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Alcoa Corp (AA) Material Contracts

Alcoa Corp Material Contracts

Every material contract the company filed as Exhibit 10 (executive pay plans, credit agreements, supplier and indemnity agreements), newest first, with the filing's own description.

  • 2026-07-30: Form 10-Q; Exhibit 10.4; Description Terms and Conditions for Restricted Share Units Annual Director Awards, effective May 6, 2026 (filed herewith).
  • 2026-07-30: Form 10-Q; Exhibit 10.3; Description Terms and Conditions for Deferred Fee Restricted Share Units Director Awards, effective May 6, 2026 (filed herewith).
  • 2026-07-30: Form 10-Q; Exhibit 10.2; Description Amendment No. 4, dated as of July 14, 2026, to the Revolving Credit Agreement, dated as of September 16, 2016, as amended as of October 26, 2016, as amended and restated as of November 14, 2017, as amended and restated as of November 21, 2018, as amended as of August 16, 2019, as amended as of April 21, 2020, as amended as of June 24, 2020, as amended as of March 4, 2021, as amended and restated as of June 27, 2022, as amended as of January 17, 2024, as amended as of August 4, 2025, as amended as of May 4, 2026, and as amended as of July 14, 2026, among Alcoa Corporation, Alcoa Global Holding B.V., Alcoa Nederland Holding B.V., the lenders and issuers from time to time party thereto, and JPMorgan Chase Bank, N.A., as administrative agent for the lenders and issuers (filed herewith).
  • 2026-05-04: Form 8-K; Exhibit 10.1; Description Amendment No. 3, dated as of May 4, 2026, which includes, as Exhibit A thereto, the Revolving Credit Agreement, dated as of September 16, 2016, as amended as of October 26, 2016, as amended and restated as of November 14, 2017, as amended and restated as of November 21, 2018, as amended as of August 16, 2019, as amended as of April 21, 2020, as amended as of June 24, 2020, as amended as of March 4, 2021, as amended and restated as of June 27, 2022, as amended as of January 17, 2024, as amended as of August 4, 2025 and as amended as of May 4, 2026, among Alcoa Corporation, Alcoa Global Holding B.V., Alcoa Nederland Holding B.V., the lenders and issuers from time to time party thereto, and JPMorgan Chase Bank, N.A., as administrative agent for the lenders and issuers..
FiledFormExhibitDescription
2026-07-3010-Q10.4Terms and Conditions for Restricted Share Units Annual Director Awards, effective May 6, 2026 (filed herewith)
2026-07-3010-Q10.3Terms and Conditions for Deferred Fee Restricted Share Units Director Awards, effective May 6, 2026 (filed herewith)
2026-07-3010-Q10.2Amendment No. 4, dated as of July 14, 2026, to the Revolving Credit Agreement, dated as of September 16, 2016, as amended as of October 26, 2016, as amended and restated as of November 14, 2017, as amended and restated as of November 21, 2018, as amended as of August 16, 2019, as amended as of April 21, 2020, as amended as of June 24, 2020, as amended as of March 4, 2021, as amended and restated as of June 27, 2022, as amended as of January 17, 2024, as amended as of August 4, 2025, as amended as of May 4, 2026, and as amended as of July 14, 2026, among Alcoa Corporation, Alcoa Global Holding B.V., Alcoa Nederland Holding B.V., the lenders and issuers from time to time party thereto, and JPMorgan Chase Bank, N.A., as administrative agent for the lenders and issuers (filed herewith)
2026-05-048-K10.1Amendment No. 3, dated as of May 4, 2026, which includes, as Exhibit A thereto, the Revolving Credit Agreement, dated as of September 16, 2016, as amended as of October 26, 2016, as amended and restated as of November 14, 2017, as amended and restated as of November 21, 2018, as amended as of August 16, 2019, as amended as of April 21, 2020, as amended as of June 24, 2020, as amended as of March 4, 2021, as amended and restated as of June 27, 2022, as amended as of January 17, 2024, as amended as of August 4, 2025 and as amended as of May 4, 2026, among Alcoa Corporation, Alcoa Global Holding B.V., Alcoa Nederland Holding B.V., the lenders and issuers from time to time party thereto, and JPMorgan Chase Bank, N.A., as administrative agent for the lenders and issuers.
2025-10-2810-Q10.1Amendment No. 2, dated as of August 4, 2025, which includes, as Exhibit A thereto, the Revolving Credit Agreement, dated as of September 16, 2016, as amended as of October 26, 2016, as amended and restated as of November 14, 2017, as amended and restated as of November 21, 2018, as amended as of August 16, 2019, as amended as of April 21, 2020, as amended as of June 24, 2020, as amended as of March 4, 2021, as amended and restated as of June 27, 2022, as amended as of January 17, 2024, and as amended as of August 4, 2025, among Alcoa Corporation, Alcoa Nederland Holding B.V., the lenders and issuers from time to time party thereto, and JPMorgan Chase Bank N.A., as administrative agent for the lenders and issuers (filed herewith)
2025-02-2010-K10.20Amended and Restated Form of Alcoa Corporation Corporate Officer Executive Severance Agreement (Australia), effective as of July 30, 2019 (filed herewith)*
2024-08-0210-Q10.4Alcoa Corporation 2016 Deferred Fee Plan for Directors, effective December 2016, as amended and restated on December 5, 2018, effective August 1, 2024 (filed herewith)*
2024-08-0210-Q10.3Terms and Conditions for Restricted Share Units Annual Director Awards, effective August 1, 2024 (filed herewith)*
2024-08-0210-Q10.2Terms and Conditions for Deferred Fee Restricted Share Units Director Awards, effective August 1, 2024 (filed herewith)*
2024-08-0210-Q10.1Alcoa Corporate Non-Employee Director Compensation Policy, effective August 1, 2024 (filed herewith)*
2024-05-0210-Q10.1Letter Agreement, dated July 22, 2023, between Andrew Hastings and Alcoa Corporation (filed herewith)*
2024-02-2110-K10.36Alcoa Corporation Non-Employee Director Compensation Policy, effective October 1, 2023 (filed herewith)*
2024-02-2110-K10.35Terms and Conditions for Employee Special Retention Awards, effective January 24, 2024 (filed herewith)*
2024-02-2110-K10.34Terms and Conditions for Employee Restricted Share Units, effective January 24, 2024 (filed herewith)*
2024-02-2110-K10.26Amended and Restated Form of Alcoa Corporation Corporate Officer Executive Severance Agreement (Canada), effective as of April 1, 2020 (filed herewith)*
2024-01-198-K10.1Amendment No. 1, dated as of January 17, 2024, which includes, as Exhibit A thereto, the Revolving Credit Agreement, dated as of September 16, 2016, as amended as of October 26, 2016, as amended and restated as of November 14, 2017, as amended and restated as of November 21, 2018, as amended as of August 16, 2019, as amended as of April 21, 2020, as amended as of June 24, 2020, as amended as of March 4, 2021, as amended and restated as of June 27, 2022 and as amended as of January 17, 2024, among Alcoa Corporation, Alcoa Nederland Holding B.V., the lenders and issuers from time to time party thereto, and JPMorgan Chase Bank N.A., as administrative agent for the lenders and issuers.
2023-10-2610-Q10.1Amendment to the Amended and Restated Executive Severance Agreement, between Roy C. Harvey and Alcoa Corporation, effective September 24, 2023 (filed herewith)*
2023-02-2310-K10.29Amendment No. 1 to Amended and Restated Executive Severance Agreement, between William F. Oplinger and Alcoa Corporation, effective February 1, 2023 (filed herewith)*
2023-02-2310-K10.27Amendment No. 1, dated as of January 8, 2023 to the Alcoa Corporation Amended and Restated Change in Control Severance Plan, dated July 30, 2019 (filed herewith)*
2022-10-2710-Q10.1Alcoa Corporation Non-Employee Director Compensation Policy, effective September 28, 2022 (filed herewith)
2022-07-2510-Q10.4Terms and Conditions for Restricted Share Units Annual Director Awards, effective May 4, 2022 (filed herewith)
2022-07-2510-Q10.3Terms and Conditions for Deferred Fee Restricted Share Units Director Awards, effective May 4, 2022 (filed herewith)
2022-07-2510-Q10.2First Amendment to the Amended and Restated Alcoa Corporation to Arconic Inc. Trademark License Agreement, dated as of April 1, 2022, by and between Alcoa USA Corp and Howmet Aerospace Inc. (f/k/a Arconic Inc.) (filed herewith)
2022-06-298-K10.1Third Amendment and Restatement Agreement, dated as of June 27, 2022, which includes, as Exhibit A thereto, the Revolving Credit Agreement, dated as of September 16, 2016, as amended as of October 26, 2016, as amended and restated as of November 14, 2017, as amended and restated as of November 21, 2018, as amended as of August 16, 2019, as amended as of April 21, 2020, as amended as of June 24, 2020, as amended as of March 4, 2021 and as amended and restated as of June 27, 2022, among Alcoa Corporation, Alcoa Nederland Holding B.V., the lenders and issuers from time to time party thereto, and JPMorgan Chase Bank N.A., as administrative agent for the lenders and issuers.
2022-02-2410-K10.38Terms and Conditions for Employee Special Retention Awards, effective December 8, 2021 (filed herewith)*
2022-02-2410-K10.37Terms and Conditions for Employee Restricted Share Units, effective December 8, 2021 (filed herewith)*
2022-02-2410-K10.24Alcoa USA Corp. Deferred Compensation Plan, as amended November 15, 2021 (filed herewith)*
2022-02-2410-K10.5Second Amendment to Alcoa Corporation to Arconic Inc. Patent, Know-How, and Trade Secret License Agreement, effective as of October 18, 2021, by and between Alcoa USA Corp. and Howmet Aerospace Inc. (f/k/a Arconic Inc.) (filed herewith)
2022-02-2410-K10.4First Amendment to Alcoa Corporation to Arconic Inc. Patent, Know-How, and Trade Secret License Agreement, dated January 5, 2017, by and between Alcoa USA Corp. and Arconic Inc. (filed herewith)
2021-03-048-K10.1Amendment No. 4 dated as of March 4, 2021 to the Revolving Credit Agreement dated as of September 16, 2016, as amended as of October 26, 2016, as amended and restated as of November 14, 2017 and as amended and restated as of November 21, 2018, as amended as of August 16, 2019, as amended as of April 21, 2020 and as amended as of June 24, 2020, among Alcoa Corporation, Alcoa Nederland Holding B.V., the lenders and issuers from time to time party thereto, and JPMorgan Chase Bank, N.A., as administrative agent for the lenders and issuers
2020-10-3010-Q10.1Alcoa Corporation Non-Employee Director Compensation Policy, effective September 24, 2020
2020-06-258-K10.1Amendment No. 3 dated as of June 24, 2020 to the Revolving Credit Agreement dated as of September 16, 2016, as amended as of October 26, 2016, as amended and restated as of November 14, 2017 and as amended and restated as of November 21, 2018, as amended on August 16, 2019 and as amended as of April 21, 2020, among Alcoa Corporation, Alcoa Nederland Holding B.V., the lenders and issuers from time to time party thereto, and JPMorgan Chase Bank, N.A., as administrative agent for the lenders and issuers
2020-04-2910-Q10.1Amendment No. 2 dated as of April 21, 2020 to the Revolving Credit Agreement dated as of September 16, 2016, as amended as of October 26, 2016, as amended and restated as of November 14, 2017 and as amended and restated as of November 21, 2018 and as amended on August 26, 2019, among Alcoa Corporation, Alcoa Nederland Holding B.V., the lenders and issuers from time to time party thereto, and JPMorgan Chase Bank, N.A., as administrative agent for the lenders and issuers (filed herewith)
2020-02-2110-K10.36Letter Agreement, dated December 17, 2018, between John Slaven and Alcoa Corporation (filed herewith)*
2019-10-3110-Q10.7Form of Amended and Restated Executive Severance Agreement for Corporate Officers, effective as of July 30, 2019 (filed herewith)(1)
2019-10-3110-Q10.6Form of Amended and Restated Executive Severance Agreement for the Chief Executive Officer and the Chief Financial Officer, effective as of July 30, 2019 (filed herewith)(1)
2019-10-3110-Q10.5Amended and Restated Change in Control Severance Plan dated July 30, 2019 (filed herewith)(1)
2019-10-3110-Q10.4Terms and Conditions for Employee Special Retention Awards, effective October 1, 2019 (filed herewith)(1)
2019-10-3110-Q10.3Terms and Conditions for Employee Stock Option Awards, effective October 1, 2019 (filed herewith)(1)
2019-10-3110-Q10.2Terms and Conditions for Employee Restricted Share Units, effective October 1, 2019 (filed herewith)(1)
2019-10-3110-Q10.1Amendment No. 1 dated as of August 16, 2019 to the Revolving Credit Agreement dated as of September 16, 2016, as amended as of October 26, 2016, as amended and restated as of November 14, 2017 and as amended and restated as of November 21, 2018, among Alcoa Corporation, Alcoa Nederland Holding B.V., the lenders and issuers from time to time party thereto, and JPMorgan Chase Bank, N.A., as administrative agent for the lenders and issuers (filed herewith)(1)
2019-07-3110-Q10.5Letter Agreement, dated July 3, 2019, between Tómas M. Sigurðsson and Alcoa Corporation
2019-07-3110-Q10.4Novation Agreement relating to Framework Shareholders Agreement, dated December 24, 2016, between Saudi Arabian Mining Company (Ma’aden) and Arconic Inc. and Alcoa Corporation
2019-07-3110-Q10.3Amendment and Restatement of the Aluminium Project Framework Shareholders’ Agreement, dated on or about October 2016, between Saudi Arabian Mining Company (Ma’aden) and Alcoa Inc.(1)
2019-07-3110-Q10.2Amendment and Restatement Deed dated June 26, 2019 relating to the Aluminium Project Framework Shareholders’ Agreement originally dated December 20, 2009, between Saudi Arabian Mining Company (Ma’aden) and Alcoa Corporation(1)
2019-07-3110-Q10.1Framework Agreement, dated June 26, 2019, between Saudi Arabian Mining Company (Ma’aden) and Alcoa Corporation(1)
2019-02-2610-K10.37Alcoa Corporation 2016 Deferred Fee Plan for Directors, effective November 1, 2016, as amended and restated on December 5, 2018 (filed herewith)**
2018-11-268-K10.1Second Amendment and Restatement Agreement, dated as of November 21, 2018, which includes, as Exhibit A thereto, the Revolving Credit Agreement, dated as of September 16, 2016, as amended as of October 26, 2016, as amended and restated as of November 14, 2017, and as amended and restated as of November 21, 2018, among Alcoa Corporation, Alcoa Nederland Holding B.V., the lenders and issuers from time to time party thereto, and JPMorgan Chase Bank, N.A., as administrative agent for the lenders and issuers.
2018-05-0910-Q10Alcoa Corporation Annual Cash Incentive Compensation Plan (as Amended and Restated), effective February 21, 2018
2018-02-2610-K10.31Terms and Conditions for Employee Special Retention Awards (Restricted Share Units), dated January 24, 2018 (filed herewith)**
2018-02-2610-K10.30Terms and Conditions for Employee Stock Option Awards, dated January 24, 2018 (filed herewith)**
2018-02-2610-K10.29Terms and Conditions for Employee Restricted Share Units, dated January 24, 2018 (filed herewith)**
2018-02-2610-K10.9Amendment 1 to Alcoa USA Corp. Nonqualified Supplemental Retirement Plan C, effective January 1, 2021 (filed herewith)**
2017-11-168-K10.1Amendment and Restatement Agreement, dated as of November 14, 2017, which includes, as Exhibit A thereto, the Revolving Credit Agreement, dated as of September 16, 2016, and amended as of October 26, 2016, and as amended and restated as of November 14, 2017, among Alcoa Corporation, Alcoa Nederland Holding B.V., the lenders and issuers from time to time party thereto, and JPMorgan Chase Bank, N.A., as administrative agent for the lenders and issuers.
2017-08-0310-Q10.5Form of Amended and Restated Indemnification Agreement by and between Alcoa Corporation and individual directors or officers, effective August 1, 2017
2017-08-0310-Q10.4Alcoa Corporation Amended and Restated Change in Control Severance Plan, dated as of July 31, 2017
2017-08-0310-Q10.3Terms and Conditions for Restricted Share Units Annual Director Awards, effective May 9, 2017
2016-11-048-K10.8Incentive Compensation Plan of Alcoa Corporation.
2016-11-048-K10.7Alcoa Corporation Internal Revenue Code 162(m) Compliant Annual Cash Incentive Compensation Plan.
2016-11-048-K10.6Alcoa Corporation Change in Control Severance Plan.
2016-11-048-K10.4Enterprise Funding Agreement (Restated), dated November 1, 2016, between Alcoa Corporation, Alumina Limited, Alcoa Australian Holdings Pty Ltd, Alcoa of Australia Limited and Enterprise Funding Partnership (as defined therein).
2016-11-048-K10.3Side Letter of November 1, 2016, between Alcoa Corporation and Alumina Limited, clarifying transfer restrictions.
2016-11-048-K10.2Third Amended and Restated Limited Liability Company Agreement of Alcoa World Alumina LLC, dated as of November 1, 2016, by and among Alcoa USA Corp., ASC Alumina, Alumina International Holdings Pty Ltd, Alumina (USA) Inc., Reynolds Metals Company, LLC and Reynolds Metals Exploration, Inc.
2016-11-048-K10.1Amended and Restated Charter of the Strategic Council for the AWAC Joint Venture.
2016-10-318-K10.1Amendment No. 1, dated as of October 26, 2016, to the Revolving Credit Agreement, dated as of September 16, 2016, among Alcoa Upstream Corporation, Alcoa Nederland Holding B.V., the lenders and issuers from time to time party thereto, and JPMorgan Chase Bank, N.A., as administrative agent for the lenders and issuers.

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