ADVANCED MICRO DEVICES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 51 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-12-15: Reporting owner Papermaster Mark D; Form 4; Security Stock Option Grant; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-12-07: Reporting owner Su Lisa T; Form 4; Security Stock Option Grant; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-11-30: Reporting owner KUMAR DEVINDER; Form 4; Security Stock Option Grant; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-11-22: Reporting owner Norrod Forrest Eugene; Form 4; Security Stock Option Grant; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-12-15 | Papermaster Mark D Officer (Chief Technology Officer & EVP) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,221 0 owned after | $1.84 exercise price | $146.50 | 2021-12-17 |
| 2021-12-07 | Su Lisa T Director, Officer (President & CEO) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 753,457 owned after | $2.92 exercise price | $144.85 | 2021-12-09 |
| 2021-11-30 | KUMAR DEVINDER Officer (EVP, CFO & Treasurer) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −74,021 0 owned after | $6.98 exercise price | $158.37 | 2021-12-02 |
| 2021-11-22 | Norrod Forrest Eugene Officer (SVP & GM DESG) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 29,293 owned after | $12.83 exercise price | $152.52 | 2021-11-24 |
| 2021-11-15 | Papermaster Mark D Officer (Chief Technology Officer & EVP) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,000 60,221 owned after | $1.84 exercise price | $146.49 | 2021-11-17 |
| 2021-11-09 | Su Lisa T Director, Officer (President & CEO) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 878,457 owned after | $2.92 exercise price | $148.92 | 2021-11-12 |
| 2021-11-09 | KUMAR DEVINDER Officer (EVP, CFO & Treasurer) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −74,020 74,021 owned after | $6.98 exercise price | $148.92 | 2021-11-12 |
| 2021-10-28 | Norrod Forrest Eugene Officer (SVP & GM DESG) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,120 0 owned after | $6.98 exercise price | $121.16 | 2021-11-01 |
| 2021-10-28 | Norrod Forrest Eugene Officer (SVP & GM DESG) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,380 41,793 owned after | $12.83 exercise price | $121.16 | 2021-11-01 |
| 2021-10-15 | Papermaster Mark D Officer (Chief Technology Officer & EVP) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,000 115,221 owned after | $1.84 exercise price | $112.12 | 2021-10-19 |
| 2021-09-15 | Papermaster Mark D Officer (Chief Technology Officer & EVP) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,000 170,221 owned after | $1.84 exercise price | $105.60 | 2021-09-17 |
| 2021-09-14 | Su Lisa T Director, Officer (President & CEO) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 1,003,457 owned after | $2.92 exercise price | $105.73 | 2021-09-16 |
| 2021-09-01 | GRASBY PAUL DARREN Officer (EVP & CSO) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,143 28,291 owned after | $34.19 exercise price | $109.99 | 2021-09-03 |
| 2021-08-31 | KUMAR DEVINDER Officer (EVP, CFO & Treasurer) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −74,020 148,041 owned after | $6.98 exercise price | $110.72 | 2021-09-02 |
| 2021-08-24 | Su Lisa T Director, Officer (President & CEO) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 1,128,457 owned after | $2.92 exercise price | $107.65 | 2021-08-26 |
| 2021-08-23 | Norrod Forrest Eugene Officer (SVP & GM DESG) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 10,120 owned after | $6.98 exercise price | $108.77 | 2021-08-25 |
| 2021-08-23 | Norrod Forrest Eugene Officer (SVP & GM DESG) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,230 40,540 owned after | $19.10 exercise price | $108.77 | 2021-08-25 |
| 2021-08-23 | Norrod Forrest Eugene Officer (SVP & GM DESG) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,145 34,936 owned after | $34.19 exercise price | $108.77 | 2021-08-25 |
| 2021-08-13 | Papermaster Mark D Officer (Chief Technology Officer & EVP) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,000 225,221 owned after | $1.84 exercise price | $110.55 | 2021-08-17 |
| 2021-08-10 | KUMAR DEVINDER Officer (EVP, CFO & Treasurer) | 4 | Stock Option Grant Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −63,045 0 owned after | $1.84 exercise price | $106.48 | 2021-08-11 |
| 2021-08-09 | GRASBY PAUL DARREN Officer (EVP & CSO) | 4 | Stock Option Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,376 24,376 owned after | $107.58 exercise price | $107.58 | 2021-08-11 |
| 2021-08-09 | Su Lisa T Director, Officer (President & CEO) | 4 | Stock Option Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +112,029 112,029 owned after | $107.58 exercise price | $107.58 | 2021-08-11 |
| 2021-08-09 | KUMAR DEVINDER Officer (EVP, CFO & Treasurer) | 4 | Stock Option Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,939 21,939 owned after | $107.58 exercise price | $107.58 | 2021-08-11 |
| 2021-08-09 | Bergman Rick Officer (EVP, Computing & Graphics) | 4 | Stock Option Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,720 20,720 owned after | $107.58 exercise price | $107.58 | 2021-08-11 |
| 2021-08-09 | Norrod Forrest Eugene Officer (SVP & GM DESG) | 4 | Stock Option Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,720 20,720 owned after | $107.58 exercise price | $107.58 | 2021-08-11 |
| 2021-08-09 | Papermaster Mark D Officer (Chief Technology Officer & EVP) | 4 | Stock Option Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,041 35,041 owned after | $107.58 exercise price | $107.58 | 2021-08-11 |
| 2021-08-09 | WOLIN HARRY A Officer (SVP, GC & Corporate Secretary) | 4 | Stock Option Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,188 12,188 owned after | $107.58 exercise price | $107.58 | 2021-08-11 |
| 2021-07-29 | Norrod Forrest Eugene Officer (SVP & GM DESG) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 22,620 owned after | $6.98 exercise price | $102.95 | 2021-08-02 |
| 2021-07-15 | Papermaster Mark D Officer (Chief Technology Officer & EVP) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,000 280,221 owned after | $1.84 exercise price | $86.93 | 2021-07-19 |
| 2021-06-25 | GRASBY PAUL DARREN Officer (EVP & CSO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 0 owned after | $1.84 exercise price | $85.62 | 2021-06-29 |
| 2021-06-25 | GRASBY PAUL DARREN Officer (EVP & CSO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,688 8,846 owned after | $23.68 exercise price | $85.62 | 2021-06-29 |
| 2021-06-15 | Papermaster Mark D Officer (Chief Technology Officer & EVP) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,000 335,221 owned after | $1.84 exercise price | $80.47 | 2021-06-17 |
| 2021-06-08 | Su Lisa T Director, Officer (President & CEO) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 1,253,457 owned after | $2.92 exercise price | $80.89 | 2021-06-10 |
| 2021-06-02 | Norrod Forrest Eugene Officer (SVP & GM DESG) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 35,120 owned after | $6.98 exercise price | $81.97 | 2021-06-04 |
| 2021-06-01 | KUMAR DEVINDER Officer (EVP, CFO & Treasurer) | 4 | Stock Option Grant Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −63,044 63,045 owned after | $1.84 exercise price | $80.81 | 2021-06-03 |
| 2021-05-14 | Papermaster Mark D Officer (Chief Technology Officer & EVP) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,000 390,221 owned after | $1.84 exercise price | $74.59 | 2021-05-18 |
| 2021-05-11 | Su Lisa T Director, Officer (President & CEO) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −116,598 0 owned after | $2.80 exercise price | $76.83 | 2021-05-13 |
| 2021-05-11 | Su Lisa T Director, Officer (President & CEO) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,402 1,378,457 owned after | $2.92 exercise price | $76.83 | 2021-05-13 |
| 2021-05-04 | KUMAR DEVINDER Officer (EVP, CFO & Treasurer) | 4 | Stock Option Grant Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −63,044 126,089 owned after | $1.84 exercise price | $78.61 | 2021-05-06 |
| 2021-04-29 | Norrod Forrest Eugene Officer (SVP & GM DESG) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 47,620 owned after | $6.98 exercise price | $83.91 | 2021-05-03 |
| 2021-04-29 | Norrod Forrest Eugene Officer (SVP & GM DESG) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,840 44,173 owned after | $12.83 exercise price | $83.91 | 2021-05-03 |
| 2021-04-29 | Norrod Forrest Eugene Officer (SVP & GM DESG) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,562 47,770 owned after | $19.10 exercise price | $83.91 | 2021-05-03 |
| 2021-04-29 | Norrod Forrest Eugene Officer (SVP & GM DESG) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,281 38,081 owned after | $34.19 exercise price | $83.91 | 2021-05-03 |
| 2021-04-15 | Papermaster Mark D Officer (Chief Technology Officer & EVP) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,000 445,221 owned after | $1.84 exercise price | $83.01 | 2021-04-19 |
| 2021-03-16 | Norrod Forrest Eugene Officer (SVP & GM DESG) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,619 60,120 owned after | $6.98 exercise price | $82.75 | 2021-03-18 |
| 2021-03-16 | Norrod Forrest Eugene Officer (SVP & GM DESG) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,881 66,013 owned after | $12.83 exercise price | $82.75 | 2021-03-18 |
| 2021-03-09 | Su Lisa T Director, Officer (President & CEO) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 116,598 owned after | $2.80 exercise price | $78.53 | 2021-03-11 |
| 2021-03-02 | KUMAR DEVINDER Officer (EVP, CFO & Treasurer) | 4 | Stock Option Grant Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −63,044 189,133 owned after | $1.84 exercise price | $84.13 | 2021-03-04 |
| 2021-02-09 | Su Lisa T Director, Officer (President & CEO) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 241,598 owned after | $2.80 exercise price | $90.91 | 2021-02-11 |
| 2021-02-09 | KUMAR DEVINDER Officer (EVP, CFO & Treasurer) | 4 | Stock Option Grant Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −63,044 252,177 owned after | $1.84 exercise price | $90.91 | 2021-02-11 |
| 2021-01-28 | Norrod Forrest Eugene Officer (SVP & GM DESG) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −65,500 104,739 owned after | $6.98 exercise price | $87.52 | 2021-02-01 |
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