Broadcom Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 66 rows, 66 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-12-22: Reporting owner TAN HOCK E; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-12-08: Reporting owner TAN HOCK E; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-11-24: Reporting owner TAN HOCK E; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-11-10: Reporting owner TAN HOCK E; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
AVGO insiders transactions against the stock price
Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close
Logarithmic scale. Both lines share the same starting value for the selected range.
Markers: each transaction type positioned at that session's split-adjusted close. Tooltips retain the reported transaction price when available.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-12-22 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −78,125 0 owned after | $52.65 exercise price | $43.31 | 2020-12-28 |
| 2020-12-08 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −78,125 78,125 owned after | $52.65 exercise price | $42.34 | 2020-12-10 |
| 2020-11-24 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −78,125 156,250 owned after | $52.65 exercise price | $39.22 | 2020-11-27 |
| 2020-11-10 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −78,125 234,375 owned after | $52.65 exercise price | $36.31 | 2020-11-12 |
| 2020-10-27 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −78,125 312,500 owned after | $52.65 exercise price | $35.96 | 2020-10-29 |
| 2020-10-13 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −78,125 390,625 owned after | $52.65 exercise price | $38.15 | 2020-10-15 |
| 2020-09-29 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −78,125 468,750 owned after | $52.65 exercise price | $36.43 | 2020-10-01 |
| 2020-09-15 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −78,125 546,875 owned after | $52.65 exercise price | $36.69 | 2020-09-17 |
| 2020-09-08 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,172 0 owned after | $38.99 exercise price | $35.05 | 2020-09-10 |
| 2020-09-01 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,172 57,172 owned after | $38.99 exercise price | $35.95 | 2020-09-03 |
| 2020-08-25 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,172 114,344 owned after | $38.99 exercise price | $33.61 | 2020-08-27 |
| 2020-08-18 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,172 171,516 owned after | $38.99 exercise price | $32.86 | 2020-08-20 |
| 2020-08-11 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,172 228,688 owned after | $38.99 exercise price | $32.40 | 2020-08-13 |
| 2020-08-04 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,171 285,860 owned after | $38.99 exercise price | $32.84 | 2020-08-06 |
| 2020-07-28 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,171 343,031 owned after | $38.99 exercise price | $30.74 | 2020-07-30 |
| 2020-07-21 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,171 400,202 owned after | $38.99 exercise price | $31.43 | 2020-07-23 |
| 2020-07-14 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,171 457,373 owned after | $38.99 exercise price | $31.51 | 2020-07-16 |
| 2020-07-07 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,171 514,544 owned after | $38.99 exercise price | $31.31 | 2020-07-09 |
| 2020-06-30 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,171 571,715 owned after | $38.99 exercise price | $31.56 | 2020-07-02 |
| 2020-06-23 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,171 628,886 owned after | $38.99 exercise price | $31.13 | 2020-06-25 |
| 2020-06-16 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,171 686,057 owned after | $38.99 exercise price | $31.07 | 2020-06-18 |
| 2020-06-10 | Spears Kirsten M. Officer (Principal Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $71.86 exercise price | $31.50 | 2020-06-12 |
| 2020-06-10 | Spears Kirsten M. Officer (Principal Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 0 owned after | $62.63 exercise price | $31.50 | 2020-06-12 |
| 2020-06-09 | Kawwas Charlie B Officer (SVP & Chief Sales Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $71.86 exercise price | $31.53 | 2020-06-11 |
| 2020-03-16 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −73,646 743,228 owned after | $38.99 exercise price | $18.76 | 2020-03-18 |
| 2020-03-09 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 816,874 owned after | $38.99 exercise price | $24.77 | 2020-03-11 |
| 2020-02-24 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,500 625,000 owned after | $52.65 exercise price | $29.16 | 2020-02-26 |
| 2020-02-18 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −73,646 891,874 owned after | $38.99 exercise price | $31.08 | 2020-02-20 |
| 2020-02-10 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 965,520 owned after | $38.99 exercise price | $31.42 | 2020-02-12 |
| 2020-01-22 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,500 687,500 owned after | $52.65 exercise price | $31.30 | 2020-01-24 |
| 2020-01-15 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −73,646 1,040,520 owned after | $38.99 exercise price | $30.31 | 2020-01-17 |
| 2020-01-08 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 1,114,166 owned after | $38.99 exercise price | $30.87 | 2020-01-10 |
| 2019-12-16 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 1,189,166 owned after | $38.99 exercise price | $32.31 | 2019-12-18 |
| 2019-11-15 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 1,209,166 owned after | $38.99 exercise price | $31.29 | 2019-11-19 |
| 2019-10-15 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 1,229,166 owned after | $38.99 | $29.03 | 2019-10-17 |
| 2019-09-16 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 1,249,166 owned after | $38.99 exercise price | $28.87 | 2019-09-18 |
| 2019-08-15 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 1,269,166 owned after | $38.99 exercise price | $26.86 | 2019-08-19 |
| 2019-07-16 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 0 owned after | $35.45 exercise price | $28.41 | 2019-07-17 |
| 2019-07-15 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 1,289,166 owned after | $38.99 exercise price | $28.83 | 2019-07-17 |
| 2019-06-17 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 11,250 owned after | $35.45 exercise price | $26.60 | 2019-06-19 |
| 2019-05-15 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 31,250 owned after | $35.45 exercise price | $30.44 | 2019-05-17 |
| 2019-04-15 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 51,250 owned after | $35.45 exercise price | $31.64 | 2019-04-17 |
| 2019-04-02 | Kawwas Charlie B Officer (SVP & Chief Sales Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 20,000 owned after | $71.86 exercise price | $30.31 | 2019-04-04 |
| 2019-03-21 | Kawwas Charlie B Officer (SVP & Chief Sales Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 30,000 owned after | $71.86 exercise price | $29.68 | 2019-03-25 |
| 2019-03-19 | Kawwas Charlie B Officer (SVP & Chief Sales Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,668 0 owned after | $38.92 exercise price | $29.93 | 2019-03-21 |
| 2019-03-19 | Kawwas Charlie B Officer (SVP & Chief Sales Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,662 0 owned after | $62.63 exercise price | $29.93 | 2019-03-21 |
| 2019-03-15 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 71,250 owned after | $35.45 exercise price | $29.03 | 2019-03-19 |
| 2019-02-15 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 91,250 owned after | $35.45 exercise price | $28.19 | 2019-02-20 |
| 2019-01-15 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 111,250 owned after | $35.45 exercise price | $25.65 | 2019-01-17 |
| 2019-01-07 | MACLEOD DONALD Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,223 0 owned after | $62.47 exercise price | $23.80 | 2019-01-09 |
| 2018-12-17 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 1,297,916 owned after | $38.99 exercise price | $25.41 | 2018-12-19 |
| 2018-12-14 | EGGEBRECHT LEWIS C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,121 0 owned after | $62.47 exercise price | $25.48 | 2018-12-18 |
| 2018-12-13 | Krause Thomas H. Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,500 0 owned after | $62.02 exercise price | $25.83 | 2018-12-17 |
| 2018-12-13 | Kawwas Charlie B Officer (SVP & Chief Sales Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 40,000 owned after | $71.86 exercise price | $25.83 | 2018-12-17 |
| 2018-11-15 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 1,317,916 owned after | $38.99 exercise price | $23.63 | 2018-11-19 |
| 2018-10-15 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 1,337,916 owned after | $38.99 exercise price | $23.25 | 2018-10-17 |
| 2018-09-17 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 1,357,916 owned after | $38.99 exercise price | $23.48 | 2018-09-19 |
| 2018-08-15 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 1,377,916 owned after | $38.99 exercise price | $20.66 | 2018-08-17 |
| 2018-07-16 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 1,397,916 owned after | $38.99 exercise price | $20.33 | 2018-07-18 |
| 2018-07-11 | Ingram Bryan Officer (SVP & GM, Wireless Semicon Div) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $62.02 exercise price | $24.34 | 2018-07-13 |
| 2018-06-27 | Ingram Bryan Officer (SVP & GM, Wireless Semicon Div) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 20,000 owned after | $62.02 exercise price | $24.71 | 2018-06-28 |
| 2018-06-15 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 1,417,916 owned after | $38.99 exercise price | $27.02 | 2018-06-19 |
| 2018-06-13 | Ingram Bryan Officer (SVP & GM, Wireless Semicon Div) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 40,000 owned after | $62.02 exercise price | $26.36 | 2018-06-15 |
| 2018-05-29 | Kawwas Charlie B Officer (SVP & Chief Sales Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 50,000 owned after | $71.86 exercise price | $24.97 | 2018-05-31 |
| 2018-05-15 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 1,437,916 owned after | $38.99 exercise price | $24.16 | 2018-05-17 |
| 2018-04-16 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 1,457,916 owned after | $38.99 exercise price | $24.94 | 2018-04-18 |
Similar stocks
| Stock Name | Country | Market Cap | PE Ratio |
|---|---|---|---|
| MICRON TECHNOLOGY INC (MU) | United States | $1,218.350B | 20.66 |
| ADVANCED MICRO DEVICES INC (AMD) | United States | $1,026.843B | 131.73 |
| INTEL CORP (INTC) | United States | $642.303B | -57.04 |
| APPLIED MATERIALS INC /DE (AMAT) | United States | $376.264B | 45.97 |
| TEXAS INSTRUMENTS INC (TXN) | United States | $247.134B | 44.82 |
| Marvell Technology, Inc. (MRVL) | United States | $227.060B | 62.17 |
| ANALOG DEVICES INC (ADI) | United States | $185.351B | 43.06 |
| MONOLITHIC POWER SYSTEMS, INC. (MPWR) | United States | $65.671B | 84.84 |
| Astera Labs, Inc. (ALAB) | United States | $62.547B | 226.73 |
| NXP Semiconductors N.V. (NXPI) | $58.101B | 17.92 |