Front Yard Residential Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows, 31 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-01-11: Reporting owner Gray Stephen H; Form 4; Security Stock Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-01-11: Reporting owner Lubin Michael Graham; Form 4; Security Stock Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-01-11: Reporting owner Lowe Robin N; Form 4; Security Stock Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-01-11: Reporting owner Ellison George G; Form 4; Security Stock Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-01-11 | Gray Stephen H Officer (Chief Administrative Officer) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −65,583 0 owned after | $10.04 exercise price | 2021-01-12 | |
| 2021-01-11 | Lubin Michael Graham Officer (General Counsel and Secretary) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −65,583 0 owned after | $10.04 exercise price | 2021-01-12 | |
| 2021-01-11 | Lowe Robin N Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −65,583 0 owned after | $10.04 exercise price | 2021-01-12 | |
| 2021-01-11 | Ellison George G Director, Officer (Chief Executive Officer) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | $10.04 exercise price | 2021-01-12 | |
| 2020-12-18 | Deer Park Road Corp | AgateCreek LLC | Deer Park Road Management Company, LP | Burg Scott Edward | Craig-Scheckman Michael | Deer Park Road Management GP, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option (Right to Buy) Derivative · Indirect · See Footnotes | X Exercise of in-the-money or at-the-money derivative security | −10,000 0 owned after | $10.00 exercise price | 2020-12-21 | |
| 2020-08-07 | AgateCreek LLC | Craig-Scheckman Michael | Deer Park Road Management GP, LLC | Deer Park Road Corp | Deer Park Road Management Company, LP | Burg Scott Edward 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option (Right to Buy) Derivative · Indirect · See Footnotes | P Open market or private purchase of non-derivative or derivative security | +10,000 10,000 owned after | $75.00 | 2020-08-11 | |
| 2019-03-15 | Deer Park Road Corp | AgateCreek LLC | Deer Park Road Management GP, LLC | Burg Scott Edward | Craig-Scheckman Michael | Deer Park Road Management Company, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option (right to buy) Derivative · Indirect · See footnotes | X Exercise of in-the-money or at-the-money derivative security | −3,000 0 owned after | $10.00 exercise price | 2019-03-19 | |
| 2019-03-15 | Deer Park Road Corp | AgateCreek LLC | Deer Park Road Management GP, LLC | Burg Scott Edward | Craig-Scheckman Michael | Deer Park Road Management Company, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option (right to buy) Derivative · Indirect · See footnotes | X Exercise of in-the-money or at-the-money derivative security | −2,000 0 owned after | $10.00 exercise price | 2019-03-19 | |
| 2018-11-13 holding as of filing | Deer Park Road Management GP, LLC | AgateCreek LLC | Craig-Scheckman Michael David | Burg Scott Edward | Deer Park Road Management Company, LP | Deer Park Road Corp 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Call Options (Right to Buy) Derivative · Indirect · See footnotes | Holding | $10.00 exercise price | 2018-11-13 | ||
| 2018-11-13 holding as of filing | Deer Park Road Management GP, LLC | AgateCreek LLC | Craig-Scheckman Michael David | Burg Scott Edward | Deer Park Road Management Company, LP | Deer Park Road Corp 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Call Options (Right to Buy) Derivative · Indirect · See footnotes | Holding | $10.00 exercise price | 2018-11-13 | ||
| 2018-11-09 | Deer Park Road Corp | Deer Park Road Management Company, LP | Craig-Scheckman Michael David | Burg Scott Edward | AgateCreek LLC | Deer Park Road Management GP, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Options (Right to Buy) Derivative · Indirect · See footnotes | P Open market or private purchase of non-derivative or derivative security | +2,802 2,802 owned after | $0.23 | 2018-11-13 | |
| 2017-05-26 | Ellison George G Director, Officer (Chief Executive Officer) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,921 300,000 owned after | $10.04 exercise price | 2017-05-31 | |
| 2016-08-09 | Ellison George G Director, Officer (Chief Executive Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +327,921 327,921 owned after | $10.04 exercise price | 2016-08-11 | |
| 2016-08-09 | Lowe Robin N Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,583 65,583 owned after | $10.04 exercise price | 2016-08-11 | |
| 2016-08-09 | Gray Stephen H Officer (Chief Administrative Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,583 65,583 owned after | $10.04 exercise price | 2016-08-11 | |
| 2016-08-09 | Lubin Michael Graham Officer (General Counsel and Secretary) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,583 65,583 owned after | $10.04 exercise price | 2016-08-11 | |
| 2014-02-24 | PANDEY ASHISH Officer (Chief Executive Officer) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,011 0 owned after | $1.01 exercise price | 2014-02-24 | |
| 2014-02-10 | ERBEY WILLIAM C Director, 10% Owner | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,319 0 owned after | $1.01 exercise price | 2014-02-12 | |
| 2014-02-10 | ERBEY WILLIAM C Director, 10% Owner | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,756 0 owned after | $1.21 exercise price | 2014-02-12 | |
| 2014-02-10 | ERBEY WILLIAM C Director, 10% Owner | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,424 0 owned after | $1.50 exercise price | 2014-02-12 | |
| 2014-02-10 | ERBEY WILLIAM C Director, 10% Owner | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −266,665 0 owned after | $1.01 exercise price | 2014-02-12 | |
| 2013-11-01 holding as of filing | ERBEY WILLIAM C Director, 10% Owner | 3/A | Stock Options Derivative · Direct | Holding | $1.35 exercise price | 2013-11-01 | ||
| 2013-11-01 holding as of filing | ERBEY WILLIAM C Director, 10% Owner | 3/A | Stock Options Derivative · Direct | Holding | $0.78 exercise price | 2013-11-01 | ||
| 2013-11-01 holding as of filing | ERBEY WILLIAM C Director, 10% Owner | 3/A | Stock Options Derivative · Direct | Holding | $1.01 exercise price | 2013-11-01 | ||
| 2013-11-01 holding as of filing | ERBEY WILLIAM C Director, 10% Owner | 3/A | Stock Options Derivative · Direct | Holding | $1.21 exercise price | 2013-11-01 | ||
| 2013-11-01 holding as of filing | ERBEY WILLIAM C Director, 10% Owner | 3/A | Stock Options Derivative · Direct | Holding | $1.50 exercise price | 2013-11-01 | ||
| 2013-11-01 holding as of filing | ERBEY WILLIAM C Director, 10% Owner | 3/A | Stock Options Derivative · Direct | Holding | $1.01 exercise price | 2013-11-01 | ||
| 2013-10-29 | ERBEY WILLIAM C Director, 10% Owner | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,415 0 owned after | $0.78 exercise price | 2013-10-31 | |
| 2013-10-29 | ERBEY WILLIAM C Director, 10% Owner | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,660 0 owned after | $1.35 exercise price | 2013-10-31 | |
| 2013-01-08 holding as of filing | ERBEY WILLIAM C Director, 10% Owner | 3 | Stock Options Derivative · Direct | Holding | no price filed | 2013-01-08 | ||
| 2013-01-08 holding as of filing | PANDEY ASHISH Officer (Chief Executive Officer) | 3 | Stock Options Derivative · Direct | Holding | no price filed | 2013-01-08 |