JOANN Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 43 rows, 43 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-07-14: Reporting owner Thibault Joseph; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2023-03-17: Reporting owner Will Robert; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2023-03-17: Reporting owner Miquelon Wade D; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2023-03-17: Reporting owner Duliga Janet; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-07-14 | Thibault Joseph Officer (SVP, Store Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −542 543 owned after | $0.00 | 2023-07-17 | |
| 2023-03-17 | Will Robert Officer (EVP, Chief Merchandising) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,298 3,299 owned after | $0.00 | 2023-03-21 | |
| 2023-03-17 | Miquelon Wade D Director, Officer (President & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,889 12,893 owned after | $0.00 | 2023-03-21 | |
| 2023-03-17 | Duliga Janet Officer (EVP, Chief Administrative) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,055 3,056 owned after | $0.00 | 2023-03-21 | |
| 2023-03-17 | DiTullio Christopher Officer (EVP, Chief Customer Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,298 3,299 owned after | $0.00 | 2023-03-21 | |
| 2023-03-17 | Aber Ann Officer (SVP, Chief Legal Officer & Sec) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,430 2,431 owned after | $0.00 | 2023-03-21 | |
| 2022-07-14 | Thibault Joseph Officer (SVP, Store Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −542 1,085 owned after | $0.00 | 2022-07-18 | |
| 2022-03-17 | GEI Capital CF, LLC | Green Equity Investors Side CF, L.P. | LGP MANAGEMENT INC | PERIDOT COINVEST MANAGER LLC | Green Equity Investors CF, L.P. | Leonard Green & Partners, L.P. | LGP Associates CF, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Restricted Stock Units Derivative · Indirect · See footnote. | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,436 0 owned after | $0.00 | 2022-03-21 | |
| 2022-03-17 | SOKOLOFF JONATHAN D Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,812 0 owned after | $0.00 | 2022-03-21 | |
| 2022-03-17 | Yoon John J Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,812 0 owned after | $0.00 | 2022-03-21 | |
| 2022-03-17 | DiTullio Christopher Officer (EVP, Chief Customer Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,298 6,597 owned after | $0.00 | 2022-03-21 | |
| 2022-03-17 | Duliga Janet Officer (EVP, Chief Administrative) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,055 6,111 owned after | $0.00 | 2022-03-21 | |
| 2022-03-17 | Chang Lily W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,812 0 owned after | $0.00 | 2022-03-21 | |
| 2022-03-17 | Miquelon Wade D Director, Officer (President & CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,889 25,782 owned after | $0.00 | 2022-03-21 | |
| 2022-03-17 | Chennakrishnan Varadheesh Officer (SVP, Chief Information Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,874 5,751 owned after | $0.00 | 2022-03-21 | |
| 2022-03-17 | Will Robert Officer (EVP, Chief Merchandising) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,298 6,597 owned after | $0.00 | 2022-03-21 | |
| 2022-03-17 | Webb Darrell Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,812 0 owned after | $0.00 | 2022-03-21 | |
| 2022-03-17 | Hays Marybeth Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,812 0 owned after | $0.00 | 2022-03-21 | |
| 2022-03-17 | MEHLMAN ANNE Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,812 0 owned after | $0.00 | 2022-03-21 | |
| 2022-03-17 | Aber Ann Officer (SVP, Chief Legal Officer & Sec) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,430 4,861 owned after | $0.00 | 2022-03-21 | |
| 2022-03-17 | Susz Matthew B. Officer (EVP, Chief Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,298 6,597 owned after | $0.00 | 2022-03-21 | |
| 2022-02-28 holding as of filing | Thibault Joseph Officer (SVP, Store Operations) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2022-02-28 | ||
| 2021-09-14 holding as of filing | Yoon John J Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | Holding | 7,812 owned after | no price filed | 2021-09-14 | |
| 2021-09-14 holding as of filing | SOKOLOFF JONATHAN D Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | Holding | 7,812 owned after | no price filed | 2021-09-14 | |
| 2021-04-20 holding as of filing | SOKOLOFF JONATHAN D Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | Holding | 7,812 owned after | no price filed | 2021-04-20 | |
| 2021-04-16 | Yoon John J Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,812 7,812 owned after | $0.00 | 2021-04-20 | |
| 2021-03-17 | Green V Holdings, LLC | Green Equity Investors V, L.P. | Needle Coinvest LLC | Green Equity Investors Side V, L.P. | GEI Capital V, LLC | LGP Associates V LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Restricted Stock Units Derivative · Indirect · See footnote. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,436 23,436 owned after | $0.00 | 2021-04-20 | |
| 2021-03-17 | Green V Holdings, LLC | LGP Associates V LLC | Needle Coinvest LLC | Green Equity Investors Side V, L.P. | PERIDOT COINVEST MANAGER LLC | GEI Capital V, LLC | Green Equity Investors V, L.P. | Leonard Green & Partners, L.P. | LGP MANAGEMENT INC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Restricted Stock Units Derivative · Indirect · See footnote. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,436 23,436 owned after | $0.00 | 2021-03-18 | |
| 2021-03-17 | Chang Lily W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,812 7,812 owned after | $0.00 | 2021-03-18 | |
| 2021-03-17 | Yoon John J Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,812 7,812 owned after | $0.00 | 2021-03-18 | |
| 2021-03-17 | SOKOLOFF JONATHAN D Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,812 7,812 owned after | $0.00 | 2021-03-18 | |
| 2021-03-17 | Joyce Michael Sagar Officer (See Remarks) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,520 7,520 owned after | $0.00 | 2021-03-18 | |
| 2021-03-17 | Will Robert Officer (SVP, Chief Merch. Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,895 9,895 owned after | $0.00 | 2021-03-18 | |
| 2021-03-17 | Miquelon Wade D Director, Officer (President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,671 38,671 owned after | $0.00 | 2021-03-18 | |
| 2021-03-17 | Aber Ann Officer (SVP, GC & Secretary) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,291 7,291 owned after | $0.00 | 2021-03-18 | |
| 2021-03-17 | Duliga Janet Officer (SVP, Chief Admin. Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,166 9,166 owned after | $0.00 | 2021-03-18 | |
| 2021-03-17 | DiTullio Christopher Officer (SVP, Chief Customer Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,895 9,895 owned after | $0.00 | 2021-03-18 | |
| 2021-03-17 | Susz Matthew B. Officer (SVP, CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,895 9,895 owned after | $0.00 | 2021-03-18 | |
| 2021-03-17 | Chennakrishnan Varadheesh Officer (SVP, CIO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,625 8,625 owned after | $0.00 | 2021-03-18 | |
| 2021-03-17 | Hays Marybeth Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,812 7,812 owned after | $0.00 | 2021-03-18 | |
| 2021-03-17 | Hejcl Sharyn M Officer (See Remarks) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,479 8,479 owned after | $0.00 | 2021-03-18 | |
| 2021-03-17 | MEHLMAN ANNE Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,812 7,812 owned after | $0.00 | 2021-03-18 | |
| 2021-03-17 | Webb Darrell Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,812 7,812 owned after | $0.00 | 2021-03-18 |