ARVN Insider Transactions — Page 3
288 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 201–288; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Cassidy Sean A | Chief Financial Officer | 2019-07-29 | Sale | 60.0 | $28.03 |
| Cassidy Sean A | Chief Financial Officer | 2019-07-29 | Sale | 1,108.0 | $27.04 |
| Cassidy Sean A | Chief Financial Officer | 2019-07-29 | Sale | 10,777.0 | $26.13 |
| ROCKLAGE SCOTT M | TenPercentOwner | 2019-06-28 | Sale | 9,045.0 | $22.02 |
| DIEKMAN JOHN D | TenPercentOwner | 2019-06-28 | Sale | 9,045.0 | $22.02 |
| 5AM VENTURES III, L.P. | TenPercentOwner | 2019-06-28 | Sale | 9,045.0 | $22.02 |
| 5AM Co-Investors III, L.P. | TenPercentOwner | 2019-06-28 | Sale | 9,045.0 | $22.02 |
| 5AM Partners III, LLC | TenPercentOwner | 2019-06-28 | Sale | 9,045.0 | $22.02 |
| Schwab Andrew J. | TenPercentOwner | 2019-06-28 | Sale | 9,045.0 | $22.02 |
| ROCKLAGE SCOTT M | TenPercentOwner | 2019-06-28 | Sale | 350,955.0 | $22.02 |
| DIEKMAN JOHN D | TenPercentOwner | 2019-06-28 | Sale | 350,955.0 | $22.02 |
| 5AM VENTURES III, L.P. | TenPercentOwner | 2019-06-28 | Sale | 350,955.0 | $22.02 |
| 5AM Co-Investors III, L.P. | TenPercentOwner | 2019-06-28 | Sale | 350,955.0 | $22.02 |
| 5AM Partners III, LLC | TenPercentOwner | 2019-06-28 | Sale | 350,955.0 | $22.02 |
| Schwab Andrew J. | TenPercentOwner | 2019-06-28 | Sale | 350,955.0 | $22.02 |
| ROCKLAGE SCOTT M | TenPercentOwner | 2019-06-27 | Sale | 11,306.0 | $21.75 |
| DIEKMAN JOHN D | TenPercentOwner | 2019-06-27 | Sale | 11,306.0 | $21.75 |
| 5AM VENTURES III, L.P. | TenPercentOwner | 2019-06-27 | Sale | 11,306.0 | $21.75 |
| 5AM Co-Investors III, L.P. | TenPercentOwner | 2019-06-27 | Sale | 11,306.0 | $21.75 |
| 5AM Partners III, LLC | TenPercentOwner | 2019-06-27 | Sale | 11,306.0 | $21.75 |
| Schwab Andrew J. | TenPercentOwner | 2019-06-27 | Sale | 11,306.0 | $21.75 |
| ROCKLAGE SCOTT M | TenPercentOwner | 2019-06-27 | Sale | 438,694.0 | $21.75 |
| DIEKMAN JOHN D | TenPercentOwner | 2019-06-27 | Sale | 438,694.0 | $21.75 |
| 5AM VENTURES III, L.P. | TenPercentOwner | 2019-06-27 | Sale | 438,694.0 | $21.75 |
| 5AM Co-Investors III, L.P. | TenPercentOwner | 2019-06-27 | Sale | 438,694.0 | $21.75 |
| 5AM Partners III, LLC | TenPercentOwner | 2019-06-27 | Sale | 438,694.0 | $21.75 |
| Schwab Andrew J. | TenPercentOwner | 2019-06-27 | Sale | 438,694.0 | $21.75 |
| ROCKLAGE SCOTT M | TenPercentOwner | 2019-06-07 | Sale | 4,774.0 | $19.65 |
| DIEKMAN JOHN D | TenPercentOwner | 2019-06-07 | Sale | 4,774.0 | $19.65 |
| 5AM VENTURES III, L.P. | TenPercentOwner | 2019-06-07 | Sale | 4,774.0 | $19.65 |
| 5AM Co-Investors III, L.P. | TenPercentOwner | 2019-06-07 | Sale | 4,774.0 | $19.65 |
| 5AM Partners III, LLC | TenPercentOwner | 2019-06-07 | Sale | 4,774.0 | $19.65 |
| Schwab Andrew J. | TenPercentOwner | 2019-06-07 | Sale | 4,774.0 | $19.65 |
| ROCKLAGE SCOTT M | TenPercentOwner | 2019-06-07 | Sale | 185,226.0 | $19.65 |
| DIEKMAN JOHN D | TenPercentOwner | 2019-06-07 | Sale | 185,226.0 | $19.65 |
| 5AM VENTURES III, L.P. | TenPercentOwner | 2019-06-07 | Sale | 185,226.0 | $19.65 |
| 5AM Co-Investors III, L.P. | TenPercentOwner | 2019-06-07 | Sale | 185,226.0 | $19.65 |
| 5AM Partners III, LLC | TenPercentOwner | 2019-06-07 | Sale | 185,226.0 | $19.65 |
| Schwab Andrew J. | TenPercentOwner | 2019-06-07 | Sale | 185,226.0 | $19.65 |
| Taylor Ian | Chief Scientific Officer | 2019-03-29 | Purchase | 1,000.0 | $14.66 |
| ROCKLAGE SCOTT M | TenPercentOwner | 2019-03-28 | Sale | 9,073.0 | $14.16 |
| DIEKMAN JOHN D | TenPercentOwner | 2019-03-28 | Sale | 9,073.0 | $14.16 |
| 5AM VENTURES III, L.P. | TenPercentOwner | 2019-03-28 | Sale | 9,073.0 | $14.16 |
| 5AM Co-Investors III, L.P. | TenPercentOwner | 2019-03-28 | Sale | 9,073.0 | $14.16 |
| 5AM Partners III, LLC | TenPercentOwner | 2019-03-28 | Sale | 9,073.0 | $14.16 |
| Schwab Andrew J. | TenPercentOwner | 2019-03-28 | Sale | 9,073.0 | $14.16 |
| ROCKLAGE SCOTT M | TenPercentOwner | 2019-03-28 | Sale | 352,056.0 | $14.16 |
| DIEKMAN JOHN D | TenPercentOwner | 2019-03-28 | Sale | 352,056.0 | $14.16 |
| 5AM VENTURES III, L.P. | TenPercentOwner | 2019-03-28 | Sale | 352,056.0 | $14.16 |
| 5AM Co-Investors III, L.P. | TenPercentOwner | 2019-03-28 | Sale | 352,056.0 | $14.16 |
| 5AM Partners III, LLC | TenPercentOwner | 2019-03-28 | Sale | 352,056.0 | $14.16 |
| Schwab Andrew J. | TenPercentOwner | 2019-03-28 | Sale | 352,056.0 | $14.16 |
| SHANNON TIMOTHY M | Director | 2019-03-28 | Purchase | 3,500.0 | $14.69 |
| RA Capital Healthcare Fund LP | Other | 2018-10-01 | Purchase | 1,000,000.0 | $16.0 |
| RA CAPITAL MANAGEMENT, LLC | Other | 2018-10-01 | Purchase | 1,000,000.0 | $16.0 |
| Kolchinsky Peter | Other | 2018-10-01 | Purchase | 1,000,000.0 | $16.0 |
| SHANNON TIMOTHY M | Director | 2018-10-01 | Purchase | 4,000.0 | $16.0 |
| Kennedy Edward Moore Jr. | Director | 2018-10-01 | Purchase | 21,000.0 | $16.0 |
| Houston John G | President and CEO | 2018-10-01 | Purchase | 30,000.0 | $16.0 |
| Ratcliffe Liam | Director | 2018-10-01 | Purchase | 375,000.0 | $16.0 |
| Ratcliffe Liam | Director | 2018-10-01 | Purchase | 625,000.0 | $16.0 |
| Margus Bradley Albert | Director | 2018-10-01 | Purchase | 40,000.0 | $16.0 |
| Cassidy Sean A | Chief Financial Officer | 2018-10-01 | Purchase | 1,600.0 | $16.0 |
| Loven Jakob | Director | 2018-10-01 | Purchase | 312,500.0 | $16.0 |
| DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) | TenPercentOwnerOther | 2018-10-01 | Purchase | 104,166.0 | $16.0 |
| Deerfield Mgmt L.P. | TenPercentOwnerOther | 2018-10-01 | Purchase | 104,166.0 | $16.0 |
| Flynn James E | TenPercentOwnerOther | 2018-10-01 | Purchase | 104,166.0 | $16.0 |
| Deerfield Special Situations Fund, L.P. | TenPercentOwnerOther | 2018-10-01 | Purchase | 104,166.0 | $16.0 |
| Deerfield Private Design Fund III, L.P. | TenPercentOwnerOther | 2018-10-01 | Purchase | 104,166.0 | $16.0 |
| Deerfield Mgmt III, L.P. | TenPercentOwnerOther | 2018-10-01 | Purchase | 104,166.0 | $16.0 |
| Deerfield Private Design Fund IV, L.P. | TenPercentOwnerOther | 2018-10-01 | Purchase | 104,166.0 | $16.0 |
| Deerfield Mgmt IV, L.P. | TenPercentOwnerOther | 2018-10-01 | Purchase | 104,166.0 | $16.0 |
| DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) | TenPercentOwnerOther | 2018-10-01 | Purchase | 104,167.0 | $16.0 |
| Deerfield Mgmt L.P. | TenPercentOwnerOther | 2018-10-01 | Purchase | 104,167.0 | $16.0 |
| Flynn James E | TenPercentOwnerOther | 2018-10-01 | Purchase | 104,167.0 | $16.0 |
| Deerfield Special Situations Fund, L.P. | TenPercentOwnerOther | 2018-10-01 | Purchase | 104,167.0 | $16.0 |
| Deerfield Private Design Fund III, L.P. | TenPercentOwnerOther | 2018-10-01 | Purchase | 104,167.0 | $16.0 |
| Deerfield Mgmt III, L.P. | TenPercentOwnerOther | 2018-10-01 | Purchase | 104,167.0 | $16.0 |
| Deerfield Private Design Fund IV, L.P. | TenPercentOwnerOther | 2018-10-01 | Purchase | 104,167.0 | $16.0 |
| Deerfield Mgmt IV, L.P. | TenPercentOwnerOther | 2018-10-01 | Purchase | 104,167.0 | $16.0 |
| DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) | TenPercentOwnerOther | 2018-10-01 | Purchase | 104,167.0 | $16.0 |
| Deerfield Mgmt L.P. | TenPercentOwnerOther | 2018-10-01 | Purchase | 104,167.0 | $16.0 |
| Flynn James E | TenPercentOwnerOther | 2018-10-01 | Purchase | 104,167.0 | $16.0 |
| Deerfield Special Situations Fund, L.P. | TenPercentOwnerOther | 2018-10-01 | Purchase | 104,167.0 | $16.0 |
| Deerfield Private Design Fund III, L.P. | TenPercentOwnerOther | 2018-10-01 | Purchase | 104,167.0 | $16.0 |
| Deerfield Mgmt III, L.P. | TenPercentOwnerOther | 2018-10-01 | Purchase | 104,167.0 | $16.0 |
| Deerfield Private Design Fund IV, L.P. | TenPercentOwnerOther | 2018-10-01 | Purchase | 104,167.0 | $16.0 |
| Deerfield Mgmt IV, L.P. | TenPercentOwnerOther | 2018-10-01 | Purchase | 104,167.0 | $16.0 |