EINSTEIN NOAH RESTAURANT GROUP INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 64 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-05: Reporting owner STONEHOUSE S GARRETT; Form 4; Security Stock option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-11-05: Reporting owner STONEHOUSE S GARRETT; Form 4; Security Stock option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-11-05: Reporting owner STONEHOUSE S GARRETT; Form 4; Security Stock option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-11-05: Reporting owner STONEHOUSE S GARRETT; Form 4; Security Stock option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-05 | STONEHOUSE S GARRETT Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,000 0 owned after | $7.56 exercise price | 2014-11-06 | |
| 2014-11-05 | STONEHOUSE S GARRETT Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,000 0 owned after | $10.81 exercise price | 2014-11-06 | |
| 2014-11-05 | STONEHOUSE S GARRETT Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,465 0 owned after | $12.17 exercise price | 2014-11-06 | |
| 2014-11-05 | STONEHOUSE S GARRETT Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,457 0 owned after | $12.21 exercise price | 2014-11-06 | |
| 2014-11-05 | STONEHOUSE S GARRETT Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,069 0 owned after | $14.50 exercise price | 2014-11-06 | |
| 2014-11-05 | MUELLER THOMAS J Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,000 0 owned after | $7.56 exercise price | 2014-11-06 | |
| 2014-11-05 | MUELLER THOMAS J Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,000 0 owned after | $10.81 exercise price | 2014-11-06 | |
| 2014-11-05 | MUELLER THOMAS J Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,465 0 owned after | $12.17 exercise price | 2014-11-06 | |
| 2014-11-05 | MUELLER THOMAS J Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,457 0 owned after | $12.21 exercise price | 2014-11-06 | |
| 2014-11-05 | MUELLER THOMAS J Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,069 0 owned after | $14.50 exercise price | 2014-11-06 | |
| 2014-11-05 | MEYER FRANK C Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,000 0 owned after | $7.56 exercise price | 2014-11-06 | |
| 2014-11-05 | MEYER FRANK C Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,000 0 owned after | $10.81 exercise price | 2014-11-06 | |
| 2014-11-05 | MEYER FRANK C Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,465 0 owned after | $12.17 exercise price | 2014-11-06 | |
| 2014-11-05 | MEYER FRANK C Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,457 0 owned after | $12.21 exercise price | 2014-11-06 | |
| 2014-11-05 | MEYER FRANK C Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,069 0 owned after | $14.50 exercise price | 2014-11-06 | |
| 2014-11-05 | MORRIS EDNA Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,457 0 owned after | $12.21 exercise price | 2014-11-06 | |
| 2014-11-05 | MORRIS EDNA Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,069 0 owned after | $14.50 exercise price | 2014-11-06 | |
| 2014-11-05 | MORRIS EDNA Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,587 0 owned after | $11.59 exercise price | 2014-11-06 | |
| 2014-11-05 | Heumann E Nelson Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,465 0 owned after | $12.17 exercise price | 2014-11-06 | |
| 2014-11-05 | Heumann E Nelson Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,914 0 owned after | $12.21 exercise price | 2014-11-06 | |
| 2014-11-05 | Heumann E Nelson Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,138 0 owned after | $14.50 exercise price | 2014-11-06 | |
| 2014-11-05 | Heumann E Nelson Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,650 0 owned after | $11.32 exercise price | 2014-11-06 | |
| 2014-11-05 | Arthur Michael W Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,465 0 owned after | $12.17 exercise price | 2014-11-06 | |
| 2014-11-05 | Arthur Michael W Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,457 0 owned after | $12.21 exercise price | 2014-11-06 | |
| 2014-11-05 | Arthur Michael W Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,069 0 owned after | $14.50 exercise price | 2014-11-06 | |
| 2014-11-05 | Arthur Michael W Director | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,000 0 owned after | $10.81 exercise price | 2014-11-06 | |
| 2014-11-05 | Gowdy Robert Officer (Chief Accounting Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,500 0 owned after | $12.22 exercise price | 2014-11-06 | |
| 2014-11-05 | Gowdy Robert Officer (Chief Accounting Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,600 0 owned after | $8.92 exercise price | 2014-11-06 | |
| 2014-11-05 | Gowdy Robert Officer (Chief Accounting Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,900 0 owned after | $3.48 exercise price | 2014-11-06 | |
| 2014-11-05 | Gowdy Robert Officer (Chief Accounting Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,900 0 owned after | $11.32 exercise price | 2014-11-06 | |
| 2014-11-05 | Gowdy Robert Officer (Chief Accounting Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −435 0 owned after | $8.42 exercise price | 2014-11-06 | |
| 2014-11-05 | Gowdy Robert Officer (Chief Accounting Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,600 0 owned after | $8.42 exercise price | 2014-11-06 | |
| 2014-11-05 | PARISH RHONDA J Officer (Chief Legal Officer, Secretary) | 4 | Employee stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,000 0 owned after | $12.22 exercise price | 2014-11-06 | |
| 2014-11-05 | PARISH RHONDA J Officer (Chief Legal Officer, Secretary) | 4 | Employee stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,000 0 owned after | $8.92 exercise price | 2014-11-06 | |
| 2014-11-05 | PARISH RHONDA J Officer (Chief Legal Officer, Secretary) | 4 | Employee stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $13.24 exercise price | 2014-11-06 | |
| 2014-11-05 | PARISH RHONDA J Officer (Chief Legal Officer, Secretary) | 4 | Employee stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,000 0 owned after | $11.32 exercise price | 2014-11-06 | |
| 2014-11-05 | Lunde D. Glenn Officer (Chief Concept Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $14.29 exercise price | 2014-11-06 | |
| 2014-11-05 | Ellis Michael K Officer (Chief Development Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $13.24 exercise price | 2014-11-06 | |
| 2014-11-05 | Ellis Michael K Officer (Chief Development Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,100 0 owned after | $14.52 exercise price | 2014-11-06 | |
| 2014-11-05 | Ellis Michael K Officer (Chief Development Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,500 0 owned after | $11.32 exercise price | 2014-11-06 | |
| 2014-11-05 | Ellis Michael K Officer (Chief Development Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,671 0 owned after | $12.04 exercise price | 2014-11-06 | |
| 2014-11-05 | Ellis Michael K Officer (Chief Development Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,329 0 owned after | $11.94 exercise price | 2014-11-06 | |
| 2014-11-05 | Coletta John Officer (Chief Financial Officer) | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $17.88 exercise price | 2014-11-06 | |
| 2014-09-29 | Arthur Michael W Director | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 0 owned after | $7.56 exercise price | 2014-09-30 | |
| 2014-08-06 | Ellis Michael K Officer (Chief Development Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 6,500 owned after | $11.32 exercise price | 2014-08-07 | |
| 2014-06-06 | HILARIO EMANUEL N Officer (Chief Operations Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 16,000 owned after | $9.25 exercise price | 2014-06-10 | |
| 2014-05-06 holding as of filing | Gowdy Robert Officer (Chief Accounting Officer) | 3 | Stock Options Derivative · Direct | Holding | $8.42 exercise price | 2014-05-06 | ||
| 2014-05-06 holding as of filing | Gowdy Robert Officer (Chief Accounting Officer) | 3 | Stock Options Derivative · Direct | Holding | $3.48 exercise price | 2014-05-06 | ||
| 2014-05-06 holding as of filing | Gowdy Robert Officer (Chief Accounting Officer) | 3 | Stock Options Derivative · Direct | Holding | $8.92 exercise price | 2014-05-06 | ||
| 2014-05-06 holding as of filing | Gowdy Robert Officer (Chief Accounting Officer) | 3 | Stock Options Derivative · Direct | Holding | $12.22 exercise price | 2014-05-06 | ||
| 2014-05-06 holding as of filing | Gowdy Robert Officer (Chief Accounting Officer) | 3 | Stock Options Derivative · Direct | Holding | $11.32 exercise price | 2014-05-06 | ||
| 2014-05-06 holding as of filing | Ellis Michael K Officer (Chief Development Officer) | 3 | Stock Options Derivative · Direct | Holding | $12.04 exercise price | 2014-05-06 | ||
| 2014-05-06 holding as of filing | Ellis Michael K Officer (Chief Development Officer) | 3 | Stock Options Derivative · Direct | Holding | $11.94 exercise price | 2014-05-06 | ||
| 2014-05-06 holding as of filing | Ellis Michael K Officer (Chief Development Officer) | 3 | Stock Options Derivative · Direct | Holding | $11.32 exercise price | 2014-05-06 | ||
| 2014-05-06 holding as of filing | Ellis Michael K Officer (Chief Development Officer) | 3 | Stock Options Derivative · Direct | Holding | $13.24 exercise price | 2014-05-06 | ||
| 2014-05-06 holding as of filing | Ellis Michael K Officer (Chief Development Officer) | 3 | Stock Options Derivative · Direct | Holding | $14.52 exercise price | 2014-05-06 | ||
| 2014-02-25 | HILARIO EMANUEL N Officer (Chief Financial Officer) | 4 | Stock options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $14.52 exercise price | 2014-02-27 | |
| 2014-02-25 | PARISH RHONDA J Officer (Chief Legal Officer, Secretary) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,100 11,100 owned after | $14.52 exercise price | 2014-02-27 | |
| 2014-01-01 | Arthur Michael W Director | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,069 2,069 owned after | $14.50 exercise price | 2014-01-03 | |
| 2014-01-01 | MEYER FRANK C Director | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,069 2,069 owned after | $14.50 exercise price | 2014-01-03 | |
| 2014-01-01 | MORRIS EDNA Director | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,069 2,069 owned after | $14.50 exercise price | 2014-01-03 | |
| 2014-01-01 | MUELLER THOMAS J Director | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,069 2,069 owned after | $14.50 exercise price | 2014-01-03 | |
| 2014-01-01 | STONEHOUSE S GARRETT Director | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,069 2,069 owned after | $14.50 exercise price | 2014-01-03 | |
| 2014-01-01 | Heumann E Nelson Director | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,138 4,138 owned after | $14.50 exercise price | 2014-01-03 |