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CMS ENERGY CORPORATION (CMS) Forms 3, 4 and 5: Other

CMS ENERGY CORPORATION Forms 3, 4 and 5: Other

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows, 13 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2010-08-04: Reporting owner PAQUETTE JOSEPH FARNAND JR; Form 4; Security PSU-Director Deferred Comp; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2006-04-01: Reporting owner HOLTON EARL D; Form 4; Security PSU-Director Deferred Comp; Transaction J Other acquisition or disposition (describe transaction).
  • 2006-01-01: Reporting owner HOLTON EARL D; Form 4; Security PSU-Director Deferred Comp; Transaction J Other acquisition or disposition (describe transaction).
  • 2005-12-31: Reporting owner HOLTON EARL D; Form 5; Security PSU-Director Deferred Comp; Transaction J Other acquisition or disposition (describe transaction).

CMS insiders transactions against the stock price

Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close

$59.47$63.90$68.67$73.79$79.29$85.202025-11-062026-11-06$48.04$55.15$63.32$72.69$83.45$95.802021-11-082026-11-06$37.52$46.56$57.78$71.71$88.99$110.452016-11-072026-11-06$8.37$15.00$26.90$48.22$86.44$154.952006-11-062026-11-06$3.32$7.93$18.97$45.36$108.50$259.501973-02-212026-11-062005-01-01: 2 other transactions at $13.04 filed · Value $25.43K — HOLTON EARL D, PAQUETTE JOSEPH FARNAND JR2005-04-01: 2 other transactions at $15.06 filed · Value $29.25K — HOLTON EARL D, PAQUETTE JOSEPH FARNAND JR2005-07-01: 2 other transactions at $16.45 filed · Value $23.33K — HOLTON EARL D, PAQUETTE JOSEPH FARNAND JR2005-10-01: 2 other transactions at $14.51 filed · Value $14.31K — HOLTON EARL D, PAQUETTE JOSEPH FARNAND JR2005-12-31: 2 other transactions at $13.98 filed · Value $88.02K — HOLTON EARL D, PAQUETTE JOSEPH FARNAND JR2006-01-01: 1 other transaction at $12.95 filed · Value $3.98K — HOLTON EARL D2006-04-01: 1 other transaction at $12.94 filed · Value $5.65K — HOLTON EARL D2010-08-04: 1 option exercise at $15.87 filed · Value $419.22K — PAQUETTE JOSEPH FARNAND JR

Logarithmic scale. Both lines share the same starting value for the selected range.

Markers: each transaction type positioned at that session's split-adjusted close. Tooltips retain the reported transaction price when available.

Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2010-08-04PAQUETTE JOSEPH FARNAND JR
Other (Former Director)
4PSU-Director Deferred Comp
Derivative · Indirect · Directors' Deferred Compensation Plan
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−26,416
0 owned after
$15.87$16.062010-08-05
2006-04-01HOLTON EARL D
Director
4PSU-Director Deferred Comp
Derivative · Indirect · Phantom Stock Units held in the Directors' Deferred Compensation Plan
J Other acquisition or disposition (describe transaction)+437
18,977 owned after
$12.94$12.952007-03-26
2006-01-01HOLTON EARL D
Director
4PSU-Director Deferred Comp
Derivative · Indirect · Phantom Stock Units held in the Directors' Deferred Compensation Plan
J Other acquisition or disposition (describe transaction)+307
18,540 owned after
$12.95$14.512007-03-26
2005-12-31HOLTON EARL D
Director
5PSU-Director Deferred Comp
Derivative · Indirect · Phantom Stock Units held in the Directors' Deferred Compensation Plan
J Other acquisition or disposition (describe transaction)+1,160
18,233 owned after
$13.98$14.512006-02-08
2005-12-31PAQUETTE JOSEPH FARNAND JR
Director
5PSU-Director Deferred Comp
Derivative · Indirect · Directors' Deferred Compensation Plan
J Other acquisition or disposition (describe transaction)+5,136
5,136 owned after
$13.98$14.512006-02-08
2005-10-01HOLTON EARL D
Director
4PSU-Director Deferred Comp
Derivative · Indirect · Phantom Stock Units held in the Directors' Deferred Compensation Plan
J Other acquisition or disposition (describe transaction)+174
18,233 owned after
$14.51$16.452007-03-26
2005-10-01PAQUETTE JOSEPH FARNAND JR
Director
4PSU-Director Deferred Comp
Derivative · Indirect · Directors' Deferred Compensation Plan
J Other acquisition or disposition (describe transaction)+812
25,978 owned after
$14.51$16.452007-03-26
2005-07-01HOLTON EARL D
Director
4PSU-Director Deferred Comp
Derivative · Indirect · Phantom Stock Units held in the Directors' Deferred Compensation Plan
J Other acquisition or disposition (describe transaction)+230
18,059 owned after
$16.45$15.102007-03-26
2005-07-01PAQUETTE JOSEPH FARNAND JR
Director
4PSU-Director Deferred Comp
Derivative · Indirect · Directors' Deferred Compensation Plan
J Other acquisition or disposition (describe transaction)+1,188
25,166 owned after
$16.45$15.102007-03-26
2005-04-01HOLTON EARL D
Director
4PSU-Director Deferred Comp
Derivative · Indirect · Phantom Stock Units held in the Directors' Deferred Compensation Plan
J Other acquisition or disposition (describe transaction)+341
17,829 owned after
$15.06$12.992007-03-26
2005-04-01PAQUETTE JOSEPH FARNAND JR
Director
4PSU-Director Deferred Comp
Derivative · Indirect · Directors' Deferred Compensation Plan
J Other acquisition or disposition (describe transaction)+1,601
23,978 owned after
$15.06$12.992007-03-26
2005-01-01HOLTON EARL D
Director
4PSU-Director Deferred Comp
Derivative · Indirect · Phantom Stock Units held in the Directors' Deferred Compensation Plan
J Other acquisition or disposition (describe transaction)+415
17,488 owned after
$13.04$10.452007-03-26
2005-01-01PAQUETTE JOSEPH FARNAND JR
Director
4PSU-Director Deferred Comp
Derivative · Indirect · Directors' Deferred Compensation Plan
J Other acquisition or disposition (describe transaction)+1,535
22,377 owned after
$13.04$10.452007-03-26

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