LOB Insider Transactions — Page 2
263 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 101–200; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| SUTHERLAND JOHN W. | Chief Accounting Officer | 2021-11-26 | Sale | 26.0 | $91.4 |
| SUTHERLAND JOHN W. | Chief Accounting Officer | 2021-11-26 | Sale | 5,686.0 | $90.66 |
| Underwood Neil Lawrence | President | 2021-11-22 | Sale | 6,929.0 | $98.07 |
| Underwood Neil Lawrence | President | 2021-11-22 | Sale | 11,319.0 | $97.54 |
| Underwood Neil Lawrence | President | 2021-11-22 | Sale | 61,605.0 | $96.4 |
| Smits Steve | Chief Credit Officer | 2021-11-11 | Sale | 2,199.0 | $94.27 |
| Smits Steve | Chief Credit Officer | 2021-11-11 | Sale | 17,801.0 | $93.71 |
| Seward Gregory W | General Counsel | 2021-11-04 | Sale | 5,000.0 | $98.63 |
| Seward Gregory W | General Counsel | 2021-11-04 | Sale | 1,000.0 | $98.56 |
| Glossman Diane Beth | Director | 2021-11-04 | Sale | 7,500.0 | $97.9 |
| Janson Susan N | Chief Risk Off., Live Oak Bank | 2021-11-01 | Sale | 13,368.0 | $85.69 |
| Losch William C III | Chief Financial Officer | 2021-09-08 | Purchase | 3,500.0 | $57.08 |
| Smits Steve | Chief Credit Officer | 2021-09-02 | Sale | 3,759.0 | $62.13 |
| Smits Steve | Chief Credit Officer | 2021-09-02 | Sale | 10,855.0 | $61.55 |
| Smits Steve | Chief Credit Officer | 2021-09-02 | Sale | 10,386.0 | $60.48 |
| Underwood Neil Lawrence | President | 2021-08-27 | Sale | 17,479.0 | $60.98 |
| Underwood Neil Lawrence | President | 2021-08-25 | Sale | 16,000.0 | $61.09 |
| Underwood Neil Lawrence | President | 2021-08-16 | Sale | 16,521.0 | $60.15 |
| SUTHERLAND JOHN W. | Chief Accounting Officer | 2021-08-06 | Sale | 15,125.0 | $61.54 |
| Smits Steve | Chief Credit Officer | 2021-02-08 | Sale | 15,000.0 | $43.4 |
| Janson Susan N | Chief Risk Off., Live Oak Bank | 2021-02-01 | Sale | 3,500.0 | $40.09 |
| Smits Steve | Chief Credit Officer | 2020-12-10 | Sale | 0.98 | $41.41 |
| LANDIS H K | Director | 2020-11-05 | Sale | 15,000.0 | $40.6 |
| MAHAN JAMES S III | Chief Executive Officer | 2020-10-29 | Purchase | 6,185.0 | $37.37 |
| MAHAN JAMES S III | Chief Executive Officer | 2020-10-29 | Purchase | 12,215.0 | $36.61 |
| MAHAN JAMES S III | Chief Executive Officer | 2020-10-29 | Purchase | 5,800.0 | $35.49 |
| MAHAN JAMES S III | Chief Executive Officer | 2020-10-28 | Purchase | 50,000.0 | $34.57 |
| MAHAN JAMES S III | Chief Executive Officer | 2020-10-27 | Purchase | 25,616.0 | $34.9 |
| MAHAN JAMES S III | Chief Executive Officer | 2020-10-27 | Purchase | 16,844.0 | $34.46 |
| MAHAN JAMES S III | Chief Executive Officer | 2020-10-26 | Purchase | 61,924.0 | $33.5 |
| MAHAN JAMES S III | Chief Executive Officer | 2020-08-27 | Purchase | 36,500.0 | $20.36 |
| MAHAN JAMES S III | Chief Executive Officer | 2020-08-26 | Purchase | 36,827.0 | $20.62 |
| MAHAN JAMES S III | Chief Executive Officer | 2020-08-24 | Purchase | 18,264.0 | $19.99 |
| MAHAN JAMES S III | Chief Executive Officer | 2020-08-21 | Purchase | 38,889.0 | $19.69 |
| MAHAN JAMES S III | Chief Executive Officer | 2020-08-20 | Purchase | 36,301.0 | $19.65 |
| MAHAN JAMES S III | Chief Executive Officer | 2020-08-19 | Purchase | 21,200.0 | $19.3 |
| MAHAN JAMES S III | Chief Executive Officer | 2020-08-18 | Purchase | 20,378.0 | $18.89 |
| MAHAN JAMES S III | Chief Executive Officer | 2020-08-17 | Purchase | 25,000.0 | $19.25 |
| WILLIAMS WILLIAM L. III | Vice Chairman & EVP | 2020-07-27 | Purchase | 1,250.0 | $15.82 |
| SALYERS DAVID G | Director | 2020-05-06 | Purchase | 2,000.0 | $12.5 |
| Garriott Huntley | President, Live Oak Bank | 2020-03-11 | Purchase | 5,000.0 | $11.28 |
| Underwood Neil Lawrence | President | 2020-03-11 | Purchase | 95,000.0 | $11.46 |
| Cameron William Henderson | Director | 2020-03-11 | Purchase | 2,000.0 | $11.79 |
| Seward Gregory W | General Counsel | 2020-03-10 | Purchase | 869.0 | $11.54 |
| Garriott Huntley | President, Live Oak Bank | 2020-03-09 | Purchase | 20,000.0 | $12.69 |
| Janson Susan N | Chief Risk Off., Live Oak Bank | 2019-06-07 | Purchase | 1,000.0 | $15.76 |
| Cameron William Henderson | Director | 2019-02-08 | Purchase | 2,500.0 | $14.79 |
| Underwood Neil Lawrence | President | 2019-01-29 | Purchase | 7,165.0 | $13.88 |
| Glossman Diane Beth | Director | 2019-01-28 | Purchase | 2,000.0 | $13.87 |
| Garriott Huntley | President, Live Oak Bank | 2019-01-28 | Purchase | 20,000.0 | $13.82 |
| Seward Gregory W | General Counsel | 2018-12-14 | Purchase | 854.0 | $16.04 |
| Seward Gregory W | General Counsel | 2018-12-13 | Purchase | 958.0 | $15.25 |
| Hoffsis Glen F. | Director | 2018-12-13 | Purchase | 4,000.0 | $15.3 |
| Garriott Huntley | President, Live Oak Bank | 2018-12-13 | Purchase | 5,000.0 | $15.13 |
| Seward Gregory W | General Counsel | 2018-12-12 | Purchase | 188.0 | $14.95 |
| WILLIAMS WILLIAM L. III | Vice Chairman & EVP | 2018-12-12 | Purchase | 2,000.0 | $15.45 |
| WILLIAMS WILLIAM L. III | Vice Chairman & EVP | 2018-12-12 | Purchase | 18,000.0 | $14.79 |
| Underwood Neil Lawrence | President | 2018-12-12 | Purchase | 15,546.0 | $16.08 |
| MAHAN JAMES S III | Chief Executive Officer | 2018-12-12 | Purchase | 310,944.0 | $16.08 |
| MAHAN JAMES S III | Chief Executive Officer | 2018-12-12 | Purchase | 23,510.0 | $16.08 |
| Garriott Huntley | President, Live Oak Bank | 2018-12-12 | Purchase | 396.0 | $15.09 |
| Garriott Huntley | President, Live Oak Bank | 2018-12-12 | Purchase | 29,604.0 | $14.66 |
| LANDIS H K | Director | 2018-12-12 | Purchase | 2,000.0 | $14.13 |
| Cameron William Henderson | Director | 2018-12-11 | Purchase | 2,000.0 | $14.44 |
| Cameron William Henderson | Director | 2018-12-11 | Purchase | 800.0 | $14.49 |
| Petty Miltom Emmett | Director | 2018-12-11 | Purchase | 3,000.0 | $13.64 |
| Cameron William Henderson | Director | 2018-11-02 | Purchase | 2,500.0 | $19.13 |
| Janson Susan N | Chief Risk Off., Live Oak Bank | 2018-11-01 | Purchase | 1,000.0 | $18.82 |
| Cameron William Henderson | Director | 2018-10-31 | Purchase | 2,500.0 | $18.42 |
| Caines S. Brett | Chief Financial Officer | 2018-08-13 | Sale | 3,374.0 | $29.63 |
| Caines S. Brett | Chief Financial Officer | 2018-08-10 | Sale | 3,359.0 | $29.77 |
| Caines S. Brett | Chief Financial Officer | 2018-08-09 | Sale | 3,355.0 | $29.81 |
| Caines S. Brett | Chief Financial Officer | 2018-08-08 | Sale | 3,379.0 | $29.59 |
| Caines S. Brett | Chief Financial Officer | 2018-08-07 | Sale | 3,389.0 | $29.51 |
| Caines S. Brett | Chief Financial Officer | 2018-08-06 | Sale | 3,362.0 | $29.75 |
| MAHAN JAMES S III | Chief Executive Officer | 2018-08-03 | Purchase | 59,800.0 | $29.6 |
| Caines S. Brett | Chief Financial Officer | 2018-08-03 | Sale | 3,386.0 | $29.53 |
| MAHAN JAMES S III | Chief Executive Officer | 2018-08-02 | Purchase | 39,600.0 | $29.44 |
| Caines S. Brett | Chief Financial Officer | 2018-08-02 | Sale | 3,404.0 | $29.37 |
| MAHAN JAMES S III | Chief Executive Officer | 2018-08-01 | Purchase | 600.0 | $29.0 |
| Caines S. Brett | Chief Financial Officer | 2018-08-01 | Sale | 3,494.0 | $28.62 |
| Caines S. Brett | Chief Financial Officer | 2018-07-31 | Sale | 3,573.0 | $27.99 |
| WILLIAMS WILLIAM L. III | Vice Chairman & EVP | 2018-07-30 | Purchase | 35,000.0 | $28.27 |
| Janson Susan N | Chief Risk Off., Live Oak Bank | 2018-06-13 | Purchase | 500.0 | $30.0 |
| Hill Thomas A. | Chief Information Officer | 2018-05-25 | Sale | 8,000.0 | $29.55 |
| Smits Steve | Chief Credit Officer | 2018-05-15 | Sale | 2,500.0 | $28.96 |
| Smits Steve | Chief Credit Officer | 2018-05-14 | Sale | 2,500.0 | $28.74 |
| Caines S. Brett | Chief Financial Officer | 2018-05-14 | Sale | 3,484.0 | $28.71 |
| Smits Steve | Chief Credit Officer | 2018-05-11 | Sale | 2,500.0 | $29.16 |
| Caines S. Brett | Chief Financial Officer | 2018-05-11 | Sale | 3,438.0 | $29.08 |
| Smits Steve | Chief Credit Officer | 2018-05-10 | Sale | 2,500.0 | $29.04 |
| Caines S. Brett | Chief Financial Officer | 2018-05-10 | Sale | 3,456.0 | $28.93 |
| Caines S. Brett | Chief Financial Officer | 2018-05-09 | Sale | 3,468.0 | $28.83 |
| Caines S. Brett | Chief Financial Officer | 2018-05-08 | Sale | 3,463.0 | $28.88 |
| Caines S. Brett | Chief Financial Officer | 2018-05-07 | Sale | 3,529.0 | $28.33 |
| Caines S. Brett | Chief Financial Officer | 2018-05-04 | Sale | 3,538.0 | $28.27 |
| Caines S. Brett | Chief Financial Officer | 2018-05-03 | Sale | 3,545.0 | $28.21 |
| Caines S. Brett | Chief Financial Officer | 2018-05-02 | Sale | 3,528.0 | $28.35 |
| Caines S. Brett | Chief Financial Officer | 2018-05-01 | Sale | 3,607.0 | $27.72 |
| Janson Susan N | Chief Risk Off., Live Oak Bank | 2018-04-30 | Purchase | 500.0 | $28.68 |