ADVANTEST CORP Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2025-08-28: Federal exemption Rule 506(b); Types of securities offered Restricted Stock Units and Performance Stock Units; Date of first sale 2022-05-30; Total offering amount Indefinite.
- 2024-09-03: Federal exemption Rule 506(b); Types of securities offered Restricted Stock Units and Performance Stock Units; Date of first sale 2022-05-30; Total offering amount $163,512,000.
- 2023-06-06: Federal exemption Rule 506(b); Types of securities offered Restricted Stock Units and Performance Stock Units; Date of first sale 2022-05-30; Total offering amount $115,254,000.
- 2022-06-09: Federal exemption Rule 506(b); Types of securities offered Restricted Stock Units and Performance Stock Units; Date of first sale 2022-05-30; Total offering amount $61,371,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2025-08-28 D/A | Rule 506(b) | Restricted Stock Units and Performance Stock Units | 2022-05-30 | Indefinite | $26,060,491 | Indefinite | 120 |
| 2024-09-03 D/A | Rule 506(b) | Restricted Stock Units and Performance Stock Units | 2022-05-30 | $163,512,000 | $19,453,060 | $144,058,940 | 78 |
| 2023-06-06 D/A | Rule 506(b) | Restricted Stock Units and Performance Stock Units | 2022-05-30 | $115,254,000 | $9,389,260 | $105,864,740 | 73 |
| 2022-06-09 | Rule 506(b) | Restricted Stock Units and Performance Stock Units | 2022-05-30 | $61,371,000 | $1,021,691 | $60,349,309 | 24 |