FDUS Insider Transactions
91 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 1–91; provenance stays internal.
FDUS insiders transaction timeline
PurchaseSale
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| HYMAN CHARLES D | Director | 2020-03-13 | Purchase | 2,000.0 | $9.84 |
| Tune Edward X. | Director | 2020-03-12 | Purchase | 3,000.0 | $9.43 |
| Anstiss Raymond L. Jr. | Director | 2020-03-12 | Purchase | 1,500.0 | $9.0 |
| ROSS EDWARD H | See Remarks | 2020-03-12 | Purchase | 4,000.0 | $9.31 |
| Sherard Shelby E | See Remarks | 2020-03-12 | Purchase | 5,000.0 | $9.36 |
| Lauer Thomas Charles | President | 2020-03-11 | Purchase | 2,000.0 | $11.45 |
| Anstiss Raymond L. Jr. | Director | 2020-03-11 | Purchase | 6,150.0 | $11.66 |
| ROSS EDWARD H | See Remarks | 2020-03-10 | Purchase | 2,000.0 | $11.81 |
| Sherard Shelby E | See Remarks | 2020-03-09 | Purchase | 2,100.0 | $11.99 |
| Sherard Shelby E | See Remarks | 2020-03-09 | Purchase | 3,850.0 | $12.99 |
| Lauer Thomas Charles | President | 2020-03-09 | Purchase | 5,000.0 | $12.4 |
| Sherard Shelby E | See Remarks | 2019-08-08 | Purchase | 1,750.0 | $14.25 |
| Sherard Shelby E | See Remarks | 2019-08-07 | Purchase | 1,350.0 | $14.4 |
| Anstiss Raymond L. Jr. | Director | 2019-08-06 | Purchase | 1,000.0 | $14.65 |
| Anstiss Raymond L. Jr. | Director | 2019-06-03 | Purchase | 1,740.0 | $15.93 |
| Anstiss Raymond L. Jr. | Director | 2019-06-03 | Purchase | 1,000.0 | $15.97 |
| Anstiss Raymond L. Jr. | Director | 2019-05-13 | Purchase | 500.0 | $15.99 |
| Anstiss Raymond L. Jr. | Director | 2019-05-13 | Purchase | 1,750.0 | $16.0 |
| Sherard Shelby E | See Remarks | 2018-12-06 | Purchase | 3,675.0 | $13.6 |
| Sherard Shelby E | See Remarks | 2018-03-09 | Purchase | 2,186.0 | $12.75 |
| HYMAN CHARLES D | Director | 2018-03-08 | Purchase | 1,500.0 | $12.79 |
| Lauer Thomas Charles | President | 2018-03-08 | Purchase | 4,000.0 | $12.8 |
| Sherard Shelby E | See Remarks | 2018-03-08 | Purchase | 1,314.0 | $12.75 |
| ROSS EDWARD H | See Remarks | 2018-03-07 | Purchase | 3,500.0 | $13.18 |
| Sherard Shelby E | See Remarks | 2018-03-07 | Purchase | 7,000.0 | $13.1 |
| Lauer Thomas Charles | Director | 2015-08-24 | Purchase | 100.0 | $7.49 |
| Sherard Shelby E | Chief Financial Officer | 2015-08-21 | Purchase | 3,435.0 | $14.5 |
| HYMAN CHARLES D | Director | 2014-12-04 | Purchase | 1,700.0 | $15.11 |
| Lauer Thomas Charles | Director | 2014-12-01 | Purchase | 1,500.0 | $16.11 |
| Mazzarino John A. | Director | 2014-11-24 | Purchase | 3,658.0 | $16.58 |
| Mazzarino John A. | Director | 2014-11-24 | Purchase | 5,600.0 | $16.58 |
| Mazzarino John A. | Director | 2014-11-24 | Purchase | 742.0 | $16.5 |
| HYMAN CHARLES D | Director | 2014-05-14 | Purchase | 2,000.0 | $16.99 |
| Schaefer Cary L | CFO, CCO & Secretary | 2013-08-16 | Purchase | 2,110.0 | $18.95 |
| Lauer Thomas Charles | Director | 2012-11-09 | Purchase | 1,202.0 | $15.3 |
| Schaefer Cary L | CFO, CCO & Secretary | 2012-11-08 | Purchase | 2,000.0 | $15.43 |
| ROSS EDWARD H | Chairman of the Board and CEO | 2012-11-08 | Purchase | 2,000.0 | $15.39 |
| HYMAN CHARLES D | Director | 2012-08-08 | Purchase | 1,495.0 | $15.36 |
| Anstiss Raymond L. Jr. | Director | 2012-05-10 | Purchase | 1,250.0 | $13.67 |
| Anstiss Raymond L. Jr. | Director | 2012-05-10 | Purchase | 1,250.0 | $13.79 |
| Anstiss Raymond L. Jr. | Director | 2012-05-10 | Purchase | 1,800.0 | $13.66 |
| Anstiss Raymond L. Jr. | Director | 2012-05-10 | Purchase | 1,500.0 | $13.64 |
| Lauer Thomas Charles | Director | 2012-03-15 | Purchase | 1,500.0 | $13.5 |
| ROSS EDWARD H | Chairman of the Board and CEO | 2012-03-14 | Purchase | 2,000.0 | $13.79 |
| Schaefer Cary L | CFO, CCO & Secretary | 2012-03-14 | Purchase | 1,500.0 | $13.74 |
| HYMAN CHARLES D | Director | 2012-03-12 | Purchase | 1,500.0 | $13.8 |
| PineBridge Secondary Partners II Holdings, L.P. | TenPercentOwner | 2012-02-07 | Sale | 7,700.0 | $13.7 |
| PineBridge Secondary Partners II GP, L.P. | TenPercentOwner | 2012-02-07 | Sale | 7,700.0 | $13.7 |
| PineBridge Secondary Partners II Holdings, L.P. | TenPercentOwner | 2012-02-06 | Sale | 4,400.0 | $13.65 |
| PineBridge Secondary Partners II GP, L.P. | TenPercentOwner | 2012-02-06 | Sale | 4,400.0 | $13.65 |
| PineBridge Secondary Partners II Holdings, L.P. | TenPercentOwner | 2012-02-03 | Sale | 5,705.0 | $13.73 |
| PineBridge Secondary Partners II GP, L.P. | TenPercentOwner | 2012-02-03 | Sale | 5,705.0 | $13.73 |
| PineBridge Secondary Partners II Holdings, L.P. | TenPercentOwner | 2012-02-02 | Sale | 3,382.0 | $13.6 |
| PineBridge Secondary Partners II GP, L.P. | TenPercentOwner | 2012-02-02 | Sale | 3,382.0 | $13.6 |
| PineBridge Secondary Partners II Holdings, L.P. | TenPercentOwner | 2012-02-01 | Sale | 22,116.0 | $13.56 |
| PineBridge Secondary Partners II GP, L.P. | TenPercentOwner | 2012-02-01 | Sale | 22,116.0 | $13.56 |
| PineBridge Secondary Partners II Holdings, L.P. | TenPercentOwner | 2012-01-31 | Sale | 15,244.0 | $13.64 |
| PineBridge Secondary Partners II GP, L.P. | TenPercentOwner | 2012-01-31 | Sale | 15,244.0 | $13.64 |
| PineBridge Secondary Partners II Holdings, L.P. | TenPercentOwner | 2012-01-30 | Sale | 3,599.0 | $13.61 |
| PineBridge Secondary Partners II GP, L.P. | TenPercentOwner | 2012-01-30 | Sale | 3,599.0 | $13.61 |
| PineBridge Secondary Partners II Holdings, L.P. | TenPercentOwner | 2012-01-27 | Sale | 7,970.0 | $14.0 |
| PineBridge Secondary Partners II GP, L.P. | TenPercentOwner | 2012-01-27 | Sale | 7,970.0 | $14.0 |
| PineBridge Secondary Partners II Holdings, L.P. | TenPercentOwner | 2012-01-26 | Sale | 4,432.0 | $13.87 |
| PineBridge Secondary Partners II GP, L.P. | TenPercentOwner | 2012-01-26 | Sale | 4,432.0 | $13.87 |
| PineBridge Secondary Partners II Holdings, L.P. | TenPercentOwner | 2012-01-25 | Sale | 19,287.0 | $13.94 |
| PineBridge Secondary Partners II GP, L.P. | TenPercentOwner | 2012-01-25 | Sale | 19,287.0 | $13.94 |
| PineBridge Secondary Partners II Holdings, L.P. | TenPercentOwner | 2012-01-24 | Sale | 21,168.0 | $13.92 |
| PineBridge Secondary Partners II GP, L.P. | TenPercentOwner | 2012-01-24 | Sale | 21,168.0 | $13.92 |
| PineBridge Secondary Partners II Holdings, L.P. | TenPercentOwner | 2012-01-23 | Sale | 12,681.0 | $13.83 |
| PineBridge Secondary Partners II GP, L.P. | TenPercentOwner | 2012-01-23 | Sale | 12,681.0 | $13.83 |
| PineBridge Secondary Partners II Holdings, L.P. | TenPercentOwner | 2012-01-20 | Sale | 25,819.0 | $13.67 |
| PineBridge Secondary Partners II GP, L.P. | TenPercentOwner | 2012-01-20 | Sale | 25,819.0 | $13.67 |
| PineBridge Secondary Partners II Holdings, L.P. | TenPercentOwner | 2012-01-19 | Sale | 14,017.0 | $13.56 |
| PineBridge Secondary Partners II GP, L.P. | TenPercentOwner | 2012-01-19 | Sale | 14,017.0 | $13.56 |
| PineBridge Secondary Partners II Holdings, L.P. | TenPercentOwner | 2012-01-18 | Sale | 3,076.0 | $13.56 |
| PineBridge Secondary Partners II GP, L.P. | TenPercentOwner | 2012-01-18 | Sale | 3,076.0 | $13.56 |
| PineBridge Secondary Partners II Holdings, L.P. | TenPercentOwner | 2012-01-10 | Sale | 30,016.0 | $13.56 |
| PineBridge Secondary Partners II GP, L.P. | TenPercentOwner | 2012-01-10 | Sale | 30,016.0 | $13.56 |
| PineBridge Secondary Partners II Holdings, L.P. | TenPercentOwner | 2012-01-09 | Sale | 19,945.0 | $13.57 |
| PineBridge Secondary Partners II GP, L.P. | TenPercentOwner | 2012-01-09 | Sale | 19,945.0 | $13.57 |
| ROSS EDWARD H | Chairman of the Board and CEO | 2011-11-22 | Purchase | 1,800.0 | $12.04 |
| Lauer Thomas Charles | Director | 2011-11-22 | Purchase | 500.0 | $12.0 |
| HYMAN CHARLES D | Director | 2011-11-22 | Purchase | 2,000.0 | $12.04 |
| ROSS EDWARD H | Chairman of the Board and CEO | 2011-11-22 | Purchase | 1,800.0 | $12.04 |
| Lauer Thomas Charles | Director | 2011-11-22 | Purchase | 500.0 | $12.0 |
| HYMAN CHARLES D | Director | 2011-11-22 | Purchase | 2,000.0 | $12.04 |
| ROSS EDWARD H | Chairman of the Board and CEO | 2011-11-21 | Purchase | 200.0 | $11.95 |
| Lauer Thomas Charles | Director | 2011-11-21 | Purchase | 632.0 | $11.92 |
| ROSS EDWARD H | Chairman of the Board and CEO | 2011-11-21 | Purchase | 200.0 | $11.95 |
| Lauer Thomas Charles | Director | 2011-11-21 | Purchase | 632.0 | $11.92 |
| Anstiss Raymond L. Jr. | Director | 2011-11-10 | Purchase | 1,000.0 | $12.26 |