AUMN Insider Transactions — Page 2
191 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 101–191; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Trishield Partners LLC | TenPercentOwner | 2009-05-21 | Purchase | 300,000.0 | $1.75 |
| Trishield Capital Management LLC | TenPercentOwner | 2009-05-21 | Purchase | 300,000.0 | $1.75 |
| Buick Alan Jeffrey Jr. | TenPercentOwner | 2009-05-21 | Purchase | 300,000.0 | $1.75 |
| POLYGON GLOBAL OPPORTUNITIES MASTER FUND | TenPercentOwner | 2009-05-21 | Sale | 300,000.0 | $1.75 |
| Polygon Investments Ltd. | TenPercentOwner | 2009-05-21 | Sale | 300,000.0 | $1.75 |
| Polygon Investment Partners LLP | TenPercentOwner | 2009-05-21 | Sale | 300,000.0 | $1.75 |
| Polygon Investment Partners LP | TenPercentOwner | 2009-05-21 | Sale | 300,000.0 | $1.75 |
| Polygon Investment Partners HK LTD | TenPercentOwner | 2009-05-21 | Sale | 300,000.0 | $1.75 |
| Patrick G. G. Dear | TenPercentOwner | 2009-05-21 | Sale | 300,000.0 | $1.75 |
| Reade E. Griffith | TenPercentOwner | 2009-05-21 | Sale | 300,000.0 | $1.75 |
| Polygon Investment Partners GP, LLC | TenPercentOwner | 2009-05-21 | Sale | 300,000.0 | $1.75 |
| Polygon Investment Management LTD | TenPercentOwner | 2009-05-21 | Sale | 300,000.0 | $1.75 |
| Blakestad Robert B. | Sr VP, Explor./Chief Geologist | 2009-05-18 | Purchase | 1,000.0 | $1.3 |
| Blakestad Robert B. | Sr VP, Explor./Chief Geologist | 2009-05-13 | Purchase | 1,000.0 | $1.3 |
| Danni Jerry W | Senior VP, Corporate Affairs | 2009-03-24 | Purchase | 2,000.0 | $8.5 |
| Owen Terry L | Senior VP, Project Development | 2008-12-08 | Sale | 736.0 | $0.68 |
| Danni Jerry W | Senior VP, Corporate Affairs | 2008-12-08 | Sale | 858.0 | $0.68 |
| Malys Gerald J | Senior VP & CFO | 2008-12-08 | Sale | 420.0 | $0.68 |
| Malys Gerald J | Senior VP & CFO | 2008-06-12 | Sale | 100.0 | $6.54 |
| Malys Gerald J | Senior VP & CFO | 2008-06-12 | Sale | 200.0 | $6.53 |
| Malys Gerald J | Senior VP & CFO | 2008-06-12 | Sale | 3,400.0 | $6.48 |
| Malys Gerald J | Senior VP & CFO | 2008-06-12 | Sale | 400.0 | $6.47 |
| Malys Gerald J | Senior VP & CFO | 2008-06-12 | Sale | 100.0 | $6.46 |
| Malys Gerald J | Senior VP & CFO | 2008-06-12 | Sale | 200.0 | $6.45 |
| Malys Gerald J | Senior VP & CFO | 2008-06-12 | Sale | 525.0 | $6.44 |
| Malys Gerald J | Senior VP & CFO | 2008-06-12 | Sale | 200.0 | $6.43 |
| Malys Gerald J | Senior VP & CFO | 2008-06-12 | Sale | 100.0 | $6.34 |
| Malys Gerald J | Senior VP & CFO | 2008-06-12 | Sale | 200.0 | $6.32 |
| Malys Gerald J | Senior VP & CFO | 2008-06-12 | Sale | 400.0 | $6.31 |
| Malys Gerald J | Senior VP & CFO | 2008-06-12 | Sale | 200.0 | $6.3 |
| Malys Gerald J | Senior VP & CFO | 2008-06-12 | Sale | 100.0 | $6.29 |
| DRAKE RODMAN L | Director | 2008-06-06 | Purchase | 3,000.0 | $6.95 |
| Owen Terry L | Senior VP, Project Development | 2008-06-02 | Sale | 875.0 | $7.0 |
| DRAKE RODMAN L | Director | 2008-03-10 | Purchase | 4,000.0 | $10.56 |
| Danni Jerry W | Senior VP, Corporate Affairs | 2008-02-29 | Sale | 1,313.0 | $13.9 |
| Clevenger Jeffrey G | President, CEO | 2007-12-10 | Sale | 291.0 | $17.35 |
| Clevenger Jeffrey G | President, CEO | 2007-12-10 | Sale | 582.0 | $17.31 |
| Clevenger Jeffrey G | President, CEO | 2007-12-10 | Sale | 292.0 | $17.3 |
| Clevenger Jeffrey G | President, CEO | 2007-12-10 | Sale | 349.0 | $17.25 |
| Clevenger Jeffrey G | President, CEO | 2007-12-07 | Sale | 173.0 | $16.85 |
| Clevenger Jeffrey G | President, CEO | 2007-12-07 | Sale | 400.0 | $16.81 |
| Clevenger Jeffrey G | President, CEO | 2007-12-07 | Sale | 41.0 | $16.8 |
| Clevenger Jeffrey G | President, CEO | 2007-12-07 | Sale | 120.0 | $16.76 |
| Clevenger Jeffrey G | President, CEO | 2007-12-07 | Sale | 440.0 | $16.75 |
| Clevenger Jeffrey G | President, CEO | 2007-12-07 | Sale | 200.0 | $16.74 |
| Malys Gerald J | Senior VP & CFO | 2007-12-07 | Sale | 53.0 | $16.85 |
| Malys Gerald J | Senior VP & CFO | 2007-12-07 | Sale | 122.0 | $16.81 |
| Malys Gerald J | Senior VP & CFO | 2007-12-07 | Sale | 12.0 | $16.8 |
| Malys Gerald J | Senior VP & CFO | 2007-12-07 | Sale | 36.0 | $16.76 |
| Malys Gerald J | Senior VP & CFO | 2007-12-07 | Sale | 135.0 | $16.75 |
| Malys Gerald J | Senior VP & CFO | 2007-12-07 | Sale | 62.0 | $16.74 |
| Clevenger Jeffrey G | President, CEO | 2007-10-11 | Sale | 3,500.0 | $19.6 |
| HULLEY KEITH R | Director | 2007-06-29 | Sale | 25,000.0 | $20.25 |
| Edwards Alan R | Exec Vice President & COO | 2007-06-21 | Sale | 2,450.0 | $20.45 |
| Malys Gerald J | Senior VP & CFO | 2007-06-12 | Sale | 2,625.0 | $20.11 |
| DRAKE RODMAN L | Director | 2007-06-01 | Purchase | 2,500.0 | $20.3 |
| HULLEY KEITH R | Director | 2006-12-04 | Sale | 6,000.0 | $17.2 |
| HULLEY KEITH R | Director | 2006-12-04 | Sale | 10,000.0 | $17.15 |
| HULLEY KEITH R | Director | 2006-12-01 | Sale | 3,200.0 | $17.4 |
| HULLEY KEITH R | Director | 2006-12-01 | Sale | 1,400.0 | $17.32 |
| HULLEY KEITH R | Director | 2006-12-01 | Sale | 1,600.0 | $17.31 |
| HULLEY KEITH R | Director | 2006-12-01 | Sale | 7,000.0 | $17.3 |
| HULLEY KEITH R | Director | 2006-11-30 | Sale | 10,000.0 | $17.45 |
| HULLEY KEITH R | Director | 2006-11-30 | Sale | 10,000.0 | $17.4 |
| HULLEY KEITH R | Director | 2006-11-30 | Sale | 10,000.0 | $17.3 |
| HULLEY KEITH R | Director | 2006-11-30 | Sale | 600.0 | $17.41 |
| HULLEY KEITH R | Director | 2006-11-30 | Sale | 9,400.0 | $17.42 |
| HULLEY KEITH R | Director | 2006-11-30 | Sale | 10,000.0 | $17.5 |
| HULLEY KEITH R | Director | 2006-11-30 | Sale | 10,000.0 | $17.26 |
| HULLEY KEITH R | Director | 2006-11-29 | Sale | 9,400.0 | $16.75 |
| HULLEY KEITH R | Director | 2006-11-29 | Sale | 600.0 | $16.78 |
| HULLEY KEITH R | Director | 2006-11-28 | Sale | 100.0 | $16.68 |
| HULLEY KEITH R | Director | 2006-11-28 | Sale | 200.0 | $16.69 |
| HULLEY KEITH R | Director | 2006-11-28 | Sale | 300.0 | $16.7 |
| HULLEY KEITH R | Director | 2006-11-28 | Sale | 4,400.0 | $16.66 |
| HULLEY KEITH R | Director | 2006-11-28 | Sale | 1,000.0 | $16.75 |
| HULLEY KEITH R | Director | 2006-11-28 | Sale | 2,000.0 | $16.8 |
| HULLEY KEITH R | Director | 2006-11-28 | Sale | 1,300.0 | $16.75 |
| HULLEY KEITH R | Director | 2006-11-28 | Sale | 5,000.0 | $16.65 |
| HULLEY KEITH R | Director | 2006-11-27 | Sale | 100.0 | $16.7 |
| HULLEY KEITH R | Director | 2006-11-27 | Sale | 300.0 | $16.69 |
| HULLEY KEITH R | Director | 2006-11-27 | Sale | 9,600.0 | $16.68 |
| HULLEY KEITH R | Director | 2006-11-27 | Sale | 2,100.0 | $16.92 |
| HULLEY KEITH R | Director | 2006-11-27 | Sale | 2,900.0 | $16.9 |
| HULLEY KEITH R | Director | 2006-11-27 | Sale | 1,100.0 | $16.77 |
| HULLEY KEITH R | Director | 2006-11-27 | Sale | 3,900.0 | $16.78 |
| PALMER TERRY M | Director | 2006-05-23 | Purchase | 2,000.0 | $14.79 |
| HULLEY KEITH R | Director | 2005-12-30 | Sale | 4,000.0 | $16.11 |
| LETTES MARK A | Chief Financial Officer | 2005-12-12 | Sale | 3,651.0 | $18.18 |
| HULLEY KEITH R | Director | 2002-05-24 | Sale | 233.0 | $16.79 |
| HULLEY KEITH R | Director | 2002-05-24 | Sale | 2,700.0 | $16.7 |