NASDAQ:GAIN | Insider Transactions | GLADSTONE INVESTMENT CORPORATION\DE

GAIN Insider Transactions

145 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 1–100; provenance stays internal.

GAIN insiders transaction timeline

PurchaseSale
2006-11-27: 1 purchase — Mead Gerard2006-12-08: 1 purchase — ADELGREN PAUL W2006-12-27: 1 purchase — GLADSTONE DAVID2006-12-29: 1 purchase — STELLJES GEORGE III2007-03-13: 1 purchase — Mead Gerard2007-08-13: 1 purchase — DULLUM DAVID A R2007-08-15: 1 purchase — Mead Gerard2007-08-16: 1 purchase — Mead Gerard2007-12-14: 1 purchase — GLADSTONE DAVID2007-12-18: 1 purchase — Cheetham Kevin2007-12-27: 1 purchase — GLADSTONE DAVID2007-12-28: 1 purchase — STELLJES GEORGE III2008-06-02: 1 purchase — Mead Gerard2008-06-04: 1 purchase — Mead Gerard2008-06-06: 1 purchase — Perrigo Mark2008-06-27: 2 purchases — STELLJES GEORGE III, Mead Gerard2008-09-02: 1 purchase — DULLUM DAVID A R2008-09-15: 2 purchases — Mead Gerard2008-09-16: 2 purchases — Mead Gerard, Perrigo Mark2008-11-10: 1 purchase — DULLUM DAVID A R2008-11-12: 2 purchases — STELLJES GEORGE III, Perrigo Mark2008-11-13: 1 purchase — Mead Gerard2008-11-14: 1 purchase — DULLUM DAVID A R2008-11-19: 1 purchase — Mead Gerard2008-11-28: 2 purchases — BRUBAKER TERRY LEE2009-02-24: 3 purchases — DULLUM DAVID A R, Mead Gerard2010-08-05: 1 purchase — Watson David Hibbert2010-08-06: 2 purchases — LiCalsi Michael2010-08-11: 3 purchases — Watson David Hibbert, LiCalsi Michael2010-09-30: 1 purchase — BRUBAKER TERRY LEE2010-11-19: 1 purchase — DULLUM DAVID A R2011-02-04: 2 purchases — Reilly John, DULLUM DAVID A R2011-02-07: 2 purchases — LiCalsi Michael2011-02-24: 1 purchase — ADELGREN PAUL W2011-05-26: 1 purchase — Watson David Hibbert2011-06-01: 1 purchase — DULLUM DAVID A R2011-06-06: 1 purchase — Watson David Hibbert2011-08-05: 1 purchase — BRUBAKER TERRY LEE2011-08-09: 1 sale — BRUBAKER TERRY LEE2011-08-10: 1 purchase — Mead Gerard2011-08-11: 1 sale — BRUBAKER TERRY LEE2011-09-06: 3 purchases — BRUBAKER TERRY LEE, Watson David Hibbert, DULLUM DAVID A R2011-09-09: 1 purchase — GLADSTONE DAVID2011-09-12: 1 purchase — Mead Gerard2012-03-14: 1 purchase — ADELGREN PAUL W2013-11-11: 1 purchase — Watson David Hibbert2013-11-13: 2 purchases — DULLUM DAVID A R2013-11-14: 1 purchase — DULLUM DAVID A R2013-11-18: 1 purchase — GLADSTONE DAVID2013-11-26: 2 purchases — BRUBAKER TERRY LEE2013-11-27: 1 purchase — BRUBAKER TERRY LEE2013-12-09: 1 purchase — BRUBAKER TERRY LEE2013-12-10: 1 purchase — GLADSTONE DAVID2013-12-11: 2 purchases — BRUBAKER TERRY LEE2013-12-12: 1 purchase — BRUBAKER TERRY LEE2014-02-07: 1 purchase — BRUBAKER TERRY LEE2014-02-10: 2 purchases — Watson David Hibbert, GLADSTONE DAVID2014-03-14: 2 purchases — LiCalsi Michael, DULLUM DAVID A R2014-08-08: 1 purchase — BRUBAKER TERRY LEE2014-11-13: 1 purchase — GLADSTONE DAVID2014-12-08: 1 purchase — DULLUM DAVID A R2014-12-09: 2 purchases — Watson David Hibbert, DULLUM DAVID A R2015-03-13: 1 purchase — WILKINSON WALTER H2015-06-01: 1 purchase — Merrick Caren D2015-06-15: 5 purchases — GLADSTONE DAVID2015-12-14: 1 purchase — GLADSTONE DAVID2016-02-08: 1 purchase — DULLUM DAVID A R2016-08-12: 3 sales — BRUBAKER TERRY LEE2016-08-15: 2 sales — BRUBAKER TERRY LEE2016-08-16: 1 sale — BRUBAKER TERRY LEE2016-11-07: 1 purchase — DULLUM DAVID A R2017-03-03: 1 sale — BRUBAKER TERRY LEE2017-03-06: 2 sales — BRUBAKER TERRY LEE2017-03-09: 2 purchases — DULLUM DAVID A R2017-03-13: 2 purchases — GLADSTONE DAVID, DULLUM DAVID A R2017-06-14: 2 purchases — GLADSTONE DAVID2017-11-28: 1 purchase — WILKINSON WALTER H2018-03-05: 1 purchase — DULLUM DAVID A R2018-11-08: 2 purchases — DULLUM DAVID A R, RYAN JULIA2018-12-12: 1 purchase — DULLUM DAVID A R2019-06-04: 1 purchase — DULLUM DAVID A R2019-08-14: 1 sale — BRUBAKER TERRY LEE2019-08-16: 1 sale — BRUBAKER TERRY LEE2019-09-09: 1 purchase — GLADSTONE DAVID2019-09-13: 1 purchase — DULLUM DAVID A R2020-03-02: 1 purchase — DULLUM DAVID A R2020-03-11: 1 purchase — DULLUM DAVID A R2020-03-12: 1 purchase — DULLUM DAVID A R2020-03-16: 1 purchase — LiCalsi Michael2020-03-18: 2 purchases — DULLUM DAVID A R, BRUBAKER TERRY LEE2020-03-19: 1 purchase — BRUBAKER TERRY LEE2020-03-20: 1 purchase — RYAN JULIA2020-03-23: 2 purchases — DULLUM DAVID A R, BRUBAKER TERRY LEE2021-12-03: 1 purchase — DULLUM DAVID A R2022-02-23: 1 purchase — Easton Rachael Z.2022-02-24: 2 purchases — DULLUM DAVID A R2022-05-20: 1 purchase — Easton Rachael Z.2022-06-14: 1 purchase — DULLUM DAVID A R2022-08-19: 1 purchase — Smith Jennifer A2022-12-16: 1 purchase — DULLUM DAVID A R2023-02-06: 1 purchase — WILKINSON WALTER H2023-03-14: 1 purchase — DULLUM DAVID A R2023-03-16: 1 purchase — Easton Rachael Z.2023-08-07: 1 purchase — DULLUM DAVID A R2023-11-06: 1 purchase — Easton Rachael Z.2026-05-15: 1 purchase — Ritchie Taylor2026-05-18: 1 purchase — Ritchie Taylor2026-05-19: 2 purchases — Ritchie Taylor2026-08-18: 1 purchase — Ritchie Taylor2006-11-272026-08-18
Insider profileRoleDateTransactionSharesPrice
Ritchie TaylorChief Financial Officer2026-08-18Purchase1,500$16.20
Ritchie TaylorChief Financial Officer2026-05-19Purchase155.0$16.1
Ritchie TaylorChief Financial Officer2026-05-19Purchase160.0$16.15
Ritchie TaylorChief Financial Officer2026-05-18Purchase150.0$16.29
Ritchie TaylorChief Financial Officer2026-05-15Purchase450.0$16.5
Easton Rachael Z.CFO and Treasurer2023-11-06Purchase650.0$14.67
DULLUM DAVID A RPresident2023-08-07Purchase5,000.0$13.39
Easton Rachael Z.CFO and Treasurer2023-03-16Purchase375.0$13.12
DULLUM DAVID A RPresident2023-03-14Purchase3,000.0$12.84
WILKINSON WALTER HDirector2023-02-06Purchase3,661.0$13.96
DULLUM DAVID A RPresident2022-12-16Purchase3,000.0$13.06
Smith Jennifer AChief Valuation Officer2022-08-19Purchase100.0$15.61
DULLUM DAVID A RPresident2022-06-14Purchase4,000.0$12.75
Easton Rachael Z.CFO and Treasurer2022-05-20Purchase175.0$14.52
DULLUM DAVID A RPresident2022-02-24Purchase2,500.0$14.69
DULLUM DAVID A RPresident2022-02-24Purchase3,000.0$14.46
Easton Rachael Z.CFO and Treasurer2022-02-23Purchase200.0$14.93
DULLUM DAVID A RPresident2021-12-03Purchase3,000.0$16.54
DULLUM DAVID A RPresident2020-03-23Purchase2,500.0$6.8
BRUBAKER TERRY LEEChief Operating Officer2020-03-23Purchase2,500.0$6.83
RYAN JULIAChief Financial Officer2020-03-20Purchase2,500.0$8.18
BRUBAKER TERRY LEEChief Operating Officer2020-03-19Purchase2,500.0$6.73
DULLUM DAVID A RPresident2020-03-18Purchase8,000.0$7.2
BRUBAKER TERRY LEEChief Operating Officer2020-03-18Purchase2,500.0$7.35
LiCalsi MichaelGeneral Counsel and Secretary2020-03-16Purchase1,000.0$8.73
DULLUM DAVID A RPresident2020-03-12Purchase5,000.0$8.99
DULLUM DAVID A RPresident2020-03-11Purchase10,000.0$10.49
DULLUM DAVID A RPresident2020-03-02Purchase3,300.0$11.86
DULLUM DAVID A RPresident2019-09-13Purchase2,400.0$12.44
GLADSTONE DAVIDCEO2019-09-09Purchase20,581.0$11.99
BRUBAKER TERRY LEEChief Operating Officer2019-08-16Sale21,501.73$11.52
BRUBAKER TERRY LEEChief Operating Officer2019-08-14Sale21,501.73$11.38
DULLUM DAVID A RPresident2019-06-04Purchase2,000.0$11.1
DULLUM DAVID A RPresident2018-12-12Purchase1,400.0$9.9
DULLUM DAVID A RPresident2018-11-08Purchase5,600.0$9.94
RYAN JULIAChief Financial Officer2018-11-08Purchase1,500.0$9.98
DULLUM DAVID A RPresident2018-03-05Purchase5,000.0$9.56
WILKINSON WALTER HDirector2017-11-28Purchase5,730.0$10.84
GLADSTONE DAVIDCEO2017-06-14Purchase20,000.0$9.25
GLADSTONE DAVIDCEO2017-06-14Purchase4,000.0$9.26
GLADSTONE DAVIDCEO2017-03-13Purchase5,000.0$8.7
DULLUM DAVID A RPresident2017-03-13Purchase5,000.0$8.77
DULLUM DAVID A RPresident2017-03-09Purchase900.0$8.5
DULLUM DAVID A RPresident2017-03-09Purchase3,100.0$8.49
BRUBAKER TERRY LEEChief Operating Officer2017-03-06Sale104,936.09$9.18
BRUBAKER TERRY LEEChief Operating Officer2017-03-06Sale104,936.09$9.18
BRUBAKER TERRY LEEChief Operating Officer2017-03-03Sale59,963.48$9.2
DULLUM DAVID A RPresident2016-11-07Purchase4,000.0$7.65
BRUBAKER TERRY LEEChief Operating Officer2016-08-16Sale15,317.0$8.78
BRUBAKER TERRY LEEChief Operating Officer2016-08-15Sale18,417.0$8.73
BRUBAKER TERRY LEEChief Operating Officer2016-08-15Sale4,380.0$8.74
BRUBAKER TERRY LEEChief Operating Officer2016-08-12Sale5,400.0$8.67
BRUBAKER TERRY LEEChief Operating Officer2016-08-12Sale500.0$8.66
BRUBAKER TERRY LEEChief Operating Officer2016-08-12Sale5,400.0$8.67
DULLUM DAVID A RPresident2016-02-08Purchase5,000.0$6.69
GLADSTONE DAVIDCEO2015-12-14Purchase90,000.0$7.53
GLADSTONE DAVIDChief Executive Officer2015-06-15Purchase2,379.0$7.92
GLADSTONE DAVIDChief Executive Officer2015-06-15Purchase117,858.0$7.9
GLADSTONE DAVIDChief Executive Officer2015-06-15Purchase32,142.0$7.86
GLADSTONE DAVIDChief Executive Officer2015-06-15Purchase5,026.0$7.87
GLADSTONE DAVIDChief Executive Officer2015-06-15Purchase1,095.0$7.9
Merrick Caren DDirector2015-06-01Purchase1,965.0$7.63
WILKINSON WALTER HDirector2015-03-13Purchase6,750.0$7.39
Watson David HibbertCFO and Treasurer2014-12-09Purchase500.0$6.98
DULLUM DAVID A RPresident2014-12-09Purchase5,000.0$7.0
DULLUM DAVID A RPresident2014-12-08Purchase700.0$7.09
GLADSTONE DAVIDChief Executive Officer2014-11-13Purchase50,000.0$7.35
BRUBAKER TERRY LEEChief Operating Officer2014-08-08Purchase40,000.0$7.33
LiCalsi MichaelInternal Counsel and Secretary2014-03-14Purchase100.0$8.2
DULLUM DAVID A RPresident2014-03-14Purchase15,000.0$8.3
Watson David HibbertCFO and Treasurer2014-02-10Purchase1,000.0$7.43
GLADSTONE DAVIDChief Executive Officer2014-02-10Purchase2,000.0$7.43
BRUBAKER TERRY LEEChief Operating Officer2014-02-07Purchase80,000.0$7.41
BRUBAKER TERRY LEEChief Operating Officer2013-12-12Purchase29,100.0$7.59
BRUBAKER TERRY LEEChief Operating Officer2013-12-11Purchase200.0$7.55
BRUBAKER TERRY LEEChief Operating Officer2013-12-11Purchase2,800.0$7.55
GLADSTONE DAVIDChief Executive Officer2013-12-10Purchase24,000.0$7.55
BRUBAKER TERRY LEEChief Operating Officer2013-12-09Purchase1,000.0$7.51
BRUBAKER TERRY LEEChief Operating Officer2013-11-27Purchase3,000.0$7.56
BRUBAKER TERRY LEEChief Operating Officer2013-11-26Purchase7,900.0$7.54
BRUBAKER TERRY LEEChief Operating Officer2013-11-26Purchase6,000.0$7.54
GLADSTONE DAVIDChief Executive Officer2013-11-18Purchase20,000.0$7.38
DULLUM DAVID A RPresident2013-11-14Purchase1,000.0$7.31
DULLUM DAVID A RPresident2013-11-13Purchase6,700.0$7.33
DULLUM DAVID A RPresident2013-11-13Purchase100.0$7.3
Watson David HibbertCFO and Treasurer2013-11-11Purchase3,600.0$7.35
ADELGREN PAUL WDirector2012-03-14Purchase875.0$7.96
Mead GerardDirector2011-09-12Purchase100.0$6.33
GLADSTONE DAVIDCEO2011-09-09Purchase6,000.0$6.33
BRUBAKER TERRY LEECOO2011-09-06Purchase10,000.0$6.58
Watson David HibbertCFO2011-09-06Purchase1,000.0$6.44
DULLUM DAVID A RPresident2011-09-06Purchase4,000.0$6.4
BRUBAKER TERRY LEECOO2011-08-11Sale9,500.0$6.8
Mead GerardDirector2011-08-10Purchase100.0$6.88
BRUBAKER TERRY LEECOO2011-08-09Sale500.0$6.98
BRUBAKER TERRY LEECOO2011-08-05Purchase10,000.0$7.3
Watson David HibbertCFO2011-06-06Purchase500.0$7.0
DULLUM DAVID A RPresident2011-06-01Purchase3,398.0$7.37
Watson David HibbertCFO2011-05-26Purchase1,000.0$7.22
ADELGREN PAUL WDirector2011-02-24Purchase650.0$7.76