CDXS Insider Transactions — Page 3
344 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 201–300; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| SANGSTER GORDON | SVP & Chief Financial Officer | 2018-10-02 | Sale | 40,000.0 | $16.76 |
| NICOLS JOHN J | President and CEO | 2018-09-28 | Sale | 40,000.0 | $17.43 |
| NICOLS JOHN J | President and CEO | 2018-09-27 | Sale | 7,100.0 | $18.68 |
| NICOLS JOHN J | President and CEO | 2018-09-27 | Sale | 32,900.0 | $17.5 |
| BARUCH THOMAS R | Director | 2018-09-27 | Sale | 3,900.0 | $18.72 |
| BARUCH THOMAS R | Director | 2018-09-27 | Sale | 8,600.0 | $17.78 |
| WOLF DENNIS P | Director | 2018-09-26 | Sale | 9,000.0 | $19.17 |
| BARUCH THOMAS R | Director | 2018-09-26 | Sale | 12,500.0 | $19.0 |
| Glaub Kathleen Sereda | Director | 2018-09-25 | Sale | 14,492.0 | $18.83 |
| KELLEY BERNARD J | Director | 2018-09-21 | Sale | 10,207.0 | $18.12 |
| Glaub Kathleen Sereda | Director | 2018-09-19 | Sale | 20,094.0 | $17.94 |
| Yang Patrick Y | Director | 2018-09-19 | Sale | 25,000.0 | $17.94 |
| Yang Patrick Y | Director | 2018-09-18 | Sale | 25,000.0 | $18.47 |
| Lalonde James | SVP, R&D | 2018-09-05 | Sale | 12,381.0 | $17.35 |
| Lalonde James | SVP, R&D | 2018-09-04 | Sale | 17,915.0 | $17.16 |
| KELLEY BERNARD J | Director | 2018-08-30 | Sale | 16,666.0 | $17.15 |
| SANGSTER GORDON | SVP & Chief Financial Officer | 2018-08-21 | Sale | 18,736.0 | $15.31 |
| WOLF DENNIS P | Director | 2018-08-20 | Sale | 18,333.0 | $15.24 |
| WOLF DENNIS P | Director | 2018-08-17 | Sale | 18,333.0 | $14.71 |
| Yang Patrick Y | Director | 2018-08-16 | Sale | 150,340.0 | $14.45 |
| NICOLS JOHN J | President and CEO | 2018-08-15 | Sale | 2,400.0 | $14.9 |
| NICOLS JOHN J | President and CEO | 2018-08-14 | Sale | 11,859.0 | $15.19 |
| Yang Patrick Y | Director | 2018-07-19 | Sale | 25,000.0 | $15.52 |
| Glaub Kathleen Sereda | Director | 2018-07-18 | Sale | 10,000.0 | $15.34 |
| Yang Patrick Y | Director | 2018-07-18 | Sale | 25,000.0 | $15.4 |
| Lalonde James | SVP, R&D | 2018-07-17 | Sale | 7,500.0 | $15.27 |
| Lalonde James | SVP, R&D | 2018-07-16 | Sale | 7,500.0 | $15.53 |
| Dorgan Byron L | Director | 2018-07-16 | Sale | 10,000.0 | $15.49 |
| WOLF DENNIS P | Director | 2018-06-26 | Sale | 9,000.0 | $14.47 |
| BARUCH THOMAS R | Director | 2018-06-26 | Sale | 12,500.0 | $14.38 |
| BARUCH THOMAS R | Director | 2018-06-25 | Sale | 12,500.0 | $15.48 |
| KELLEY BERNARD J | Director | 2018-06-21 | Sale | 10,206.0 | $16.58 |
| WOLF DENNIS P | Director | 2018-06-12 | Sale | 8,947.0 | $14.41 |
| NICOLS JOHN J | President and CEO | 2018-06-11 | Sale | 1,800.0 | $14.48 |
| NICOLS JOHN J | President and CEO | 2018-06-08 | Sale | 7,207.0 | $15.35 |
| SANGSTER GORDON | SVP & Chief Financial Officer | 2018-05-24 | Sale | 18,736.0 | $14.11 |
| Cheng Pam P. | Director | 2018-05-22 | Sale | 19,607.0 | $14.17 |
| Cheng Pam P. | Director | 2018-05-21 | Sale | 2,030.0 | $14.31 |
| Cheng Pam P. | Director | 2018-05-21 | Sale | 17,578.0 | $13.82 |
| Aldridge Michael D. | See Remarks | 2018-05-17 | Sale | 22,000.0 | $13.54 |
| Aldridge Michael D. | See Remarks | 2018-05-15 | Sale | 22,000.0 | $12.91 |
| Lalonde James | SVP, R&D | 2018-05-15 | Sale | 10,000.0 | $12.9 |
| Lalonde James | SVP, R&D | 2018-05-14 | Sale | 10,000.0 | $13.09 |
| Smith David V | Director | 2018-04-03 | Sale | 6,000.0 | $10.37 |
| BARUCH THOMAS R | Director | 2018-03-29 | Sale | 12,500.0 | $11.06 |
| BARUCH THOMAS R | Director | 2018-03-28 | Sale | 12,500.0 | $11.05 |
| WOLF DENNIS P | Director | 2018-03-27 | Sale | 12,500.0 | $11.14 |
| WOLF DENNIS P | Director | 2018-03-26 | Sale | 29,166.0 | $11.15 |
| NICOLS JOHN J | President and CEO | 2018-03-23 | Sale | 16,154.0 | $11.43 |
| NICOLS JOHN J | President and CEO | 2018-03-22 | Sale | 6,311.0 | $11.91 |
| KELLEY BERNARD J | Director | 2018-03-21 | Sale | 10,206.0 | $12.22 |
| Vivo Ventures Fund VII, L.P. | TenPercentOwner | 2017-09-14 | Sale | 22,610.0 | $5.78 |
| Vivo Ventures VII Affiliates Fund, L.P. | TenPercentOwner | 2017-09-14 | Sale | 22,610.0 | $5.78 |
| VIVO VENTURES VII, LLC | TenPercentOwner | 2017-09-14 | Sale | 22,610.0 | $5.78 |
| Vivo Ventures Fund VII, L.P. | TenPercentOwner | 2017-09-14 | Sale | 1,037,390.0 | $5.78 |
| Vivo Ventures VII Affiliates Fund, L.P. | TenPercentOwner | 2017-09-14 | Sale | 1,037,390.0 | $5.78 |
| VIVO VENTURES VII, LLC | TenPercentOwner | 2017-09-14 | Sale | 1,037,390.0 | $5.78 |
| Yang Patrick Y | Director | 2016-11-15 | Purchase | 10,000.0 | $4.83 |
| Vivo Ventures Fund VII, L.P. | TenPercentOwner | 2016-09-08 | Sale | 2,381.0 | $4.25 |
| Vivo Ventures VII Affiliates Fund, L.P. | TenPercentOwner | 2016-09-08 | Sale | 2,381.0 | $4.25 |
| VIVO VENTURES VII, LLC | TenPercentOwner | 2016-09-08 | Sale | 2,381.0 | $4.25 |
| Vivo Ventures Fund VII, L.P. | TenPercentOwner | 2016-09-08 | Sale | 109,219.0 | $4.25 |
| Vivo Ventures VII Affiliates Fund, L.P. | TenPercentOwner | 2016-09-08 | Sale | 109,219.0 | $4.25 |
| VIVO VENTURES VII, LLC | TenPercentOwner | 2016-09-08 | Sale | 109,219.0 | $4.25 |
| WOLF DENNIS P | Director | 2016-08-29 | Sale | 9,000.0 | $4.19 |
| WOLF DENNIS P | Director | 2016-08-26 | Sale | 9,000.0 | $4.25 |
| KELLEY BERNARD J | Director | 2016-08-24 | Sale | 12,643.0 | $4.26 |
| Vivo Ventures Fund VII, L.P. | TenPercentOwner | 2016-08-16 | Sale | 787.0 | $4.21 |
| Vivo Ventures VII Affiliates Fund, L.P. | TenPercentOwner | 2016-08-16 | Sale | 787.0 | $4.21 |
| VIVO VENTURES VII, LLC | TenPercentOwner | 2016-08-16 | Sale | 787.0 | $4.21 |
| Vivo Ventures Fund VII, L.P. | TenPercentOwner | 2016-08-16 | Sale | 36,107.0 | $4.21 |
| Vivo Ventures VII Affiliates Fund, L.P. | TenPercentOwner | 2016-08-16 | Sale | 36,107.0 | $4.21 |
| VIVO VENTURES VII, LLC | TenPercentOwner | 2016-08-16 | Sale | 36,107.0 | $4.21 |
| Vivo Ventures Fund VII, L.P. | TenPercentOwner | 2016-08-15 | Sale | 1,066.0 | $4.27 |
| Vivo Ventures VII Affiliates Fund, L.P. | TenPercentOwner | 2016-08-15 | Sale | 1,066.0 | $4.27 |
| VIVO VENTURES VII, LLC | TenPercentOwner | 2016-08-15 | Sale | 1,066.0 | $4.27 |
| Vivo Ventures Fund VII, L.P. | TenPercentOwner | 2016-08-15 | Sale | 48,934.0 | $4.27 |
| Vivo Ventures VII Affiliates Fund, L.P. | TenPercentOwner | 2016-08-15 | Sale | 48,934.0 | $4.27 |
| VIVO VENTURES VII, LLC | TenPercentOwner | 2016-08-15 | Sale | 48,934.0 | $4.27 |
| Vivo Ventures Fund VII, L.P. | TenPercentOwner | 2016-08-04 | Sale | 1,066.0 | $4.17 |
| Vivo Ventures VII Affiliates Fund, L.P. | TenPercentOwner | 2016-08-04 | Sale | 1,066.0 | $4.17 |
| VIVO VENTURES VII, LLC | TenPercentOwner | 2016-08-04 | Sale | 1,066.0 | $4.17 |
| Vivo Ventures Fund VII, L.P. | TenPercentOwner | 2016-08-04 | Sale | 48,934.0 | $4.17 |
| Vivo Ventures VII Affiliates Fund, L.P. | TenPercentOwner | 2016-08-04 | Sale | 48,934.0 | $4.17 |
| VIVO VENTURES VII, LLC | TenPercentOwner | 2016-08-04 | Sale | 48,934.0 | $4.17 |
| Vivo Ventures Fund VII, L.P. | TenPercentOwner | 2016-08-03 | Sale | 640.0 | $4.3 |
| Vivo Ventures VII Affiliates Fund, L.P. | TenPercentOwner | 2016-08-03 | Sale | 640.0 | $4.3 |
| VIVO VENTURES VII, LLC | TenPercentOwner | 2016-08-03 | Sale | 640.0 | $4.3 |
| Vivo Ventures Fund VII, L.P. | TenPercentOwner | 2016-08-03 | Sale | 29,360.0 | $4.3 |
| Vivo Ventures VII Affiliates Fund, L.P. | TenPercentOwner | 2016-08-03 | Sale | 29,360.0 | $4.3 |
| VIVO VENTURES VII, LLC | TenPercentOwner | 2016-08-03 | Sale | 29,360.0 | $4.3 |
| Lalonde James | SVP, R&D | 2015-11-11 | Sale | 5,805.0 | $3.52 |
| Lalonde James | SVP, R&D | 2015-11-10 | Sale | 3,636.0 | $3.52 |
| Yang Patrick Y | Director | 2015-09-11 | Purchase | 10,000.0 | $3.47 |
| KELLEY BERNARD J | Director | 2015-09-10 | Sale | 5,200.0 | $3.45 |
| Yang Patrick Y | Director | 2015-08-24 | Purchase | 10,000.0 | $3.84 |
| Yang Patrick Y | Director | 2015-08-21 | Purchase | 10,000.0 | $3.98 |
| Yang Patrick Y | Director | 2015-08-14 | Purchase | 20,000.0 | $3.97 |
| WOLF DENNIS P | Director | 2015-06-15 | Sale | 17,708.0 | $4.07 |
| WOLF DENNIS P | Director | 2015-06-12 | Sale | 17,708.0 | $4.13 |