BBDC Insider Transactions — Page 3
354 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 201–300; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| BARINGS LLC | TenPercentOwnerOther | 2018-10-11 | Purchase | 71,700.0 | $10.03 |
| BARINGS LLC | TenPercentOwnerOther | 2018-10-10 | Purchase | 71,700.0 | $10.12 |
| BARINGS LLC | TenPercentOwnerOther | 2018-10-09 | Purchase | 61,027.0 | $10.18 |
| BARINGS LLC | TenPercentOwnerOther | 2018-10-08 | Purchase | 61,900.0 | $10.17 |
| BARINGS LLC | TenPercentOwnerOther | 2018-10-05 | Purchase | 79,200.0 | $10.18 |
| BARINGS LLC | TenPercentOwnerOther | 2018-10-04 | Purchase | 79,200.0 | $10.18 |
| Thompson Paul John | Other | 2018-10-04 | Purchase | 800.0 | $10.17 |
| Thompson Paul John | Other | 2018-10-04 | Purchase | 900.0 | $10.18 |
| Thompson Paul John | Other | 2018-10-04 | Purchase | 1,500.0 | $10.19 |
| Thompson Paul John | Other | 2018-10-04 | Purchase | 8,800.0 | $10.2 |
| BARINGS LLC | TenPercentOwnerOther | 2018-10-03 | Purchase | 79,200.0 | $10.2 |
| Lloyd Eric J | Chief Executive Officer | 2018-10-02 | Purchase | 14,500.0 | $10.07 |
| BARINGS LLC | TenPercentOwnerOther | 2018-10-02 | Purchase | 79,200.0 | $10.08 |
| BARINGS LLC | TenPercentOwnerOther | 2018-10-01 | Purchase | 25,462.19 | $10.05 |
| BARINGS LLC | TenPercentOwnerOther | 2018-10-01 | Purchase | 79,200.0 | $10.08 |
| BARINGS LLC | TenPercentOwnerOther | 2018-10-01 | Purchase | 79,200.0 | $10.08 |
| Cary Christopher | Treasurer | 2018-09-28 | Purchase | 600.0 | $10.01 |
| Cary Christopher | Treasurer | 2018-09-28 | Purchase | 1,000.0 | $10.01 |
| Cary Christopher | Treasurer | 2018-09-28 | Purchase | 1,400.0 | $10.02 |
| Cary Christopher | Treasurer | 2018-09-28 | Purchase | 3,000.0 | $10.01 |
| BARINGS LLC | TenPercentOwnerOther | 2018-09-28 | Purchase | 75,079.0 | $10.02 |
| Freno Michael | Director | 2018-09-28 | Purchase | 10,000.0 | $10.01 |
| BARINGS LLC | TenPercentOwnerOther | 2018-09-27 | Purchase | 77,500.0 | $10.02 |
| Switzer John | Director | 2018-09-27 | Purchase | 2,000.0 | $10.02 |
| BARINGS LLC | TenPercentOwnerOther | 2018-09-26 | Purchase | 77,500.0 | $10.05 |
| BARINGS LLC | TenPercentOwnerOther | 2018-09-25 | Purchase | 77,500.0 | $10.1 |
| BARINGS LLC | TenPercentOwnerOther | 2018-09-24 | Purchase | 20,085.0 | $10.1 |
| Knox C. Robert Jr. | Principal Accounting Officer | 2017-06-23 | Sale | 3,000.0 | $17.72 |
| Dunwoody W McComb | Director | 2017-04-03 | Sale | 49,286.0 | $18.86 |
| Knox C. Robert Jr. | Principal Accounting Officer | 2016-12-20 | Sale | 400.0 | $18.5 |
| Goldstein Benjamin S | Director | 2016-05-13 | Purchase | 3,000.0 | $18.35 |
| RICH SIMON B. JR. | Director | 2016-05-09 | Purchase | 5,000.0 | $17.3 |
| SMITH SHERWOOD HUBBARD JR. | Director | 2016-05-09 | Purchase | 4,000.0 | $17.12 |
| Poole E. Ashton | President and CEO | 2016-05-09 | Purchase | 1,150.0 | $17.45 |
| Poole E. Ashton | President and CEO | 2016-05-09 | Purchase | 1,150.0 | $17.41 |
| Poole E. Ashton | President and CEO | 2016-05-09 | Purchase | 4,300.0 | $17.7 |
| Poole E. Ashton | President and CEO | 2016-05-09 | Purchase | 22,000.0 | $17.83 |
| LILLY STEVEN C | CFO and Secretary | 2016-05-09 | Purchase | 6,000.0 | $17.64 |
| Burgess Brent P W | Chief Investment Officer | 2016-05-09 | Purchase | 6,000.0 | $17.25 |
| Knox C. Robert Jr. | Principal Accounting Officer | 2016-03-22 | Sale | 3,000.0 | $19.91 |
| RICH SIMON B. JR. | Director | 2015-09-30 | Purchase | 15,000.0 | $16.17 |
| RICH SIMON B. JR. | Director | 2015-09-29 | Purchase | 5,000.0 | $15.57 |
| SMITH SHERWOOD HUBBARD JR. | Director | 2015-09-29 | Purchase | 6,000.0 | $16.04 |
| Tucker Garland S III | Chairman and CEO | 2015-09-29 | Purchase | 1,500.0 | $16.11 |
| RICH SIMON B. JR. | Director | 2015-09-17 | Purchase | 500.0 | $18.4 |
| Tucker Garland S III | Chairman and CEO | 2015-09-11 | Purchase | 2,000.0 | $18.29 |
| RICH SIMON B. JR. | Director | 2015-09-09 | Purchase | 340.0 | $18.69 |
| RICH SIMON B. JR. | Director | 2015-09-09 | Purchase | 10,000.0 | $18.69 |
| Burgess Brent P W | Chief Investment Officer | 2015-06-12 | Sale | 7,500.0 | $23.53 |
| SMITH SHERWOOD HUBBARD JR. | Director | 2014-12-04 | Purchase | 5,000.0 | $21.56 |
| Tucker Garland S III | Chairman and CEO | 2014-11-12 | Purchase | 100.0 | $22.49 |
| Tucker Garland S III | Chairman and CEO | 2014-11-12 | Purchase | 1,000.0 | $22.53 |
| Burgess Brent P W | Chief Investment Officer | 2013-09-23 | Sale | 5,695.0 | $29.15 |
| Burgess Brent P W | Chief Investment Officer | 2013-09-20 | Sale | 15,000.0 | $29.26 |
| Burgess Brent P W | Chief Investment Officer | 2013-09-19 | Sale | 15,000.0 | $29.04 |
| Knox C Robert JR | Principal Accounting Officer | 2013-08-28 | Sale | 5,000.0 | $29.2 |
| Knox C Robert JR | Principal Accounting Officer | 2013-06-27 | Sale | 3,000.0 | $27.65 |
| Goldstein Benjamin S | Director | 2012-12-27 | Purchase | 2,701.0 | $24.33 |
| Goldstein Benjamin S | Director | 2012-12-27 | Sale | 2,701.0 | $24.21 |
| GAMBILL MARK M | Director | 2012-05-11 | Purchase | 5,000.0 | $20.0 |
| Goldstein Benjamin S | Director | 2011-12-01 | Purchase | 3,330.0 | $18.36 |
| Goldstein Benjamin S | Director | 2011-12-01 | Sale | 3,330.0 | $17.96 |
| RICH SIMON B | Director | 2011-11-09 | Purchase | 1,750.0 | $16.92 |
| RICH SIMON B | Director | 2011-11-09 | Purchase | 7,500.0 | $16.9 |
| RICH SIMON B | Director | 2011-06-03 | Purchase | 2,500.0 | $19.47 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 2011-01-10 | Sale | 1,850.0 | $18.97 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 2011-01-07 | Sale | 4,000.0 | $19.08 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 2011-01-06 | Sale | 4,000.0 | $19.1 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 2011-01-05 | Sale | 4,000.0 | $19.17 |
| Tucker Garland S III | Chairman, President, CEO | 2010-12-29 | Purchase | 100.0 | $19.65 |
| RICH SIMON B | Director | 2010-03-16 | Purchase | 525.0 | $14.13 |
| Tucker Garland S III | Chairman, President, CEO | 2010-03-12 | Purchase | 330.0 | $13.94 |
| Knox C Robert JR | Principal Accounting Officer | 2009-08-25 | Sale | 1,800.0 | $10.7 |
| Dunwoody W McComb | Director | 2009-07-06 | Sale | 1,000.0 | $11.06 |
| Dunwoody W McComb | Director | 2009-07-02 | Sale | 2,000.0 | $11.14 |
| Dunwoody W McComb | Director | 2009-07-01 | Sale | 2,000.0 | $11.08 |
| Dunwoody W McComb | Director | 2009-06-30 | Sale | 1,000.0 | $10.85 |
| Dunwoody W McComb | Director | 2009-06-29 | Sale | 2,000.0 | $11.37 |
| Dunwoody W McComb | Director | 2009-06-26 | Sale | 1,000.0 | $10.61 |
| Dunwoody W McComb | Director | 2009-06-25 | Sale | 1,000.0 | $10.28 |
| Dunwoody W McComb | Director | 2009-06-23 | Sale | 1,000.0 | $10.38 |
| Dunwoody W McComb | Director | 2009-06-22 | Sale | 1,000.0 | $10.67 |
| Dunwoody W McComb | Director | 2009-06-19 | Sale | 1,000.0 | $10.73 |
| Dunwoody W McComb | Director | 2009-06-17 | Sale | 1,000.0 | $10.35 |
| Tucker Garland S III | Chairman, President, CEO | 2009-06-04 | Purchase | 450.0 | $9.99 |
| Tucker Garland S III | Chairman, President, CEO | 2009-06-04 | Purchase | 515.0 | $9.98 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 2009-04-17 | Sale | 1,000.0 | $11.81 |
| Dunwoody W McComb | Director | 2009-04-17 | Sale | 2,000.0 | $11.84 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 2009-04-16 | Sale | 3,000.0 | $11.33 |
| Dunwoody W McComb | Director | 2009-04-16 | Sale | 2,000.0 | $11.29 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 2009-04-15 | Sale | 2,000.0 | $11.1 |
| Dunwoody W McComb | Director | 2009-04-15 | Sale | 1,000.0 | $10.94 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 2009-04-14 | Sale | 2,000.0 | $10.88 |
| Dunwoody W McComb | Director | 2009-04-14 | Sale | 1,000.0 | $10.82 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 2009-04-13 | Sale | 2,000.0 | $10.37 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 2009-04-09 | Sale | 2,000.0 | $10.33 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 2009-04-08 | Sale | 1,000.0 | $9.8 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 2009-04-07 | Sale | 1,000.0 | $9.52 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 2009-04-06 | Sale | 1,000.0 | $9.41 |
| Tucker Garland S III | Chairman, President, CEO | 2009-03-10 | Purchase | 254.0 | $6.72 |