JEF Insider Transactions — Page 2
171 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 101–171; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| NICHOLS JESSE CLYDE III | Director | 2009-10-07 | Sale | 500.0 | $23.88 |
| STEINBERG JOSEPH S | President | 2009-10-07 | Sale | 55,000.0 | $23.76 |
| STEINBERG JOSEPH S | President | 2009-10-06 | Sale | 55,000.0 | $24.34 |
| STEINBERG JOSEPH S | President | 2009-09-30 | Sale | 240,000.0 | $25.02 |
| STEINBERG JOSEPH S | President | 2009-09-29 | Sale | 603,390.0 | $25.01 |
| STEINBERG JOSEPH S | President | 2009-09-28 | Sale | 46,610.0 | $25.0 |
| GLAUBINGER LAWRENCE D | Director | 2009-04-07 | Sale | 62,500.0 | $16.27 |
| CUMMING IAN M | Chairman of the Board | 2008-11-19 | Sale | 21,234.0 | $15.52 |
| JORDAN JAMES E | Director | 2008-10-14 | Sale | 11,926.0 | $36.41 |
| JORDAN JAMES E | Director | 2008-10-14 | Sale | 13,074.0 | $36.91 |
| NICHOLS JESSE CLYDE III | Director | 2008-08-20 | Purchase | 2,480.0 | $42.86 |
| NICHOLS JESSE CLYDE III | Director | 2008-08-20 | Purchase | 1,400.0 | $42.85 |
| NICHOLS JESSE CLYDE III | Director | 2008-08-20 | Purchase | 267.0 | $42.81 |
| NICHOLS JESSE CLYDE III | Director | 2008-08-20 | Purchase | 493.0 | $42.8 |
| NICHOLS JESSE CLYDE III | Director | 2008-08-20 | Purchase | 300.0 | $42.79 |
| NICHOLS JESSE CLYDE III | Director | 2008-08-20 | Purchase | 4,940.0 | $43.3 |
| NICHOLS JESSE CLYDE III | Director | 2008-08-13 | Sale | 500.0 | $43.43 |
| NICHOLS JESSE CLYDE III | Director | 2008-08-13 | Sale | 4,342.0 | $43.4 |
| NICHOLS JESSE CLYDE III | Director | 2008-08-13 | Sale | 4,842.0 | $43.3 |
| LOWENTHAL BARBARA L | Vice President and Comptroller | 2008-06-17 | Sale | 5,000.0 | $51.03 |
| LOWENTHAL BARBARA L | Vice President and Comptroller | 2008-06-17 | Sale | 2,241.0 | $50.93 |
| CUMMING IAN M | Chairman of the Board | 2008-06-04 | Sale | 650,000.0 | $48.95 |
| STEINBERG JOSEPH S | President | 2008-06-04 | Sale | 400,000.0 | $48.95 |
| Nittoli Rocco J | Vice President and Treasurer | 2008-04-03 | Sale | 2,130.0 | $49.91 |
| Nittoli Rocco J | Vice President and Treasurer | 2008-04-03 | Sale | 5,100.0 | $49.95 |
| MARA THOMAS E | Executive VP | 2008-04-03 | Sale | 44,000.0 | $50.04 |
| ORLANDO JOSEPH A JR | Vice President and CFO | 2008-04-02 | Sale | 15,000.0 | $50.36 |
| MARA THOMAS E | Executive Vice President | 2007-10-11 | Sale | 48,000.0 | $52.01 |
| MARA THOMAS E | Executive Vice President | 2007-09-28 | Sale | 20,000.0 | $48.3 |
| O Connor Joseph M | Vice President | 2007-09-28 | Sale | 1,600.0 | $48.0 |
| O Connor Joseph M | Vice President | 2007-09-28 | Sale | 2,000.0 | $47.8 |
| O Connor Joseph M | Vice President | 2007-09-28 | Sale | 12,000.0 | $47.8 |
| Wheeler Justin Rex | Vice President | 2007-09-26 | Sale | 4,000.0 | $47.81 |
| Wheeler Justin Rex | Vice President | 2007-09-26 | Sale | 3,542.0 | $47.81 |
| MARA THOMAS E | Executive Vice President | 2007-09-26 | Sale | 16,300.0 | $48.61 |
| Wheeler Justin Rex | Vice President | 2007-09-25 | Sale | 17,000.0 | $47.29 |
| Wheeler Justin Rex | Vice President | 2007-09-25 | Sale | 5,729.0 | $47.29 |
| Wheeler Justin Rex | Vice President | 2007-09-24 | Sale | 5,729.0 | $46.3 |
| ORLANDO JOSEPH A JR | Vice President and CFO | 2007-09-24 | Sale | 29,576.0 | $47.09 |
| ORLANDO JOSEPH A JR | Vice President and CFO | 2007-09-24 | Sale | 90,898.0 | $46.69 |
| MARA THOMAS E | Executive Vice President | 2007-09-06 | Sale | 55,482.0 | $44.37 |
| ORLANDO JOSEPH A JR | Vice President and CFO | 2007-09-05 | Sale | 41,241.0 | $44.03 |
| MARA THOMAS E | Executive Vice President | 2007-09-05 | Sale | 20,000.0 | $44.32 |
| MARA THOMAS E | Executive Vice President | 2007-08-29 | Sale | 5,000.0 | $44.19 |
| MARA THOMAS E | Executive Vice President | 2007-08-21 | Sale | 5,000.0 | $44.37 |
| JORDAN JAMES E | Director | 2007-08-10 | Purchase | 200.0 | $45.97 |
| JORDAN JAMES E | Director | 2007-08-10 | Purchase | 700.0 | $45.95 |
| JORDAN JAMES E | Director | 2007-08-10 | Purchase | 200.0 | $45.94 |
| JORDAN JAMES E | Director | 2007-08-10 | Purchase | 580.0 | $45.93 |
| JORDAN JAMES E | Director | 2007-08-10 | Purchase | 8,320.0 | $45.81 |
| CUMMING IAN M | Chairman of the Board | 2007-05-23 | Purchase | 100,000.0 | $34.57 |
| LOWENTHAL BARBARA L | Vice President and Comptroller | 2007-03-23 | Sale | 43,971.0 | $29.92 |
| CUMMING IAN M | Chairman of the Board | 2007-02-08 | Purchase | 10,000.0 | $27.87 |
| GLAUBINGER LAWRENCE D | Director | 2006-12-14 | Purchase | 38,500.0 | $27.45 |
| GLAUBINGER LAWRENCE D | Director | 2006-12-14 | Purchase | 36,500.0 | $27.45 |
| JORDAN JAMES E | Director | 2006-12-12 | Purchase | 300.0 | $27.79 |
| JORDAN JAMES E | Director | 2006-12-12 | Purchase | 2,500.0 | $27.81 |
| JORDAN JAMES E | Director | 2006-12-12 | Purchase | 3,200.0 | $27.8 |
| HIRSCHFIELD ALAN J | Director | 2006-08-24 | Purchase | 5,000.0 | $25.31 |
| HIRSCHFIELD ALAN J | Director | 2006-08-22 | Purchase | 10,000.0 | $25.83 |
| JORDAN JAMES E | Director | 2006-08-21 | Purchase | 5,750.0 | $25.96 |
| NICHOLS JESSE CLYDE III | Director | 2006-05-19 | Purchase | 55.0 | $61.22 |
| NICHOLS JESSE CLYDE III | Director | 2006-05-19 | Purchase | 115.0 | $61.22 |
| NICHOLS JESSE CLYDE III | Director | 2006-05-19 | Purchase | 570.0 | $61.3 |
| NICHOLS JESSE CLYDE III | Director | 2006-05-19 | Purchase | 195.0 | $61.16 |
| NICHOLS JESSE CLYDE III | Director | 2006-05-19 | Purchase | 1,840.0 | $61.15 |
| NICHOLS JESSE CLYDE III | Director | 2006-05-19 | Purchase | 675.0 | $61.3 |
| NICHOLS JESSE CLYDE III | Director | 2006-05-18 | Purchase | 1,800.0 | $60.71 |
| NICHOLS JESSE CLYDE III | Director | 2006-05-18 | Purchase | 1,200.0 | $60.7 |
| MARA THOMAS E | Executive VP & Treasurer | 2006-03-13 | Sale | 4,350.0 | $55.5 |
| CUMMING IAN M | Chairman of the Board | 2005-10-19 | Purchase | 200.0 | $40.29 |