BRAVO BRIO RESTAURANT GROUP, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows, 19 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-10-28: Reporting owner Bravo Development Holdings LLC; Form 3; Security Series A Preferred Stock, par value $.001 per share; Transaction Holding.
- 2010-10-26: Reporting owner Bravo Development Holdings LLC; Form 4; Security Series A Preferred Stock, par value $.001 per share; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2010-10-26: Reporting owner ROSSER HAROLD O II; Form 4; Security Series A Preferred Stock, par value $.001 per share; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2010-10-26: Reporting owner O'Malley Brian T; Form 4; Security Series A Preferred Stock, par value $.001 per share; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-10-28 holding as of filing | Bravo Development Holdings LLC 10% Owner | 3 | Series A Preferred Stock, par value $.001 per share Non-derivative · Direct | Holding | 47,660 owned after | no price filed | 2010-10-28 | |
| 2010-10-26 | Bravo Development Holdings LLC 10% Owner | 4 | Series A Preferred Stock, par value $.001 per share Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −47,660 0 owned after | $0.00 | 2010-10-28 | |
| 2010-10-26 | ROSSER HAROLD O II Director | 4 | Series A Preferred Stock, par value $.001 per share Non-derivative · Indirect · By Bravo Development Holdings LLC | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −47,660 0 owned after | $0.00 | 2010-10-27 | |
| 2010-10-26 | O'Malley Brian T Officer (Chief Operating Officer) | 4 | Series A Preferred Stock, par value $.001 per share Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −367 0 owned after | $0.00 | 2010-10-27 | |
| 2010-10-26 | O'Connor James J Officer (CFO, Treasurer and Secretary) | 4 | Series A Preferred Stock, par value $.001 per share Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −120 0 owned after | $0.00 | 2010-10-27 | |
| 2010-10-26 | Moser Michael L Officer (SVP, Operations) | 4 | Series A Preferred Stock, par value $.001 per share Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −261 0 owned after | $0.00 | 2010-10-27 | |
| 2010-10-26 | Mohseni Saed Director, Officer (Chief Executive Officer) | 4 | Series A Preferred Stock, par value $.001 per share Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −350 0 owned after | $0.00 | 2010-10-27 | |
| 2010-10-26 | Gates Vernessa W Officer (Chief People Officer) | 4 | Series A Preferred Stock, par value $.001 per share Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −185 0 owned after | $0.00 | 2010-10-27 | |
| 2010-10-26 | Doody Alton F III Director | 4 | Series A Preferred Stock, par value $.001 per share Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,504 0 owned after | $0.00 | 2010-10-27 | |
| 2010-10-26 | Dee Ronald F Officer (SVP, Development) | 4 | Series A Preferred Stock, par value $.001 per share Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −187 0 owned after | $0.00 | 2010-10-27 | |
| 2010-10-20 holding as of filing | Doody Alton F III Director | 3 | Series A Preferred Stock, par value $.001 per share Non-derivative · Direct | Holding | 5,504 owned after | no price filed | 2010-10-20 | |
| 2010-10-20 holding as of filing | Mohseni Saed Director, Officer (Chief Executive Officer) | 3 | Series A Preferred Stock, par value $.001 per share Non-derivative · Direct | Holding | 350 owned after | no price filed | 2010-10-20 | |
| 2010-10-20 holding as of filing | O'Connor James J Officer (CFO, Treasurer and Secretary) | 3 | Series A Preferred Stock, par value $.001 per share Non-derivative · Direct | Holding | 120 owned after | no price filed | 2010-10-20 | |
| 2010-10-20 holding as of filing | PITTAWAY DAVID BRUCE Director | 3 | Series A Preferred Stock, par value $.001 per share Non-derivative · Direct | Holding | 0 owned after | no price filed | 2010-10-20 | |
| 2010-10-20 holding as of filing | ROSSER HAROLD O II Director | 3 | Series A Preferred Stock, par value $.001 per share Non-derivative · Indirect · By Bravo Development Holdings LLC | Holding | 47,660 owned after | no price filed | 2010-10-20 | |
| 2010-10-20 holding as of filing | Dee Ronald F Officer (SVP, Development) | 3 | Series A Preferred Stock, par value $.001 per share Non-derivative · Direct | Holding | 187 owned after | no price filed | 2010-10-20 | |
| 2010-10-20 holding as of filing | O'Malley Brian T Officer (Chief Operating Officer) | 3 | Series A Preferred Stock, par value $.001 per share Non-derivative · Direct | Holding | 367 owned after | no price filed | 2010-10-20 | |
| 2010-10-20 holding as of filing | Moser Michael L Officer (SVP, Operations) | 3 | Series A Preferred Stock, par value $.001 per share Non-derivative · Direct | Holding | 261 owned after | no price filed | 2010-10-20 | |
| 2010-10-20 holding as of filing | Gates Vernessa W Officer (Chief People Officer) | 3 | Series A Preferred Stock, par value $.001 per share Non-derivative · Direct | Holding | 185 owned after | no price filed | 2010-10-20 |