FINISAR CORP Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2009-12-03: Form 8-K; Period of report 2009-12-03; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2009-11-23: Form 8-K; Period of report 2009-11-18; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events; Details 5.02.
- 2009-10-15: Form 8-K; Period of report 2009-10-15; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; Details 1.01.
- 2009-10-09: Form 8-K; Period of report 2009-10-08; Description 1.01 Entry into a Material Definitive Agreement; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2009-12-03 | 8-K | 2009-12-03 | 2.02 Results of Operations and Financial Condition | 2.02 Results of Operations and Financial Condition On December 3, 2009, Finisar Corporation issued a press release announcing its financial results for the first quarter ended November 1, 2009. | finisar8k.htm |
| 2009-11-23 | 8-K | 2009-11-18 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 (e) At the 2009 Annual Meeting of Stockholders of Finisar Corporation (the “Company”) held on November 18, 2009 (the “Annual Meeting”), the Company’s stockholders approved an amendment to the Company’s 1999 Employee Stock Purchase Plan and the parallel 1999 International Employee Stock Purchase Plan (collectively, the “1999 Plan”) to increase the number of shares of the Company’s common stock reserved for issuance thereunder by 250,000 shares (which reflects the one-for-eight reverse stock split that became effective on September 25, 2009), such additional shares to be used solely for issuance to participating employees on December 15, 2009, the next scheduled purchase date under the 1999 Plan. 8.01 At the Annual Meeting, the Company’s stockholders also approved the election of Roger C. Ferguson and Larry D. Mitchell as Class I directors to serve a three year term expiring at the annual meeting of stockholders in 2012 and ratified the appointment of Ernst & Young LLP as the Company’s independent auditors for the fiscal year ending April 30, 2010. | f54135e8vk.htm |
| 2009-10-15 | 8-K | 2009-10-15 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 As previously reported, on October 8, 2009, Finisar Corporation, a Delaware corporation (the “Company”), agreed to issue and sell to Piper Jaffray & Co. (the “Initial Purchaser”) $90 million aggregate principal amount of the Company’s 5.0% Convertible Senior Notes due 2029 (the “Notes”) for resale to qualified institutional buyers in the United States pursuant to exemptions from the registration requirements of the Securities Act of 1933, as amended (the “Act”), afforded by Section 4(2) of the Act and Rule 144A under the Act. 2.03 The information set forth under Item 1.01 of this Form 8-K is incorporated herein by reference. 3.02 The information set forth under Item 1.01 of this Form 8-K is incorporated herein by reference. | f53784e8vk.htm |
| 2009-10-09 | 8-K | 2009-10-08 | 1.01 Entry into a Material Definitive Agreement | 1.01 On October 8, 2009, Finisar Corporation, a Delaware corporation (the “Company”), entered into a purchase agreement (the “Purchase Agreement”) with Piper Jaffray & Co., as the initial purchaser (the “Initial Purchaser”), pursuant to which the Company has agreed to issue and sell, and the Initial Purchaser has agreed to purchase, $90 million aggregate principal amount of 5.0% Convertible Senior Notes due 2029 (the “Notes”) for resale to qualified institutional buyers pursuant to exemptions from the registration requirements of the Securities Act of 1933, as amended (the “Act”), afforded by Section 4(2) of the Act and Rule 144A under the Act. | f53746e8vk.htm |
| 2009-10-07 | 8-K | 2009-10-07 | 8.01 Other Events | 8.01 On October 7, 2009, Finisar Corporation issued a press release announcing the proposed offering of $75 million aggregate principal amount of convertible senior notes due 2029, subject to market conditions and other factors. | f53712e8vk.htm |
| 2009-10-07 | 8-K | 2009-10-07 | 8.01 Other Events | 8.01 Finisar Corporation (the “Company”) is filing this Current Report on Form 8-K to update the consolidated financial statements included within Item 8 of Part II of the Company’s Annual Report on Form 10-K for the fiscal year ended April 30, 2009, filed with the Securities and Exchange Commission on July 9, 2009 (the “2009 10-K”), and “Item 7. | f53691e8vk.htm |
| 2009-10-06 | 8-K | 2009-10-02 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 On October 2, 2009, Finisar Corporation, a Delaware corporation, and its subsidiaries (collectively, “Finisar”), entered into a series of agreements with Wells Fargo Foothill LLC, a subsidiary of Wells Fargo & Company, to establish a new senior secured revolving credit facility (the “Credit Facility”) to finance working capital and to refinance existing indebtedness, including the repurchase of a portion of the Company’s outstanding convertible notes due October 2010. 2.03 Reference is made to Item 1.01 of this report regarding the Credit Facility. | f53690e8vk.htm |
| 2009-09-28 | 8-K | 2009-09-25 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 On September 25, 2009, Finisar Corporation (the “Company”) filed a Certificate of Amendment of the Restated Certificate of Incorporation of the Company with the Secretary of State of the State of Delaware to effect the previously announced 1-for-8 reverse stock split of its common stock. | f53633e8vk.htm |
| 2009-09-15 | 8-K | 2009-09-09 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) Departure of Director. | f53576e8vk.htm |
| 2009-09-10 | 8-K | 2009-09-10 | 2.02 Results of Operations and Financial Condition | 2.02 Results of Operations and Financial Condition On September 10, 2009, Finisar Corporation issued a press release announcing its financial results for the first quarter ended August 2, 2009. | finisar8k.htm |
| 2009-09-10 | 8-K | 2009-09-10 | 8.01 Other Events | 8.01 On September 10, 2009, Finisar Corporation issued a press release announcing a 1-for-8 reverse stock split of its common stock, to be effective on September 25, 2009. | f53532e8vk.htm |
| 2009-08-12 | 8-K | 2009-08-11 | 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events | 3.02 On August 11, 2009, Finisar Corporation (the “Company”) announced final results of its offer to exchange, in separate concurrent exchange offers (each, an “Exchange Offer” and together, the “Exchange Offers”), shares of the Company’s common stock and cash for an aggregate of up to $37,500,000 principal amount of the Company’s outstanding 21/2% Convertible Subordinated Notes due 2010 (the “Sub Notes”) and an aggregate of up to $57,500,000 principal amount of the Company’s outstanding 21/2% Convertible Senior Subordinated Notes due 2010 (the “Senior Sub Notes,” and together with the Sub Notes, the “Notes”), upon the terms and subject to the conditions set forth in the Company’s Amended and Restated Offer to Exchange filed with the SEC on July 16, 2009, as amended and supplemented by Amendment No. 1 to Amended and Restated Offer to Exchange, dated July 23, 2009 (as further amended or supplemented from time to time, the “Offer to Exchange”), and in the accompanying Amended and Restated Letter of Transmittal and other related Exchange Offer materials. 8.01 Reference is made to Item 3.02 of this report regarding the final results of the Exchange Offers. | f53330e8vk.htm |
| 2009-08-07 | 8-K | 2009-08-06 | 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events | 3.02 On August 7, 2009, Finisar Corporation (the “Company”) announced preliminary results of its offer to exchange, in separate concurrent exchange offers (each, an “Exchange Offer” and together, the “Exchange Offers”), shares of the Company’s common stock and cash for an aggregate of up to $37,500,000 principal amount of the Company’s outstanding 21/2% Convertible Subordinated Notes due 2010 (the “Sub Notes”) and an aggregate of up to $57,500,000 principal amount of the Company’s outstanding 21/2% Convertible Senior Subordinated Notes due 2010 (the “Senior Sub Notes,” and together with the Sub Notes, the “Notes”), upon the terms and subject to the conditions set forth in the Company’s Amended and Restated Offer to Exchange filed with the SEC on July 16, 2009, as amended and supplemented by Amendment No. 1 to Amended and Restated Offer to Exchange, dated July 23, 2009 (as further amended or supplemented from time to time, the “Offer to Exchange”), and in the accompanying Amended and Restated Letter of Transmittal and other related Exchange Offer materials. 8.01 Reference is made to Item 3.02 of this report regarding the preliminary results of the Exchange Offers. | f53273e8vk.htm |
| 2009-08-06 | 8-K | 2009-08-04 | 2.02 Results of Operations and Financial Condition | 2.02 On August 4, 2009, Finisar Corporation issued a press release announcing its preliminary financial results for the first quarter ended August 2, 2009. | f53254e8vk.htm |
| 2009-07-20 | 8-K | 2009-07-15 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 As previously announced, on July 15, 2009, Finisar Corporation (the “Company”) consummated the sale to JDS Uniphase Corporation (“JDSU”) of all of the assets used exclusively in the Company’s Network Tools business (other than accounts receivable) and the assumption by JDSU of certain related liabilities of the Network Tools business. | f53040e8vk.htm |
| 2009-07-16 | 8-K | 2009-07-15 | 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 2.01 As previously reported in a Current Report on Form 8-K filed by the Company on July 9, 2009, the Company and JDS Uniphase Corporation (“JDSU”) entered into an Asset Purchase Agreement dated as of July 8, 2009 (the “Purchase Agreement”), pursuant to which the Company agreed to sell to JDSU all of the assets used exclusively in the Company’s Network Tools business (other than accounts receivable) and JDSU agreed to assume certain related liabilities of the Network Tools business for a cash purchase price of approximately $40.6 million (the “Sale Transaction”). 2.03 Reference is made to Item 1.01 of this report regarding the modification of the Company’s credit facilities. 8.01 • 2.50% Convertible Subordinated Notes due 2010 (the “Subordinated Notes”) with $50 million in aggregate principal amount outstanding; and • 2.50% Convertible Senior Subordinated Notes due 2010 (the “Senior Subordinated Notes”) with $92 million in aggregate principal amount outstanding. | f53007e8vk.htm |
| 2009-07-13 | 8-K | 2009-07-07 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On July 7, 2009, the Compensation Committee of the Board of Directors of Finisar Corporation (“Finisar”) approved a $75,000 cash bonus for David Buse, Senior Vice President and General Manager, Network Tools Division, along with other bonuses for other key management employees of the Network Tools Division. | f52974e8vk.htm |
| 2009-07-09 | 8-K | 2009-07-09 | 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 8.01 Other Events | 2.03 Reference is made to Item 8.01 of this report regarding certain modifications of the existing credit facilities of Finisar Corporation (the “Company”). 8.01 On July 9, 2009, the Company issued a press release announcing that it has commenced separate concurrent offers to exchange shares of the Company’s common stock, and cash for an aggregate of up to $37,500,000 principal amount of the Company’s outstanding 21/2% Convertible Subordinated Notes due 2010 and an aggregate of up to $57,500,000 principal amount of the Company’s outstanding 21/2% Convertible Senior Subordinated Notes due 2010. | f52947e8vk.htm |
| 2009-07-09 | 8-K | 2009-07-08 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | f52946e8vk.htm |
| 2009-07-09 | 8-K | 2009-07-09 | 8.01 Other Events | 8.01 Finisar Corporation (the “Company”) is filing this Current Report on Form 8-K to update the consolidated financial statements included within Item 8 of Part II of the Company’s Annual Report on Form 10-K for the year ended April 30, 2008, filed with the Securities and Exchange Commission on June 30, 2008 (the “2008 Form 10-K”). | f52933e8vk.htm |
| 2009-06-11 | 8-K | 2009-06-11 | 2.02 Results of Operations and Financial Condition | 2.02 Results of Operations and Financial Condition On June 11, 2009, Finisar Corporation issued a press release announcing its preliminary financial results for the fourth quarter and fiscal year ended April 30, 2009. | finisar8k.htm |
| 2009-03-12 | 8-K | 2009-03-06 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 In a previous report on Form 8-K dated February 2, 2009 and filed February 6, 2009 (the “Report”), Finisar Corporation (the “Company”) reported the authorization of certain restricted stock unit awards to the Company’s named executive officers to be made March 10, 2009. | f51833e8vk.htm |
| 2009-03-05 | 8-K | 2009-03-05 | 2.02 Results of Operations and Financial Condition | 2.02 Results of Operations and Financial Condition On March 5, 2009, Finisar Corporation ("Finisar") issued a press release (the "Press Release") in which Finisar announced the financial results for its third fiscal quarter ended February 1, 2009. | finisar8k.htm |
| 2009-02-06 | 8-K | 2009-02-02 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Effective February 2, 2009, Finisar Corporation (“Finisar”) executive officer salaries and director cash compensation each have been reduced by 10%. | f51410e8vk.htm |
| 2009-02-04 | 8-K | 2009-02-04 | 2.02 Results of Operations and Financial Condition | 2.02 On February 4, 2009, Finisar Corporation issued a press release announcing certain preliminary financial results for the third fiscal quarter ended February 1, 2007. | f51376e8vk.htm |
| 2009-01-07 | 8-K | 2008-12-31 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Effective December 31, 2008, certain compensatory arrangements with executive officers of Finisar Corporation (the “Company”) were amended to bring such arrangements into documentary compliance with Section 409A of the Internal Revenue Code and the Treasury Regulations thereunder. | a08-31205_18k.htm |