| MIZUHO SECURITIES USA LLC | MIZUHO SECURITIES USA LLC | 13.241724% | 14,637,231 | 14,637,231 PA |
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| 6869 | Yangtze Optical Fibre & Cable Joint Stock Ltd Co. | 9.173363% | 10,140,117.94 | 419,620 NS |
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| 1072 | Dongfang Electric Corp Ltd. | 4.325673% | 4,781,543.03 | 1,085,259 NS |
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| 857 | PetroChina Co Ltd. | 4.015164% | 4,438,310.64 | 3,235,247 NS |
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| 2618 | Jd Logistics Inc | 3.79436% | 4,194,236.52 | 2,375,939 NS |
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| 1378 | CHINA HONGQIAO GROUP LTD | 3.399319% | 3,757,563.92 | 831,833 NS |
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| 1919 | Cosco Shipping Holdings Co Ltd. | 3.399178% | 3,757,408.18 | 1,973,147 NS |
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| 1898 | China Coal Energy Co Ltd. | 3.326139% | 3,676,671.52 | 2,181,530 NS |
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| 6198 | Qingdao Port International Co Limited | 3.062783% | 3,385,561.47 | 3,898,218 NS |
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| ALMMF | Aluminum Corporation of China Limited | 2.94962% | 3,260,471.93 | 2,228,672 NS |
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| CHWRF | China Tower Corporation Limited | 2.903326% | 3,209,299.53 | 2,347,155 NS |
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| 900948 | Inner Mongolia Yitai Coal Co., Ltd. | 2.841241% | 3,140,670.8 | 1,460,098 NS |
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| 2208 | Goldwind Science & Technology Co Ltd. | 2.682971% | 2,965,722.17 | 1,618,739 NS |
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| 358 | Jiangxi Copper Co Ltd. | 2.543699% | 2,811,771.97 | 633,106 NS |
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| 576 | Zhejiang Expressway Co Ltd. | 2.516635% | 2,781,855.89 | 3,026,564 NS |
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| 914 | Anhui Conch Cement Co Ltd. | 2.420252% | 2,675,315.02 | 982,906 NS |
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| 2883 | China Oilfield Services Ltd. | 2.413628% | 2,667,993.74 | 2,328,502 NS |
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| 3323 | China National Building Material Co Ltd. | 2.353064% | 2,601,047.2 | 4,239,871 NS |
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| 2628 | China Life Insurance Co Ltd. | 2.288411% | 2,529,580.21 | 792,914 NS |
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| 1508 | China Reinsurance Group Corporation | 2.210235% | 2,443,164.79 | 12,920,728 NS |
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| 1336 | New China Life Insurance Co Ltd. | 2.1512% | 2,377,909.22 | 399,419 NS |
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| 670 | China Eastern Airlines Corp Ltd. | 2.078748% | 2,297,821.47 | 5,088,933 NS |
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| 1099 | Sinopharm Group Co Ltd. | 1.965041% | 2,172,131.05 | 837,250 NS |
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| 1071 | Huadian Power International Corp Ltd. | 1.870024% | 2,067,100.75 | 4,000,201 NS |
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| 2899 | Zijin Mining Group Co Ltd. | 1.851849% | 2,047,010.4 | 455,043 NS |
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| 1787 | Shandong Gold Mining Co Ltd | 1.794921% | 1,984,082.7 | 470,411 NS |
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| 2318 | Ping An Insurance (Group) Company of China Ltd. | 1.739874% | 1,923,234 | 250,121 NS |
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| 2601 | China Pacific Insurance Group Co Ltd. | 1.713699% | 1,894,301.08 | 462,521 NS |
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| 2328 | PICC Property and Casualty Co Ltd. | 1.657311% | 1,831,969.95 | 995,215 NS |
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| 3993 | CMOC Group Limited | 1.607915% | 1,777,368.31 | 845,094 NS |
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| 939 | China Construction Bank Corp. | 1.378119% | 1,523,355.38 | 1,411,541 NS |
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| 3328 | Bank of Communications Co Ltd. | 1.375776% | 1,520,765.33 | 1,682,629 NS |
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| 1818 | Zhaojin Mining Industry Co Ltd. | 1.32784% | 1,467,777.43 | 353,294 NS |
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| 2607 | Shanghai Pharmaceuticals Holding Co Ltd. | 1.276592% | 1,411,128.33 | 953,715 NS |
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| CHKIF | China Southern Airlines Co Ltd. | 1.272458% | 1,406,558.96 | 2,797,285 NS |
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| SNPMF | China Petroleum & Chemical Corp. | 1.208291% | 1,335,628.97 | 2,323,522 NS |
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| 6963 | Sunshine Insurance Group Co Ltd. | 1.182068% | 1,306,642.47 | 2,797,461 NS |
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| 1988 | China Minsheng Banking Corp Ltd. | 1.174971% | 1,298,797.42 | 2,761,664 NS |
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| 960 | LONGFOR GROUP HOLDINGS LTD | 1.116903% | 1,234,610.74 | 1,268,134 NS |
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| 6818 | China Everbright Bank Co Ltd. | 1.04978% | 1,160,413.59 | 2,981,897 NS |
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| PINXF | The People's Insurance Company (Group) of China Limited | 1.01312% | 1,119,890.34 | 1,608,047 NS |
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| 3618 | Chongqing Rural Commercial Bank Co Ltd. | 0.691462% | 764,333.08 | 882,664 NS |
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| 9618 | JD.COM INC | 0.648382% | 716,713.16 | 48,622 NS |
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| 2016 | China Zheshang Bank Co Ltd. | 0.618234% | 683,387.84 | 2,153,207 NS |
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| 1519 | J&T GLOBAL EXPRESS LTD | 0.608128% | 672,216.83 | 519,321 NS |
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| 2688 | ENN ENERGY HOLDINGS LTD | 0.577762% | 638,650.44 | 78,435 NS |
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| 6186 | CHINA FEIHE LTD | 0.540519% | 597,482.39 | 1,336,707 NS |
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| 1385 | Shanghai Fudan Microelectronics Group Company Ltd. | 0.537545% | 594,195.59 | 119,573 NS |
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| 2238 | Guangzhou Automobile Group Co Ltd. | 0.468579% | 517,961.01 | 1,326,414 NS |
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| 753 | Air China Ltd. | 0.4093% | 452,434.81 | 767,719 NS |
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| 2577 | INNOSCIENCE (SUZHOU) TECHNOLOGY HOLDING CO LTD | 0.408969% | 452,068.78 | 69,179 NS |
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| MISXX | Dreyfus Government Cash Management Funds | 0.014909% | 16,480.67 | 16,480.67 NS |
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