AURA MINERALS INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2014-12-15: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Warrants, subject to adjustment, each exercisable for one common share at an exercise price of CAD$0.11 per share, expiring December 2, 2016.; Date of first sale 2014-12-02; Total offering amount $434,214.
- 2014-03-31: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Warrants, subject to adjustment, each exercisable for one common share at an exercise price of CAD$0.36 per share, expiring March 17, 2015.; Date of first sale 2014-03-17; Total offering amount $1,524,096.
- 2009-07-23: Federal exemption Rule 506; Types of securities offered SUBSCRIPTION RECEIPTS; Date of first sale 2009-07-15; Total offering amount $4,705,021.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2014-12-15 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired; Warrants, subject to adjustment, each exercisable for one common share at an exercise price of CAD$0.11 per share, expiring December 2, 2016. | 2014-12-02 | $434,214 | $434,214 | $0 | 1 |
| 2014-03-31 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired; Warrants, subject to adjustment, each exercisable for one common share at an exercise price of CAD$0.36 per share, expiring March 17, 2015. | 2014-03-17 | $1,524,096 | $1,524,096 | $0 | 1 |
| 2009-07-23 | Rule 506 | SUBSCRIPTION RECEIPTS | 2009-07-15 | $4,705,021 | $4,705,021 | $0 | 1 |