NEO Insider Transactions — Page 3
275 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 201–275; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| JONES STEVEN C | Executive VP of Finance | 2013-11-25 | Sale | 4,408.0 | $3.58 |
| ASPEN SELECT HEALTHCARE LP | Executive VP of Finance | 2013-11-25 | Sale | 4,408.0 | $3.58 |
| JONES STEVEN C | Executive VP of Finance | 2013-11-25 | Sale | 23,841.0 | $3.58 |
| ASPEN SELECT HEALTHCARE LP | Executive VP of Finance | 2013-11-25 | Sale | 23,841.0 | $3.58 |
| JONES STEVEN C | Executive VP of Finance | 2013-11-22 | Sale | 84,720.0 | $3.58 |
| ASPEN SELECT HEALTHCARE LP | Executive VP of Finance | 2013-11-22 | Sale | 84,720.0 | $3.58 |
| GASPARINI ROBERT P | Chief Science Officer | 2013-05-02 | Sale | 2,500.0 | $3.6 |
| GASPARINI ROBERT P | Chief Science Officer | 2013-05-01 | Sale | 7,500.0 | $3.56 |
| GASPARINI ROBERT P | Chief Science Officer | 2013-04-30 | Sale | 5,000.0 | $3.75 |
| JONES STEVEN C | Executive VP of Finance | 2013-04-30 | Sale | 61,543.0 | $3.65 |
| ASPEN SELECT HEALTHCARE LP | Executive VP of Finance | 2013-04-30 | Sale | 61,543.0 | $3.65 |
| GASPARINI ROBERT P | Chief Science Officer | 2013-04-29 | Sale | 25,000.0 | $3.8 |
| JONES STEVEN C | Executive VP of Finance | 2013-04-29 | Sale | 38,457.0 | $3.81 |
| ASPEN SELECT HEALTHCARE LP | Executive VP of Finance | 2013-04-29 | Sale | 38,457.0 | $3.81 |
| DENT MICHAEL T | Director | 2013-03-05 | Sale | 300,000.0 | $3.0 |
| JONES STEVEN C | Executive VP of Finance | 2012-12-20 | Sale | 1,100.0 | $2.75 |
| ASPEN SELECT HEALTHCARE LP | Executive VP of Finance | 2012-12-20 | Sale | 1,100.0 | $2.75 |
| JONES STEVEN C | Executive VP of Finance | 2012-12-19 | Sale | 8,225.0 | $2.75 |
| ASPEN SELECT HEALTHCARE LP | Executive VP of Finance | 2012-12-19 | Sale | 8,225.0 | $2.75 |
| JONES STEVEN C | Executive VP of Finance | 2012-12-18 | Sale | 632,114.0 | $2.75 |
| ASPEN SELECT HEALTHCARE LP | Executive VP of Finance | 2012-12-18 | Sale | 632,114.0 | $2.75 |
| JONES STEVEN C | Executive VP of Finance | 2012-09-28 | Sale | 31,800.0 | $3.01 |
| ASPEN SELECT HEALTHCARE LP | Executive VP of Finance | 2012-09-28 | Sale | 31,800.0 | $3.01 |
| JONES STEVEN C | Executive VP of Finance | 2012-09-28 | Sale | 4,000.0 | $3.02 |
| ASPEN SELECT HEALTHCARE LP | Executive VP of Finance | 2012-09-28 | Sale | 4,000.0 | $3.02 |
| DENT MICHAEL T | Director | 2012-09-28 | Sale | 75,000.0 | $3.01 |
| JONES STEVEN C | Executive VP of Finance | 2012-09-26 | Sale | 25,000.0 | $3.05 |
| ASPEN SELECT HEALTHCARE LP | Executive VP of Finance | 2012-09-26 | Sale | 25,000.0 | $3.05 |
| GASPARINI ROBERT P | Chief Science Officer | 2012-09-26 | Sale | 3,155.0 | $3.03 |
| CLEARMAN STEPHEN J | TenPercentOwner | 2012-06-20 | Purchase | 67,437.0 | $1.7 |
| KINDERHOOK, LP | TenPercentOwner | 2012-06-20 | Purchase | 67,437.0 | $1.7 |
| KINDERHOOK GP LLC | TenPercentOwner | 2012-06-20 | Purchase | 67,437.0 | $1.7 |
| Shah Tushar | TenPercentOwner | 2012-06-20 | Purchase | 67,437.0 | $1.7 |
| KINDERHOOK PARTNERS, LLC | TenPercentOwner | 2012-06-20 | Purchase | 67,437.0 | $1.7 |
| CLEARMAN STEPHEN J | TenPercentOwner | 2012-06-19 | Purchase | 5,000.0 | $1.65 |
| KINDERHOOK, LP | TenPercentOwner | 2012-06-19 | Purchase | 5,000.0 | $1.65 |
| KINDERHOOK GP LLC | TenPercentOwner | 2012-06-19 | Purchase | 5,000.0 | $1.65 |
| Shah Tushar | TenPercentOwner | 2012-06-19 | Purchase | 5,000.0 | $1.65 |
| KINDERHOOK PARTNERS, LLC | TenPercentOwner | 2012-06-19 | Purchase | 5,000.0 | $1.65 |
| CLEARMAN STEPHEN J | TenPercentOwner | 2012-06-18 | Purchase | 11,600.0 | $1.64 |
| KINDERHOOK, LP | TenPercentOwner | 2012-06-18 | Purchase | 11,600.0 | $1.64 |
| KINDERHOOK GP LLC | TenPercentOwner | 2012-06-18 | Purchase | 11,600.0 | $1.64 |
| Shah Tushar | TenPercentOwner | 2012-06-18 | Purchase | 11,600.0 | $1.64 |
| KINDERHOOK PARTNERS, LLC | TenPercentOwner | 2012-06-18 | Purchase | 11,600.0 | $1.64 |
| CLEARMAN STEPHEN J | TenPercentOwner | 2012-05-17 | Purchase | 100,000.0 | $1.7 |
| KINDERHOOK PARTNERS, LP | TenPercentOwner | 2012-05-17 | Purchase | 100,000.0 | $1.7 |
| KINDERHOOK GP LLC | TenPercentOwner | 2012-05-17 | Purchase | 100,000.0 | $1.7 |
| Shah Tushar | TenPercentOwner | 2012-05-17 | Purchase | 100,000.0 | $1.7 |
| KINDERHOOK CAPITAL MANAGEMENT, LLC | TenPercentOwner | 2012-05-17 | Purchase | 100,000.0 | $1.7 |
| CLEARMAN STEPHEN J | TenPercentOwner | 2012-05-15 | Purchase | 175,000.0 | $1.7 |
| KINDERHOOK PARTNERS, LP | TenPercentOwner | 2012-05-15 | Purchase | 175,000.0 | $1.7 |
| KINDERHOOK GP LLC | TenPercentOwner | 2012-05-15 | Purchase | 175,000.0 | $1.7 |
| Shah Tushar | TenPercentOwner | 2012-05-15 | Purchase | 175,000.0 | $1.7 |
| KINDERHOOK CAPITAL MANAGEMENT, LLC | TenPercentOwner | 2012-05-15 | Purchase | 175,000.0 | $1.7 |
| CARDOZA GEORGE | Chief Financial Officer | 2012-05-02 | Purchase | 4,000.0 | $1.66 |
| DENT MICHAEL T | Director | 2012-04-30 | Sale | 15,602.0 | $1.7 |
| DENT MICHAEL T | Director | 2012-02-22 | Sale | 35,120.0 | $1.71 |
| DENT MICHAEL T | Director | 2012-02-21 | Sale | 12,398.0 | $1.75 |
| DENT MICHAEL T | Director | 2012-02-21 | Sale | 22,537.0 | $1.75 |
| CARDOZA GEORGE | CFO | 2011-10-26 | Purchase | 3,000.0 | $1.21 |
| DENT MICHAEL T | Director | 2011-10-24 | Sale | 28,000.0 | $1.16 |
| VAN OORT DOUGLAS M | Chairman and CEO | 2011-09-15 | Purchase | 2,500.0 | $1.14 |
| VAN OORT DOUGLAS M | Chairman and CEO | 2011-08-22 | Purchase | 2,000.0 | $1.15 |
| VAN OORT DOUGLAS M | Chairman and CEO | 2011-08-08 | Purchase | 2,000.0 | $1.3 |
| VAN OORT DOUGLAS M | Chairman and CEO | 2011-08-05 | Purchase | 500.0 | $1.25 |
| VAN OORT DOUGLAS M | Chairman and CEO | 2011-08-05 | Purchase | 1,956.0 | $1.3 |
| VAN OORT DOUGLAS M | Chairman and CEO | 2011-06-13 | Purchase | 2,500.0 | $1.35 |
| DENT MICHAEL T | Director | 2011-06-08 | Sale | 5,000.0 | $1.4 |
| DENT MICHAEL T | Director | 2011-06-07 | Sale | 5,000.0 | $1.4 |
| VAN OORT DOUGLAS M | Chairman and CEO | 2011-05-26 | Purchase | 2,500.0 | $1.4 |
| SMITS MARK W | Chief Commercial Officer | 2011-05-18 | Sale | 45,000.0 | $1.37 |
| VAN OORT DOUGLAS M | Chairman and CEO | 2011-05-17 | Purchase | 1,110.0 | $1.4 |
| VAN OORT DOUGLAS M | Chairman and CEO | 2011-05-12 | Purchase | 1,000.0 | $1.4 |
| VAN OORT DOUGLAS M | Chairman and CEO | 2011-05-10 | Purchase | 600.0 | $1.4 |
| VAN OORT DOUGLAS M | Chairman and CEO | 2011-05-06 | Purchase | 5,000.0 | $1.45 |