Entrepreneurs' Fund V, L.P. | TenPercentOwner | 2015-02-02 | Sale | 3,304.0 | $29.5 |
| Polaris Venture Partners Founders' Fund V, L.P. | TenPercentOwner | 2015-02-02 | Sale | 3,304.0 | $29.5 |
| Polaris Venture Management Co. V, L.L.C. | TenPercentOwner | 2015-02-02 | Sale | 3,304.0 | $29.5 |
| Polaris Venture Partners V, L.P. | TenPercentOwner | 2015-02-02 | Sale | 3,304.0 | $29.5 |
| Polaris Venture Partners Special Founders' Fund V, L.P. | TenPercentOwner | 2015-02-02 | Sale | 9,403.0 | $29.5 |
| Polaris Venture Partners Entrepreneurs' Fund V, L.P. | TenPercentOwner | 2015-02-02 | Sale | 9,403.0 | $29.5 |
| Polaris Venture Partners Founders' Fund V, L.P. | TenPercentOwner | 2015-02-02 | Sale | 9,403.0 | $29.5 |
| Polaris Venture Management Co. V, L.L.C. | TenPercentOwner | 2015-02-02 | Sale | 9,403.0 | $29.5 |
| Polaris Venture Partners V, L.P. | TenPercentOwner | 2015-02-02 | Sale | 9,403.0 | $29.5 |
| Polaris Venture Partners Special Founders' Fund V, L.P. | TenPercentOwner | 2015-02-02 | Sale | 482,469.0 | $29.5 |
| Polaris Venture Partners Entrepreneurs' Fund V, L.P. | TenPercentOwner | 2015-02-02 | Sale | 482,469.0 | $29.5 |
| Polaris Venture Partners Founders' Fund V, L.P. | TenPercentOwner | 2015-02-02 | Sale | 482,469.0 | $29.5 |
| Polaris Venture Management Co. V, L.L.C. | TenPercentOwner | 2015-02-02 | Sale | 482,469.0 | $29.5 |
| Polaris Venture Partners V, L.P. | TenPercentOwner | 2015-02-02 | Sale | 482,469.0 | $29.5 |
| Ankerud Eric | See Remarks | 2014-07-30 | Purchase | 1,000.0 | $13.0 |
| Ascension Health Ventures II, LLC | TenPercentOwner | 2014-07-30 | Purchase | 153,846.0 | $13.0 |
| CHV II, L.P. | TenPercentOwner | 2014-07-30 | Purchase | 153,846.0 | $13.0 |
| Sawhney Amarpreet | President and CEO | 2014-07-30 | Purchase | 76,922.0 | $13.0 |
| SV LIFE SCIENCES FUND IV, L.P. | TenPercentOwner | 2014-07-30 | Purchase | 6,583.0 | $13.0 |
| SV LIFE SCIENCES FUND IV STRATEGIC PARTNERS, L. P. | TenPercentOwner | 2014-07-30 | Purchase | 6,583.0 | $13.0 |
| SVLSF IV, LLC | TenPercentOwner | 2014-07-30 | Purchase | 6,583.0 | $13.0 |
| SV Life Sciences Fund IV (GP), L.P. | TenPercentOwner | 2014-07-30 | Purchase | 6,583.0 | $13.0 |
| SV LIFE SCIENCES FUND IV, L.P. | TenPercentOwner | 2014-07-30 | Purchase | 231,877.0 | $13.0 |
| SV LIFE SCIENCES FUND IV STRATEGIC PARTNERS, L. P. | TenPercentOwner | 2014-07-30 | Purchase | 231,877.0 | $13.0 |
| SVLSF IV, LLC | TenPercentOwner | 2014-07-30 | Purchase | 231,877.0 | $13.0 |
| SV Life Sciences Fund IV (GP), L.P. | TenPercentOwner | 2014-07-30 | Purchase | 231,877.0 | $13.0 |
| SV LIFE SCIENCES FUND IV, L.P. | TenPercentOwner | 2014-07-30 | Purchase | 238,460.0 | $13.0 |