Duke Energy CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-08-28: Reporting owner JANSON JULIA S; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-08-28: Reporting owner JANSON JULIA S; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-08-28: Reporting owner JANSON JULIA S; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-08-28: Reporting owner JANSON JULIA S; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
DUK insiders transactions against the stock price
Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close
Logarithmic scale. Both lines share the same starting value for the selected range.
Markers: each transaction type positioned at that session's split-adjusted close. Tooltips retain the reported transaction price when available.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-08-28 | JANSON JULIA S Officer (EVP&Chf Lgl Off&CorpSecretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,244 316 owned after | $45.78 exercise price | $73.31 | 2014-09-02 |
| 2014-08-28 | JANSON JULIA S Officer (EVP&Chf Lgl Off&CorpSecretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,224 387 owned after | $46.50 exercise price | $73.31 | 2014-09-02 |
| 2014-08-28 | JANSON JULIA S Officer (EVP&Chf Lgl Off&CorpSecretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −316 0 owned after | $45.78 exercise price | $73.31 | 2014-09-02 |
| 2014-08-28 | JANSON JULIA S Officer (EVP&Chf Lgl Off&CorpSecretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −387 0 owned after | $46.50 exercise price | $73.31 | 2014-09-02 |
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