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Duke Energy CORP (DUK) Forms 3, 4 and 5: Stock Options

Duke Energy CORP Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2014-08-28: Reporting owner JANSON JULIA S; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2014-08-28: Reporting owner JANSON JULIA S; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2014-08-28: Reporting owner JANSON JULIA S; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2014-08-28: Reporting owner JANSON JULIA S; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.

DUK insiders transactions against the stock price

Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close

$107.57$113.80$120.39$127.37$134.75$142.552025-11-062026-11-06$81.17$93.77$108.32$125.13$144.55$166.982021-11-082026-11-06$60.94$77.80$99.33$126.80$161.88$206.672016-11-072026-11-06$33.66$53.30$84.41$133.67$211.67$335.212006-11-062026-11-06$6.11$17.58$50.60$145.63$419.15$1,206.361980-03-172026-11-062006-04-04: 1 award or grant at $50.80 close — ROGERS JAMES E2006-05-31: 4 option exercises at $49.20 close — FOWLER FRED J, MANLY MARC E, COX PHILLIP R and 1 more2006-08-11: 6 option exercises at $51.74 close — TURNER JAMES L2006-08-18: 1 option exercise at $52.32 close — GOOD LYNN J2006-11-30: 4 option exercises at $55.30 close — ROGERS JAMES E, OConnor Thomas C2007-01-08: 86 award or grants at $56.31 close — TURNER JAMES L, TAFT DUDLEY S, SCHAPIRO MARY L and 14 more2007-01-08: 86 disposition to the issuers at $56.31 close — TURNER JAMES L, TAFT DUDLEY S, SCHAPIRO MARY L and 14 more2007-05-10: 5 option exercises at $60.45 close — HAUSER DAVID L2007-05-16: 1 option exercise at $61.38 close — ROGERS JAMES E2007-05-17: 2 option exercises at $61.47 close — MANLY MARC E2007-05-22: 3 option exercises at $60.87 close — YOUNG STEVEN K2007-05-23: 1 option exercise at $59.82 close — Rolfe Christopher C2007-08-13: 1 option exercise at $57.00 close — Trent Keith2007-11-06: 1 option exercise at $58.29 close — TURNER JAMES L2007-11-07: 1 option exercise at $57.09 close — OConnor Thomas C2008-02-12: 1 option exercise at $56.10 close — BARRON HENRY B JR2008-02-15: 1 option exercise at $54.24 close — De May Stephen G2008-05-16: 3 option exercises at $55.62 close — YOUNG STEVEN K2008-08-22: 2 option exercises at $53.49 close — Rolfe Christopher C2008-08-27: 1 option exercise at $53.19 close — SCHAPIRO MARY L2008-09-18: 1 option exercise at $55.77 close — Jamil Dhiaa M.2009-06-11: 1 option exercise at $43.32 close — De May Stephen G2009-08-14: 1 option exercise at $46.14 close — Jamil Dhiaa M.2009-11-24: 1 option exercise at $49.68 close — GRAY ANN MAYNARD2009-11-30: 2 option exercises at $50.04 close — BERNHARDT GEORGE ALEXANDER SR, TAFT DUDLEY S2010-02-22: 1 award or grant at $16.43 filed · Value $18.13M — ROGERS JAMES E2010-05-06: 1 option exercise at $49.44 close — TURNER JAMES L2011-02-22: 1 award or grant at $17.98 filed · Value $19.31M — ROGERS JAMES E2011-05-05: 1 option exercise at $56.16 close — Trent Keith2011-11-07: 4 option exercises at $62.55 close — GOOD LYNN J2011-11-08: 3 option exercises at $62.49 close — ROGERS JAMES E2011-11-09: 1 option exercise at $61.68 close — ROGERS JAMES E2011-11-10: 1 option exercise at $62.25 close — ROGERS JAMES E2011-11-11: 2 option exercises at $63.00 close — ROGERS JAMES E2012-02-27: 2 option exercises at $63.21 close — MANLY MARC E2012-05-23: 1 option exercise at $64.80 close — Jamil Dhiaa M.2012-06-08: 2 option exercises at $69.45 close — De May Stephen G2012-11-13: 1 option exercise at $62.01 close — BERNHARDT GEORGE ALEXANDER SR2012-12-07: 2 option exercises at $64.32 close — GRAY ANN MAYNARD2012-12-13: 1 option exercise at $63.92 close — RHODES JAMES T2013-05-13: 2 option exercises at $71.77 close — GOOD LYNN J2013-05-14: 1 option exercise at $72.08 close — JANSON JULIA S2013-05-15: 2 option exercises at $72.24 close — ROGERS JAMES E2013-08-12: 2 option exercises at $70.77 close — ROGERS JAMES E2014-08-28: 4 option exercises at $73.31 close — JANSON JULIA S

Logarithmic scale. Both lines share the same starting value for the selected range.

Markers: each transaction type positioned at that session's split-adjusted close. Tooltips retain the reported transaction price when available.

Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2014-08-28JANSON JULIA S
Officer (EVP&Chf Lgl Off&CorpSecretary)
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,244
316 owned after
$45.78
exercise price
$73.312014-09-02
2014-08-28JANSON JULIA S
Officer (EVP&Chf Lgl Off&CorpSecretary)
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,224
387 owned after
$46.50
exercise price
$73.312014-09-02
2014-08-28JANSON JULIA S
Officer (EVP&Chf Lgl Off&CorpSecretary)
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−316
0 owned after
$45.78
exercise price
$73.312014-09-02
2014-08-28JANSON JULIA S
Officer (EVP&Chf Lgl Off&CorpSecretary)
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−387
0 owned after
$46.50
exercise price
$73.312014-09-02

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