NYSE:CAT | Insider Transactions | CATERPILLAR INC

CAT Insider Transactions

443 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 1–100; provenance stays internal.

CAT insiders transaction timeline

PurchaseSale
2003-12-03: 2 purchases — RUST EDWARD B JR2003-12-17: 2 purchases — RUST EDWARD B JR2003-12-22: 2 purchases — RUST EDWARD B JR2003-12-23: 2 purchases — RUST EDWARD B JR2004-04-16: 2 purchases — RUST EDWARD B JR2004-05-03: 2 purchases — RUST EDWARD B JR2004-05-17: 2 purchases — RUST EDWARD B JR2004-05-27: 2 sales — RUST EDWARD B JR2004-06-02: 2 purchases — RUST EDWARD B JR2004-06-08: 2 sales — RUST EDWARD B JR2004-06-16: 2 purchases — RUST EDWARD B JR2004-06-30: 2 purchases — RUST EDWARD B JR2005-02-03: 2 purchases — RUST EDWARD B JR2005-03-03: 2 sales — RUST EDWARD B JR2005-04-11: 2 sales — RUST EDWARD B JR2005-05-16: 2 purchases — RUST EDWARD B JR2005-06-09: 2 purchases — RUST EDWARD B JR2005-07-08: 2 purchases — RUST EDWARD B JR2005-07-12: 2 purchases — RUST EDWARD B JR2005-07-13: 2 purchases — RUST EDWARD B JR2005-07-26: 1 sale — PALMER GERALD2005-08-17: 2 purchases — RUST EDWARD B JR2005-09-15: 2 purchases — RUST EDWARD B JR2005-10-21: 1 purchase — RUST EDWARD B JR2005-10-21: 1 sale — RUST EDWARD B JR2005-11-15: 1 sale — WESTERN DONALD G2006-01-06: 4 sales — BURRITT DAVID B, BAHAJ ALI M, STROUP GARY A and 1 more2006-01-12: 1 sale — PALMER GERALD2006-01-26: 2 sales — PALMER GERALD, STROUP GARY A2006-01-31: 12 sales — BELL MARY H, RAPP EDWARD J, LAVIN RICHARD P and 8 more2006-02-01: 2 sales — FELLIN PAOLO, BUSSELL RODNEY L2006-02-02: 2 sales — Mayo William D, BRAZIL JOHN R2006-02-03: 3 sales — HELLER JOHN S, Curfman Christopher C, Adams Kent M2006-07-26: 1 purchase — GALLARDO JUAN2006-07-27: 1 sale — SMITH JOSHUA T2006-08-04: 1 purchase — MAGOWAN PETER A2006-08-07: 1 sale — BRAZIL JOHN R2007-05-07: 1 sale — BURRITT DAVID B2007-07-25: 1 sale — Halverson Bradley M2007-08-07: 1 sale — DILLON JOHN T2007-10-30: 1 sale — SMITH JOSHUA T2008-04-17: 1 sale — WUNNING STEVEN H2008-04-18: 1 sale — WUNNING STEVEN H2008-04-29: 1 sale — LAVIN RICHARD P2008-05-01: 1 sale — BRAZIL JOHN R2008-05-06: 1 sale — Smith Joshua I2008-07-30: 2 sales — RAPP EDWARD J, Halverson Bradley M2008-08-07: 1 sale — DILLON JOHN T2008-09-19: 2 sales — Copeland Jananne A., BUDA JAMES B2008-11-03: 1 sale — OBERHELMAN DOUGLAS R2008-11-07: 1 sale — Copeland Jananne A.2009-01-29: 1 purchase — MAGOWAN PETER A2009-01-30: 1 purchase — MAGOWAN PETER A2009-02-02: 1 purchase — MAGOWAN PETER A2009-02-03: 1 purchase — MAGOWAN PETER A2009-02-04: 1 purchase — MAGOWAN PETER A2009-02-05: 1 sale — BLOUNT W FRANK2009-02-06: 1 purchase — DICKINSON DANIEL M2009-05-06: 1 purchase — OSBORN WILLIAM A2009-08-06: 1 sale — LAVIN RICHARD P2009-10-19: 1 sale — Halverson Bradley M2009-10-20: 2 sales — BURRITT DAVID B, RAPP EDWARD J2009-10-23: 1 sale — RAPP EDWARD J2009-10-26: 1 sale — Halverson Bradley M2009-10-28: 1 sale — LAVIN RICHARD P2010-02-03: 1 sale — BLOUNT W FRANK2010-02-05: 3 sales — Smith Joshua I, OBERHELMAN DOUGLAS R2010-04-05: 1 sale — RAPP EDWARD J2010-07-07: 1 purchase — LAVIN RICHARD P2010-07-27: 2 sales — WUNNING STEVEN H, BRAZIL JOHN R2010-08-02: 1 sale — LAVIN RICHARD P2010-08-04: 1 sale — Halverson Bradley M2011-02-01: 2 sales — WUNNING STEVEN H, BRAZIL JOHN R2011-02-03: 2 purchases — WHITE MILES D2011-02-03: 1 sale — Smith Joshua I2011-02-04: 1 purchase — GREENE JESSE J JR2011-02-07: 1 sale — LAVIN RICHARD P2011-04-29: 1 sale — Halverson Bradley M2011-05-04: 1 purchase — GREENE JESSE J JR2011-05-04: 1 sale — BRAZIL JOHN R2011-05-05: 2 sales — Halverson Bradley M, BRAZIL JOHN R2011-06-15: 1 purchase — LAVIN RICHARD P2011-07-29: 1 sale — OBERHELMAN DOUGLAS R2011-08-05: 1 purchase — GREENE JESSE J JR2012-01-31: 1 sale — WUNNING STEVEN H2012-02-07: 1 purchase — FIFE EUGENE V2012-02-21: 3 sales — BUDA JAMES B, RAPP EDWARD J, LAVIN RICHARD P2012-03-01: 1 sale — LAVIN RICHARD P2012-04-02: 1 sale — LAVIN RICHARD P2012-05-01: 1 sale — LAVIN RICHARD P2012-05-03: 1 purchase — FIFE EUGENE V2012-06-01: 1 sale — LAVIN RICHARD P2012-07-02: 1 sale — LAVIN RICHARD P2012-07-30: 1 sale — RAPP EDWARD J2012-08-01: 1 sale — LAVIN RICHARD P2012-08-17: 1 sale — Copeland Jananne A.2012-11-01: 1 sale — LAVIN RICHARD P2012-11-02: 1 sale — BUDA JAMES B2012-11-15: 1 sale — LAVIN RICHARD P2012-12-17: 1 sale — LAVIN RICHARD P2012-12-18: 1 sale — POWELL CHARLES D2013-01-07: 1 sale — Copeland Jananne A.2013-01-31: 2 sales — BUDA JAMES B2013-02-05: 1 sale — Halverson Bradley M2013-05-07: 1 sale — Copeland Jananne A.2014-01-30: 1 sale — Umpleby III Donald J2014-01-31: 3 sales — RAPP EDWARD J, BUDA JAMES B2014-04-29: 5 sales — Halverson Bradley M, BUDA JAMES B2014-04-30: 2 sales — Copeland Jananne A.2014-05-01: 1 sale — Umpleby III Donald J2014-05-06: 2 sales — RAPP EDWARD J2014-07-29: 2 sales — BUDA JAMES B2014-07-30: 1 sale — BUDA JAMES B2014-08-05: 1 sale — RAPP EDWARD J2015-05-08: 1 sale — DICKINSON DANIEL M2015-07-29: 2 sales — Halverson Bradley M2016-02-12: 2 purchases — Johnson Denise C2016-04-26: 1 purchase — CALHOUN DAVID L2016-04-29: 1 sale — Halverson Bradley M2016-05-03: 1 sale — Halverson Bradley M2016-05-09: 1 purchase — Muilenburg Dennis A2016-05-31: 1 sale — Halverson Bradley M2016-07-28: 1 sale — Halverson Bradley M2016-07-29: 1 purchase — Muilenburg Dennis A2016-07-29: 1 sale — Copeland Jananne A.2016-11-09: 2 sales — Copeland Jananne A.2016-11-10: 1 sale — DICKINSON DANIEL M2017-02-14: 1 sale — DICKINSON DANIEL M2017-02-21: 1 purchase — De Lange Bob2017-07-27: 9 sales — Halverson Bradley M, Johnson Denise C2017-07-28: 1 sale — OSBORN WILLIAM A2017-08-04: 5 sales — Long Suzette M2017-10-26: 2 sales — De Lange Bob2017-10-30: 1 sale — DICKINSON DANIEL M2017-11-17: 1 sale — Pellette Thomas A2017-11-21: 1 sale — Halverson Bradley M2017-11-24: 1 sale — Copeland Jananne A.2017-11-27: 1 sale — Halverson Bradley M2018-01-30: 1 sale — Long Suzette M2018-01-31: 3 sales — Pellette Thomas A2018-05-07: 2 sales — Pellette Thomas A2018-05-11: 2 sales — Creed Joseph E2018-05-14: 1 purchase — CALHOUN DAVID L2018-10-01: 2 sales — Johnson Denise C2018-10-02: 2 sales — Johnson Denise C2018-10-26: 1 purchase — De Lange Bob2019-09-30: 1 sale — Long Suzette M2019-10-28: 1 sale — Johnson Denise C2019-10-29: 1 sale — Marvel Gary Michael2019-11-01: 2 sales — Johnson Denise C2019-11-05: 2 sales — Johnson Denise C2020-02-20: 1 sale — Marvel Gary Michael2020-09-08: 2 sales — De Lange Bob, Johnson Denise C2020-10-29: 3 sales — Younessi Ramin, Marvel Gary Michael2020-10-30: 4 sales — Younessi Ramin, Long Suzette M, Ainsworth William P2020-11-02: 1 sale — Younessi Ramin2020-11-05: 1 sale — De Lange Bob2020-11-09: 1 sale — Johnson Denise C2020-12-02: 1 sale — Marvel Gary Michael2020-12-04: 1 sale — Marvel Gary Michael2021-02-02: 1 sale — Marvel Gary Michael2021-03-05: 4 sales — De Lange Bob2021-03-08: 20 sales — Marvel Gary Michael, Long Suzette M, Johnson Denise C2021-05-03: 1 sale — Marvel Gary Michael2021-05-05: 1 purchase — MacLennan David2021-06-04: 1 sale — Creed Joseph E2021-08-04: 1 purchase — MacLennan David2021-11-01: 1 sale — Creed Joseph E2022-01-07: 2 sales — Johnson Cheryl H, De Lange Bob2022-01-18: 1 sale — Creed Joseph E2022-02-07: 1 purchase — MacLennan David2022-02-16: 1 sale — Marvel Gary Michael2022-03-17: 3 sales — Long Suzette M2022-04-20: 2 sales — Long Suzette M, Creed Joseph E2022-04-21: 1 sale — De Lange Bob2022-05-05: 1 purchase — MacLennan David2022-05-18: 1 sale — Creed Joseph E2022-11-11: 2 sales — Long Suzette M2022-12-14: 1 sale — Creed Joseph E2022-12-27: 2 sales — Johnson Denise C, Creed Joseph E2023-01-06: 1 sale — Creed Joseph E2023-01-09: 1 sale — De Lange Bob2023-02-03: 2 sales — Johnson Cheryl H2023-02-06: 1 sale — DICKINSON DANIEL M2023-02-09: 2 sales — Long Suzette M2023-02-17: 1 purchase — MacLennan David2023-07-18: 1 sale — Johnson Cheryl H2023-08-01: 1 sale — De Lange Bob2023-08-03: 8 sales — Johnson Denise C, Creed Joseph E2023-08-09: 2 sales — Johnson Cheryl H2023-08-29: 2 sales — Fassino Anthony D.2023-08-30: 1 sale — Fassino Anthony D.2024-01-25: 1 sale — BONFIELD ANDREW R J2024-02-02: 1 sale — BONFIELD ANDREW R J2024-02-05: 2 sales — BONFIELD ANDREW R J2024-02-07: 1 sale — De Lange Bob2024-02-15: 1 sale — Fassino Anthony D.2024-02-22: 1 sale — Fassino Anthony D.2024-02-23: 1 purchase — MacLennan David2024-02-28: 1 sale — Fassino Anthony D.2024-05-03: 1 purchase — MacLennan David2024-05-13: 1 sale — De Lange Bob2024-05-20: 1 purchase — Johnson Gerald2024-05-30: 1 sale — Johnson Cheryl H2024-07-16: 1 sale — Johnson Cheryl H2024-08-22: 1 sale — Johnson Cheryl H2024-08-30: 1 sale — Fassino Anthony D.2024-09-04: 1 purchase — Johnson Gerald2024-11-01: 1 sale — Schaupp William E2024-11-04: 1 sale — Johnson Cheryl H2024-11-06: 2 sales — Fassino Anthony D., DICKINSON DANIEL M2024-11-07: 3 sales — De Lange Bob2024-11-15: 1 sale — SCHWAB SUSAN C2024-11-25: 4 sales — BONFIELD ANDREW R J2024-11-29: 1 sale — Fassino Anthony D.2024-12-04: 1 purchase — Johnson Gerald2025-01-16: 1 sale — BONFIELD ANDREW R J2025-02-04: 1 purchase — Johnson Gerald2025-02-18: 1 sale — Kaiser Jason2025-05-02: 1 purchase — Johnson Gerald2025-05-07: 1 purchase — MacLennan David2025-08-11: 1 sale — Kaiser Jason2025-08-15: 1 sale — SCHWAB SUSAN C2025-09-02: 1 sale — Umpleby III Donald J2025-09-22: 1 sale — Umpleby III Donald J2025-10-10: 1 sale — Umpleby III Donald J2025-11-05: 2 sales — De Lange Bob, Schaupp William E2025-11-06: 1 purchase — MacLennan David2025-11-10: 1 sale — Fassino Anthony D.2025-11-11: 13 sales — Kaiser Jason2025-12-01: 7 sales — BONFIELD ANDREW R J2025-12-31: 7 sales — BONFIELD ANDREW R J2026-02-02: 10 sales — Johnson Denise C, Fassino Anthony D., De Lange Bob2026-02-04: 3 sales — De Lange Bob2026-02-06: 2 sales — De Lange Bob, Fassino Anthony D.2026-02-11: 1 sale — De Lange Bob2026-02-12: 1 sale — Kaiser Jason2026-02-13: 1 sale — Fassino Anthony D.2026-02-17: 2 sales — Shurman Rodney Michael, Schaupp William E2026-02-23: 1 sale — Shurman Rodney Michael2026-03-05: 5 sales — Creed Joseph E2026-05-04: 1 purchase — MacLennan David2026-05-04: 1 sale — Kaiser Jason2026-05-05: 2 sales — Shurman Rodney Michael2026-05-06: 5 sales — De Lange Bob, Fassino Anthony D., BONFIELD ANDREW R J2026-05-11: 2 sales — Fassino Anthony D.2026-05-13: 3 sales — Johnson Denise C, Schaupp William E2026-05-14: 8 sales — Johnson Denise C2003-12-032026-05-14
Insider profileRoleDateTransactionSharesPrice
Johnson Denise CGroup President2026-05-14Sale1,605.0$911.92
Johnson Denise CGroup President2026-05-14Sale402.0$910.65
Johnson Denise CGroup President2026-05-14Sale1,568.0$909.7
Johnson Denise CGroup President2026-05-14Sale2,302.0$908.76
Johnson Denise CGroup President2026-05-14Sale1,191.0$907.98
Johnson Denise CGroup President2026-05-14Sale1,491.0$906.73
Johnson Denise CGroup President2026-05-14Sale2,259.0$905.73
Johnson Denise CGroup President2026-05-14Sale1,787.0$904.7
Johnson Denise CGroup President2026-05-13Sale2,650.0$910.24
Johnson Denise CGroup President2026-05-13Sale3,546.0$909.46
Schaupp William EChief Accounting Officer2026-05-13Sale360.0$906.0
Fassino Anthony D.Group President2026-05-11Sale843.0$917.73
Fassino Anthony D.Group President2026-05-11Sale15,440.0$916.75
De Lange BobGroup President2026-05-06Sale9,752.0$923.47
De Lange BobGroup President2026-05-06Sale14,470.0$922.55
Fassino Anthony D.Group President2026-05-06Sale350.0$926.83
Fassino Anthony D.Group President2026-05-06Sale8,802.0$926.23
BONFIELD ANDREW R JCFO Emeritus2026-05-06Sale15,674.0$918.71
Shurman Rodney MichaelGroup President2026-05-05Sale487.0$903.55
Shurman Rodney MichaelGroup President2026-05-05Sale5,152.0$903.14
Kaiser JasonGroup President2026-05-04Sale5,642.0$883.03
MacLennan DavidDirector2026-05-04Purchase250.0$876.84
Creed Joseph EChief Executive Officer2026-03-05Sale120.0$721.0
Creed Joseph EChief Executive Officer2026-03-05Sale575.0$720.1
Creed Joseph EChief Executive Officer2026-03-05Sale585.0$719.39
Creed Joseph EChief Executive Officer2026-03-05Sale800.0$718.44
Creed Joseph EChief Executive Officer2026-03-05Sale420.0$717.01
Shurman Rodney MichaelGroup President2026-02-23Sale2,278.0$759.61
Shurman Rodney MichaelGroup President2026-02-17Sale1,764.0$763.39
Schaupp William EChief Accounting Officer2026-02-17Sale972.0$764.2
Fassino Anthony D.Group President2026-02-13Sale7,891.0$776.9
Kaiser JasonGroup President2026-02-12Sale1,690.0$776.7
De Lange BobGroup President2026-02-11Sale12,507.0$767.08
De Lange BobGroup President2026-02-06Sale22,656.0$720.11
Fassino Anthony D.Group President2026-02-06Sale6,033.0$722.15
De Lange BobGroup President2026-02-04Sale30.0$706.28
De Lange BobGroup President2026-02-04Sale6,817.0$705.7
De Lange BobGroup President2026-02-04Sale9,223.0$704.42
Johnson Denise CGroup President2026-02-02Sale1,138.0$684.93
Johnson Denise CGroup President2026-02-02Sale2,258.0$683.9
Johnson Denise CGroup President2026-02-02Sale2,761.0$682.84
Johnson Denise CGroup President2026-02-02Sale2,994.0$681.69
Johnson Denise CGroup President2026-02-02Sale20,145.0$680.76
Johnson Denise CGroup President2026-02-02Sale1,431.0$680.11
Johnson Denise CGroup President2026-02-02Sale7,411.0$680.11
Johnson Denise CGroup President2026-02-02Sale1,000.0$678.52
Fassino Anthony D.Group President2026-02-02Sale10,671.0$680.45
De Lange BobGroup President2026-02-02Sale15,977.0$682.99
BONFIELD ANDREW R JChief Financial Officer2025-12-31Sale40.0$578.41
BONFIELD ANDREW R JChief Financial Officer2025-12-31Sale600.0$577.79
BONFIELD ANDREW R JChief Financial Officer2025-12-31Sale1,473.0$576.56
BONFIELD ANDREW R JChief Financial Officer2025-12-31Sale3,016.0$575.77
BONFIELD ANDREW R JChief Financial Officer2025-12-31Sale1,431.0$574.77
BONFIELD ANDREW R JChief Financial Officer2025-12-31Sale2,628.0$573.61
BONFIELD ANDREW R JChief Financial Officer2025-12-31Sale812.0$572.71
BONFIELD ANDREW R JChief Financial Officer2025-12-01Sale920.0$574.52
BONFIELD ANDREW R JChief Financial Officer2025-12-01Sale1,921.0$573.63
BONFIELD ANDREW R JChief Financial Officer2025-12-01Sale2,120.0$572.57
BONFIELD ANDREW R JChief Financial Officer2025-12-01Sale920.0$571.38
BONFIELD ANDREW R JChief Financial Officer2025-12-01Sale381.0$570.27
BONFIELD ANDREW R JChief Financial Officer2025-12-01Sale2,360.0$569.35
BONFIELD ANDREW R JChief Financial Officer2025-12-01Sale1,378.0$568.57
Kaiser JasonGroup President2025-11-11Sale632.0$568.65
Kaiser JasonGroup President2025-11-11Sale380.0$567.35
Kaiser JasonGroup President2025-11-11Sale460.0$564.09
Kaiser JasonGroup President2025-11-11Sale1,480.0$563.22
Kaiser JasonGroup President2025-11-11Sale1,260.0$562.15
Kaiser JasonGroup President2025-11-11Sale1,032.0$561.29
Kaiser JasonGroup President2025-11-11Sale653.0$568.6
Kaiser JasonGroup President2025-11-11Sale400.0$567.26
Kaiser JasonGroup President2025-11-11Sale37.0$565.06
Kaiser JasonGroup President2025-11-11Sale280.0$563.88
Kaiser JasonGroup President2025-11-11Sale1,640.0$563.22
Kaiser JasonGroup President2025-11-11Sale1,413.0$562.27
Kaiser JasonGroup President2025-11-11Sale1,040.0$561.29
Fassino Anthony D.Group President2025-11-10Sale8,184.0$570.18
MacLennan DavidDirector2025-11-06Purchase300.0$568.86
De Lange BobGroup President2025-11-05Sale14,638.0$562.36
Schaupp William EChief Accounting Officer2025-11-05Sale1,200.0$572.22
Umpleby III Donald JExecutive Chairman2025-10-10Sale17,166.0$505.29
Umpleby III Donald JExecutive Chairman2025-09-22Sale17,166.0$462.65
Umpleby III Donald JExecutive Chairman2025-09-02Sale17,168.0$412.87
SCHWAB SUSAN CDirector2025-08-15Sale2,324.0$410.0
Kaiser JasonGroup President2025-08-11Sale2,161.0$417.7
MacLennan DavidDirector2025-05-07Purchase375.0$320.7
Johnson GeraldDirector2025-05-02Purchase100.0$318.48
Kaiser JasonGroup President2025-02-18Sale2,425.0$354.7
Johnson GeraldDirector2025-02-04Purchase100.0$365.57
BONFIELD ANDREW R JChief Financial Officer2025-01-16Sale10,000.0$380.09
Johnson GeraldDirector2024-12-04Purchase100.0$398.57
Fassino Anthony D.Group President2024-11-29Sale6,279.0$408.59
BONFIELD ANDREW R JChief Financial Officer2024-11-25Sale2,135.0$406.79
BONFIELD ANDREW R JChief Financial Officer2024-11-25Sale2,481.0$406.12
BONFIELD ANDREW R JChief Financial Officer2024-11-25Sale1,880.0$405.06
BONFIELD ANDREW R JChief Financial Officer2024-11-25Sale3,504.0$404.1
SCHWAB SUSAN CDirector2024-11-15Sale2.0$383.2
De Lange BobGroup President2024-11-07Sale2,498.0$411.61
De Lange BobGroup President2024-11-07Sale4,830.0$411.13
De Lange BobGroup President2024-11-07Sale5,329.0$408.82
Fassino Anthony D.Group President2024-11-06Sale5,509.0$409.84